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Share Name | Share Symbol | Market | Type |
---|---|---|---|
MFS Multimarket Income Trust | NYSE:MMT | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 4.70 | 4.70 | 4.68 | 4.68 | 5,696 | 14:46:36 |
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1.
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A copy of the resolution of the Board of Trustees approving the form and amount of the bonds:
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a.
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Certificate of Assistant Secretary for MFS Series Trust I, II, III, IV, V, VI, VII, VIII, IX, X, XI, XII, XIII, XIV, XV XVI, MFS Municipal Series Trust, MFS Variable Insurance Trust, MFS Variable Insurance Trust II, MFS Variable Insurance Trust III, MFS Institutional Trust, Massachusetts Investors Trust, Massachusetts Investors Growth Stock Fund, MFS California Municipal Fund, MFS Charter Income Trust, MFS Government Markets Income Trust, MFS High Income Municipal Trust, MFS High Yield Municipal Trust, MFS InterMarket Income Trust I, MFS Intermediate High Income Fund, MFS Intermediate Income Trust, MFS Investment Grade Municipal Trust, MFS Municipal Income Trust, MFS Multimarket Income Trust and MFS Special Value Trust, dated January 18, 2013; and
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2.
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Fidelity Bond Claim Agreement, dated November 1, 1993, as amended and restated June 12, 2002, as amended and restated March 1, 2008, (including Exhibit A, as of December 7, 2012 and Exhibit B, as of November 1, 2012), between the investment company and all other parties to the joint insured bonds entered into pursuant to paragraph (f) of the Rule.
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3.
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Copies of the executed bonds:
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a.
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Federal Insurance Company – Bond No. 81391896 – Declarations
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b.
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Federal Insurance Company – Bond No. 81391896 – Contract
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c.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 1
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d.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 2
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e.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 3
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f.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 4
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g.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 5
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h.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 6
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i.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 7
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j.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 8
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k.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 9
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l.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 10
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m.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 11
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n.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 12
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o.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 13
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p.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 14
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q.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 15
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r.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 16
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s.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 17
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t.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 18
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u.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 19
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v.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 20
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w.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 21
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x.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 22
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y.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 23
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z.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 24
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aa.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 25
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bb.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 1Rev
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cc.
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 26Rev
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dd
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Federal Insurance Company – Bond No. 81391896 – Endorsement No. 27
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Very truly yours,
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Susan S. Newton
|
Assistant Secretary and Assistant Clerk
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(i)
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first, the insurance proceeds shall be applied to the claim of each Fund up to its respective minimum fidelity bond requirement as determined pursuant to paragraph one above with respect to the Funds; and
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(ii)
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the remaining amount of insurance proceeds then shall be applied to the unsatisfied claims of the Funds in proportion to their respective minimum fidelity bond requirements as determined pursuant to paragraph one above with respect to the Funds.
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MFS FUNDS BOARD PRODUCTS:
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MFS SERIES TRUST I
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MFS Cash Reserve Fund
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MFS Core Equity Fund
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MFS Global Leaders Fund
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MFS New Discovery Fund
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MFS Research International Fund
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MFS Technology Fund
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MFS Value Fund
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MFS SERIES TRUST II
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MFS Growth Fund
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MFS SERIES TRUST III
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MFS High Income Fund
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MFS High Yield Opportunities Fund
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MFS High Yield Pooled Portfolio
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MFS Municipal High Income Fund
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MFS SERIES TRUST IV
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MFS Global New Discovery Fund
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MFS Government Money Market Fund
