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NEE NextEra Energy Inc

68.785
0.175 (0.26%)
Last Updated: 14:33:10
Delayed by 15 minutes
Share Name Share Symbol Market Type
NextEra Energy Inc NYSE:NEE NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.175 0.26% 68.785 69.015 68.65 68.88 240,759 14:33:10

Statement of Changes in Beneficial Ownership (4)

02/11/2020 8:23pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Caplan Deborah H
2. Issuer Name and Ticker or Trading Symbol

NEXTERA ENERGY INC [ NEE ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP, HR & Corp Services
(Last)          (First)          (Middle)

C/O NEXTERA ENERGY, INC., 700 UNIVERSE BLVD.
3. Date of Earliest Transaction (MM/DD/YYYY)

10/30/2020
(Street)

JUNO BEACH, FL 33408
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/30/2020  M(1)  26164 A$20.14 143680 (2)D  
Common Stock 10/30/2020  S(3)  26537 D$73.13 (4)117143 (2)D  
Common Stock 10/30/2020  S(3)  18695 D$73.87 (5)98448 (2)D  
Common Stock         12229 (2)I By Retirement Savings Plan Trust 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) $20.14 (6)10/30/2020  M (1)    26164 (6)  (7)4/24/2023 Common Stock 26164 (6)$0 0 D  

Explanation of Responses:
(1) Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2020.
(2) Amount of securities owned has been adjusted for the Issuer's 4-for-1 stock split effective October 26, 2020
(3) Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2020.
(4) Weighted average sale price. Reporting person sold 26,537 shares through a trade order executed by a broker-dealer at prices ranging from $72.54 to $73.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
(5) Weighted average sale price. Reporting person sold 18,695 shares through a trade order executed by a broker-dealer at prices ranging from $73.55 to $74.30 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
(6) Reflects adjustment for Issuer's 4-for-1 stock split effective October 26, 2020.
(7) The option, representing a right to buy shares, became exercisable in three substantially equal annual installments beginning on April 24, 2014.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Caplan Deborah H
C/O NEXTERA ENERGY, INC.
700 UNIVERSE BLVD.
JUNO BEACH, FL 33408


EVP, HR & Corp Services

Signatures
W. Scott Seeley (Attorney-in-Fact)11/2/2020
**Signature of Reporting PersonDate

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