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MFS Mid Cap Growth Fund
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MFS Money Market Fund
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MFS SERIES TRUST V
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MFS Research Fund
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MFS Total Return Fund
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MFS International New Discovery Fund
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MFS SERIES TRUST VI
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MFS Global Equity Fund
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MFS Global Total Return Fund
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MFS Utilities Fund
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MFS SERIES TRUST VII
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MFS Asia Pacific Ex-Japan Fund
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MFS Equity Income Fund
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MFS European Equity Fund
MFS Latin American Fund
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MFS SERIES TRUST VIII
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MFS Global Growth Fund
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MFS Strategic Income Fund
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MFS SERIES TRUST IX
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MFS Bond Fund
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MFS Inflation-Adjusted Bond Fund
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MFS Limited Maturity Fund
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MFS Municipal Limited Maturity Fund
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MFS Research Bond Fund
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MFS SERIES TRUST X
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MFS Absolute Return Fund
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MFS Aggressive Growth Allocation Fund
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MFS Conservative Allocation Fund
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MFS Emerging Markets Debt Fund
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MFS Emerging Markets Debt Local Currency Fund
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MFS Emerging Markets Equity Fund
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MFS Global Bond Fund
MFS Growth Allocation Fund
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MFS International Diversification Fund
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MFS International Growth Fund
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MFS International Value Fund
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MFS Moderate Allocation Fund
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MFS SERIES TRUST XI
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MFS Blended Research Core Equity Fund
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MFS Mid Cap Value Fund
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MFS SERIES TRUST XII
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MFS Equity Opportunities Fund
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MFS Lifetime Retirement Income Fund
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MFS Lifetime 2010 Fund
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MFS Lifetime 2015 Fund
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MFS Lifetime 2020 Fund
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MFS Lifetime 2025 Fund
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MFS Lifetime 2030 Fund
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MFS Lifetime 2035 Fund
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MFS Lifetime 2040 Fund
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MFS Lifetime 2045 Fund
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MFS Lifetime 2050 Fund
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MFS Lifetime 2055 Fund
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MFS SERIES TRUST XIII
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MFS Diversified Income Fund
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MFS Global Real Estate Fund
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MFS Government Securities Fund
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MFS New Discovery Value Fund
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MFS SERIES TRUST XIV
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MFS Institutional Money Market Portfolio
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MFS SERIES TRUST XV
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MFS Commodity Strategy Fund
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MFS Diversified Target Return Fund
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MFS SERIES TRUST XVI
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MFS Global Multi-Asset Fund
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STAND-ALONE FUNDS
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Massachusetts Investors Growth Stock Fund
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Massachusetts Investors Trust
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CLOSED-END FUNDS
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MFS California Municipal Fund
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MFS Charter Income Trust
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MFS Government Markets Income Trust
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MFS High Income Municipal Trust
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MFS High Yield Municipal Trust
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MFS InterMarket Income Trust I
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MFS Intermediate High Income Fund
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MFS Intermediate Income Trust
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MFS Investment Grade Municipal Trust
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MFS Multimarket Income Trust
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MFS Municipal Income Trust
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MFS Special Value Trust
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MFS MUNICIPAL SERIES TRUST
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MFS Alabama Municipal Bond Fund
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MFS Arkansas Municipal Bond Fund
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MFS California Municipal Bond Fund
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MFS Georgia Municipal Bond Fund
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MFS Maryland Municipal Bond Fund
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MFS Massachusetts Municipal Bond Fund
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MFS Mississippi Municipal Bond Fund
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MFS New York Municipal Bond Fund
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MFS North Carolina Municipal Bond Fund
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MFS Pennsylvania Municipal Bond Fund
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MFS South Carolina Municipal Bond Fund
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MFS Tennessee Municipal Bond Fund
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MFS Virginia Municipal Bond Fund
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MFS West Virginia Municipal Bond Fund
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MFS Municipal Income Fund
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MFS VARIABLE INSURANCE TRUST
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MFS Core Equity Series
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MFS Growth Series
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MFS Global Equity Series
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MFS High Income Series
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MFS Investors Growth Stock Series
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MFS Investors Trust Series
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MFS Mid Cap Growth Series
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MFS New Discovery Series
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MFS Research Bond Series
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MFS Research International Series
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MFS Research Series
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MFS Strategic Income Series
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MFS Total Return Series
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MFS Utilities Series
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MFS Value Series
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MFS INSTITUTIONAL TRUST
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MFS Institutional International Equity Fund
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MFS Institutional Large Cap Value Fund
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MFS VARIABLE INSURANCE TRUST II
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MFS Blended Research Core Equity Portfolio
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MFS Bond Portfolio
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MFS Core Equity Portfolio
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MFS Emerging Markets Equity Portfolio
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MFS Global Governments Portfolio
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MFS Global Growth Portfolio
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MFS Global Research Portfolio
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MFS Global Tactical Allocation Portfolio
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MFS Government Securities Portfolio
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MFS High Yield Portfolio
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MFS International Growth Portfolio
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MFS International Value Portfolio
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MFS Massachusetts Investors Growth Stock Portfolio
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MFS Money Market Portfolio
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MFS New Discovery Portfolio
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MFS Research International Portfolio
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MFS Strategic Income Portfolio
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MFS Technology Portfolio
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MFS Total Return Portfolio
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MFS Utilities Portfolio
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MFS Value Portfolio
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MFS VARIABLE INSURANCE TRUST III
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MFS Blended Research Small Cap Equity Portfolio
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MFS Conservative Allocation Portfolio
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MFS Global Real Estate Portfolio
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MFS Growth Allocation Portfolio
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MFS Inflation-Adjusted Bond Portfolio
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MFS Limited Maturity Portfolio
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MFS Mid Cap Value Portfolio
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MFS Moderate Allocation Portfolio
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MFS New Discovery Value Portfolio
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MFS Asia Pacific ex-Japan Fund ("AJX")
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MFS Equity Income Fund ("EQI")
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MFS European Equity Fund ("EEQ")
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MFS Latin American Equity Fund ("LEQ")
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MFS Blended Research Core Equity Fund (“UNE”)
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MCF
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$ 750,000.00
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RGI
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1,000,000.00
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GLD
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200,000.00
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NDF
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1,250,000.00
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RIF
|
2,500,000.00
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SCT
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750,000.00
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EIF
|
2,500,000.00
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MEG
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$2,500,000.00
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MFH
|
$1,250,000.00
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HYO
|
900,000.00
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HYP*
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MMH
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1,900,000.00
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GND
|
$ 150,000.00
|
MMG
|
200,000.00
|
OTC
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1,250,000.00
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MMM
|
750,000.00
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MIO
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$2,100,000.00
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MFR
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1,900,000.00
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MTR
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2,500,000.00
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MWE
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$1,000,000.00
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MWT
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1,000,000.00
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MMU
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2,500,000.00
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AJX
|
$125,000.00
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EQI
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125,000.00
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EEQ
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100,000.00
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LEQ
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125,000.00
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WGF
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$600,000.00
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MSI
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750,000.00
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MFB
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$1,900,000.00
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IAB
|
1,000,000.00
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MLM
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1,250,000.00
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MML
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1,250,000.00
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RBF
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2,300,000.00
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ART
|
$ 525,000.00
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AGG
|
1,250,000.00
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CON
|
1,700,000.00
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EMD
|
2,500,000.00
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EML
|
350,000.00
|
FEM
|
900,000.00
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GLB
|
750,000.00
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GRO
|
2,100,000.00
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MDI
|
1,900,000.00
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FGF
|
1,700,000.00
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FGI
|
2,500,000.00
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MOD
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2,300,000.00
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MDV
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$1,250,000.00
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UNE
|
525,000.00
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MSR
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$525,000.00
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ML1
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400,000.00
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L15*
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ML2
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600,000.00
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L25*
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ML3
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600,000.00
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L35*
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ML4
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525,000.00
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L45*
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ML5
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225,000.00
|
L55*
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LRT
|
600,000.00
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MGS
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$1,700,000.00
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DIF
|
1,250,000.00
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GRE
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750,000.00
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NDV
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600,000.00
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IMM
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$2,500,000.00
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CMS
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$750,000.00
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DTR
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450,000.00
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GMA
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$300,000.00
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MAL
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$ 400,000.00
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MAR
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600,000.00
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MCA
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750,000.00
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MGA
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450,000.00
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MMD
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525,000.00
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MMA
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750,000.00
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MMP
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525,000.00
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MMI
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1,700,000.00
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MNY
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600,000.00
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MNC
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750,000.00
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MPA
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600,000.00
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MSC
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600,000.00
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MTN
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525,000.00
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MVA
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750,000.00
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MWV
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600,000.00
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VVS
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$ 400,000.00
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VEG
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1,250,000.00
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VGE
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350,000.00
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VHI
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750,000.00
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VGS
|
750,000.00
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VGI
|
900,000.00
|
VMG
|
750,000.00
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VND
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1,000,000.00
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VFB
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1,900,000.00
|
VRI
|
525,000.00
|
VFR
|
900,000.00
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VWG
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300,000.00
|
VTR
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1,700,000.00
|
VUF
|
1,250,000.00
|
VLU
|
1,500,000.00
|
BDS
|
$ 750,000.00
|
CGS
|
750,000.00
|
RGS
|
525,000.00
|
FCE
|
525,000.00
|
WGS
|
350,000.00
|
WGO
|
400,000.00
|
WTS
|
1,250,000.00
|
GSS
|
1,000,000.00
|
HYS
|
750,000.00
|
FCI
|
750,000.00
|
FCG
|
900,000.00
|
MIS
|
900,000.00
|
MKS
|
750,000.00
|
NWD
|
600,000.00
|
RSS
|
525,000.00
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RES
|
525,000.00
|
SIS
|
400,000.00
|
TKS
|
350,000.00
|
TRS
|
1,250,000.00
|
UTS
|
750,000.00
|
EIS
|
900,000.00
|
VCA
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$1,000,000.00
|
VDV
|
400,000.00
|
VGA
|
900,000.00
|
VIA
|
900,000.00
|
VLT
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1,000,000.00
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VMA
|
1,500,000.00
|
VMC
|
750,000.00
|
VRE
|
750,000.00
|
VSC
|
525,000.00
|
IIE
|
$2,500,000.00
|
ILV
|
525,000.00
|
MIT
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$2,300,000.00
|
MIG
|
$2,300,000.00
|
MGF
|
$750,000.00
|
MIN
|
$900,000.00
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MCR
|
$900,000.00
|
MFV
|
$350,000.00
|
MFM
|
$750,000.00
|
MMT
|
$900,000.00
|
CCA
|
$400,000.00
|
CXE
|
$750,000.00
|
CMU
|
$600,000.00
|
CMK
|
$525,000.00
|
CIH
|
$450,000.00
|
CXH
|
$600,000.00
|
MFS Series Trust I
|
MFS Series Trust II
|
MFS Series Trust III
|
MFS Series Trust IV
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MFS Series Trust V
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MFS Series Trust VI
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MFS Series Trust VII
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MFS Series Trust VIII
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MFS Series Trust IX
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MFS Series Trust X
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MFS Series Trust XI
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MFS Series Trust XII
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MFS Series Trust XIII
|
MFS Series Trust XIV
|
MFS Series Trust XV
MFS Series Trust XVI
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MFS Municipal Series Trust
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MFS Variable Insurance Trust
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MFS Variable Insurance Trust II
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MFS Variable Insurance Trust III
|
MFS Institutional Trust
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Massachusetts Investors Trust
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Massachusetts Investors Growth Stock Fund
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MFS California Municipal Fund
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MFS Charter Income Trust
|
MFS Government Markets Income Trust
|
MFS High Income Municipal Trust
|
MFS High Yield Municipal Trust
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MFS InterMarket Income Trust I
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MFS Intermediate High Income Fund
|
MFS Intermediate Income Trust
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MFS Investment Grade Municipal Trust
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MFS Multimarket Income Trust
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MFS Municipal Income Trust
|
MFS Special Value Trust
|
VOTED:
|
That it is the finding of the Trustees that the fidelity bonds written by ICI Mutual Insurance Company (ICI Mutual) and Federal Insurance Company (Chubb) (collectively, the "Bond") in the aggregate amount of $52 million (the “Coverage Amount”), covering, among others, Trustees, officers and employees of the Trust, in accordance with the requirements of Rule 17g-1 promulgated by the Securities and Exchange Commission under Section 17(g) of the Investment Company Act of 1940, as amended, are reasonable in form and amount, after having given due consideration to, among other things, the value of the aggregate assets of the Trust to which any person covered under the Bond may have access, the type and terms of the arrangements made for the custody and safekeeping of assets of the Trust, the nature of the Trust's securities, the number of other parties named as insured parties under the Bond and the nature of the business activities of the other parties;
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VOTED:
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That after having given due consideration to, among other things, the number of other parties insured under the Bond, the nature of business activities of those other parties, the amount of the Bond, the amount of the premium and the ratable allocation of the premium and service fee among all parties named as insureds, that the premium on the Bond and service fee be, and it hereby is, allocated among the insured parties in the proportion that the higher of their minimum required or assigned coverage bears to the Coverage Amount;
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VOTED:
|
That the officers of the Trust be, and each of them hereby is, authorized and directed to enter into an agreement, as required by paragraph (f) of Rule 17g-1 promulgated by the Securities and Exchange Commission under the Investment Company Act of 1940, as amended, with the other named insureds under said Bond providing that in the event any recovery is received under the Bond as a result of a loss sustained by the Trust and also by one or more of the other named insureds, the Trust shall receive an equitable and proportionate share of the recovery, but at least equal to the amount it would have received had it provided and maintained a single insured bond with the minimum coverage required by paragraph (d)(1) of Rule 17g-1 promulgated by the Securities and Exchange Commission under the Investment Company Act of 1940, as amended;
|
VOTED:
|
That the Bond be, and it hereby is, approved;
|
VOTED:
|
That the appropriate officers of the Trust be, and they hereby are, authorized and directed to prepare, execute, and file such amendments and supplements to the aforesaid agreement, and to take such other action as may be necessary or appropriate in order to conform to the provisions of the Investment Company Act of 1940, as amended, and the rules and regulations thereunder; and
|
VOTED:
|
That the Secretary or any Assistant Secretary of the Trust shall file the Bond with the Securities and Exchange Commission and give notices required under paragraph (g) of Rule 17g-1 promulgated by the Securities and Exchange Commission under the Investment Company Act of 1940, as amended.
|
My commission expires: September 23, 2016
|
ICAP Bond (5-98) - Federal
|
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Form 17-02-1421 (Ed. 5-98)
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Page 1 of 1
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
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Page 1 of 19
|
ICAP Bond (5-98)
|
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Form 17-02-1421 (Ed. 5-98)
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Page 2 of 19
|
ICAP Bond (5-98)
|
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Form 17-02-1421 (Ed. 5-98)
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Page 3 of 19
|
ICAP Bond (5-98)
|
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Form 17-02-1421 (Ed. 5-98)
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Page 4 of 19
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General Agreements
|
||||
Additional Companies
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A.
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If more than one corporation, or
Investment Company
, or any combination of
|
||
Included As Assured
|
them is included as the ASSURED herein:
|
|||
(1
|
)
|
The total liability of the COMPANY under this Bond for loss or losses
|
||
sustained by any one or more or all of them shall not exceed the limit for
|
||||
which the COMPANY would be liable under this Bond if all such loss were
|
||||
sustained by any one of them.
|
||||
(2
|
)
|
Only the first named ASSURED shall be deemed to be the sole agent of the
|
||
others for all purposes under this Bond, including but not limited to the giving
|
||||
or receiving of any notice or proof required to be given and for the purpose of
|
||||
effecting or accepting any amendments to or termination of this Bond. The
|
||||
COMPANY shall furnish each
Investment Company
with a copy of the
|
||||
Bond and with any amendment thereto, together with a copy of each formal
|
||||
filing of claim by any other named ASSURED and notification of the terms of
|
||||
the settlement of each such claim prior to the execution of such settlement.
|
||||
(3
|
)
|
The COMPANY shall not be responsible for the proper application of any
|
||
payment made hereunder to the first named ASSURED.
|
||||
(4
|
)
|
Knowledge possessed or discovery made by any partner, director, trustee,
|
||
officer or supervisory employee of any ASSURED shall constitute knowledge
|
||||
or discovery by all the ASSUREDS for the purposes of this Bond.
|
||||
(5
|
)
|
If the first named ASSURED ceases for any reason to be covered under this
|
||
Bond, then the ASSURED next named on the APPLICATION shall thereafter
|
||||
be considered as the first named ASSURED for the purposes of this Bond.
|
||||
Representation Made By
|
B.
|
The ASSURED represents that all information it has furnished in the
|
||
Assured
|
APPLICATION for this Bond or otherwise is complete, true and correct. Such
|
|||
APPLICATION and other information constitute part of this Bond.
|
||||
The ASSURED must promptly notify the COMPANY of any change in any fact or
|
||||
circumstance which materially affects the risk assumed by the COMPANY under
|
||||
this Bond.
|
||||
Any intentional misrepresentation, omission, concealment or incorrect statement of
|
||||
a material fact, in the APPLICATION or otherwise, shall be grounds for recision of
|
||||
this Bond.
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 5 of 19
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 6 of 19
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 7 of 19
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 8 of 19
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 9 of 19
|
Conditions And
|
||
Limitations
|
||
Definitions
|
f.
|
Forgery
means the signing of the name of another natural person with the
|
(continued)
|
intent to deceive but does not mean a signature which consists in whole or in
|
|
part of one's own name, with or without authority, in any capacity for any
|
||
purpose.
|
||
g.
|
Investment Company
means any investment company registered under the
|
|
Investment Company Act of 1940 and listed under the NAME OF ASSURED
|
||
on the DECLARATIONS.
|
||
h.
|
Items of Deposit
means one or more checks or drafts drawn upon a
|
|
financial institution in the United States of America.
|
||
i.
|
Larceny or Embezzlement
means larceny or embezzlement as defined in
|
|
Section 37 of the Investment Company Act of 1940.
|
||
j.
|
Property
means money, revenue and other stamps; securities; including any
|
|
note, stock, treasury stock, bond, debenture, evidence of indebtedness,
|
||
certificate of deposit, certificate of interest or participation in any profit-
|
||
sharing agreement, collateral trust certificate, preorganization certificate or
|
||
subscription, transferable share, investment contract, voting trust certificate,
|
||
certificate of deposit for a security, fractional undivided interest in oil, gas, or
|
||
other mineral rights, any interest or instruments commonly known as a
|
||
security under the Investment Company Act of 1940, any other certificate of
|
||
interest or participation in, temporary or interim certificate for, receipt for,
|
||
guarantee of, or warrant or right to subscribe to or purchase any of the
|
||
foregoing; bills of exchange; acceptances; checks; withdrawal orders; money
|
||
orders; travelers' letters of credit; bills of lading; abstracts of title; insurance
|
||
policies, deeds, mortgages on real estate and/or upon chattels and interests
|
||
therein; assignments of such policies, deeds or mortgages; other valuable
|
||
papers, including books of accounts and other records used by the
|
||
ASSURED in the conduct of its business (but excluding all electronic data
|
||
processing records); and, all other instruments similar to or in the nature of
|
||
the foregoing in which the ASSURED acquired an interest at the time of the
|
||
ASSURED'S consolidation or merger with, or purchase of the principal
|
||
assets of, a predecessor or which are held by the ASSURED for any
|
||
purpose or in any capacity and whether so held gratuitously or not and
|
||
whether or not the ASSURED is liable therefor.
|
||
k.
|
Relative
means the spouse of an
Employee
or partner of the ASSURED
|
|
and any unmarried child supported wholly by, or living in the home of, such
|
||
Employee
or partner and being related to them by blood, marriage or legal
|
||
guardianship.
|
||
l.
|
Securities, documents or other written instruments
means original
|
|
(including original counterparts) negotiable or non-negotiable instruments, or
|
||
assignments thereof, which in and of themselves represent an equitable
|
||
interest, ownership, or debt and which are in the ordinary course of business
|
||
transferable by delivery of such instruments with any necessary
|
||
endorsements or assignments.
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 10 of 19
|
Conditions And
|
||||
Limitations
|
||||
Definitions
|
m.
|
Subsidiary
means any organization that, at the inception date of this Bond,
|
||
(continued)
|
is named in the APPLICATION or is created during the BOND PERIOD and
|
|||
of which more than fifty percent (50%) of the outstanding securities or voting
|
||||
rights representing the present right to vote for election of directors is owned
|
||||
or controlled by the ASSURED either directly or through one or more of its
|
||||
subsidiaries.
|
||||
n.
|
Transportation Company
means any organization which provides its own
|
|||
or its leased vehicles for transportation or which provides freight forwarding
|
||||
or air express services.
|
||||
o.
|
Voice Initiated Election
means any election concerning dividend options
|
|||
available to
Investment Company
shareholders or subscribers which is
|
||||
requested by voice over the telephone.
|
||||
p.
|
Voice Initiated Redemption
means any redemption of shares issued by an
|
|||
Investment Company
which is requested by voice over the telephone.
|
||||
q.
|
Voice Initiated Funds Transfer Instruction
means any
Voice Initiated
|
|||
Redemption
or
Voice Initiated Election
.
|
||||
For the purposes of these definitions, the singular includes the plural and the
|
||||
plural includes the singular, unless otherwise indicated.
|
||||
General Exclusions -
|
2
|
.
|
This bond does not directly or indirectly cover:
|
|
Applicable to All Insuring
|
a.
|
loss not reported to the COMPANY in writing within sixty (60) days after
|
||
Clauses
|
termination of this Bond as an entirety;
|
|||
b.
|
loss due to riot or civil commotion outside the United States of America and
|
|||
Canada, or any loss due to military, naval or usurped power, war or
|
||||
insurrection. This Section 2.b., however, shall not apply to loss which occurs
|
||||
in transit in the circumstances recited in INSURING CLAUSE 3., provided
|
||||
that when such transit was initiated there was no knowledge on the part of
|
||||
any person acting for the ASSURED of such riot, civil commotion, military,
|
||||
naval or usurped power, war or insurrection;
|
||||
c.
|
loss resulting from the effects of nuclear fission or fusion or radioactivity;
|
|||
d.
|
loss of potential income including, but not limited to, interest and dividends
|
|||
not realized by the ASSURED or by any customer of the ASSURED;
|
||||
e.
|
damages of any type for which the ASSURED is legally liable, except
|
|||
compensatory damages, but not multiples thereof, arising from a loss
|
||||
covered under this Bond;
|
||||
f.
|
costs, fees and expenses incurred by the ASSURED in establishing the
|
|||
existence of or amount of loss under this Bond, except to the extent covered
|
||||
under INSURING CLAUSE 11.;
|
||||
g.
|
loss resulting from indirect or consequential loss of any nature;
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 11 of 19
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 12 of 19
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 13 of 19
|
Conditions And
|
||||
Limitations
|
||||
Limit Of Liability/Non-
|
d.
|
any one casualty or event other than those specified in a., b., or c. above,
|
||
Reduction And Non-
|
shall be deemed to be one loss and shall be limited to the applicable LIMIT OF
|
|||
Accumulation Of Liability
|
LIABILITY stated in ITEM 2. of the DECLARATIONS of this Bond irrespective of
|
|||
(continued)
|
the total amount of such loss or losses and shall not be cumulative in amounts
|
|||
from year to year or from period to period.
|
||||
All acts, as specified in c. above, of any one person which
|
||||
i.
|
directly or indirectly aid in any way wrongful acts of any other person or
|
|||
persons, or
|
||||
ii.
|
permit the continuation of wrongful acts of any other person or persons
|
|||
whether such acts are committed with or without the knowledge of the wrongful
|
||||
acts of the person so aided, and whether such acts are committed with or without
|
||||
the intent to aid such other person, shall be deemed to be one loss with the
|
||||
wrongful acts of all persons so aided.
|
||||
Discovery
|
6
|
.
|
This Bond applies only to loss first discovered by an officer of the ASSURED
|
|
during the BOND PERIOD. Discovery occurs at the earlier of an officer of the
|
||||
ASSURED being aware of:
|
||||
a.
|
facts which may subsequently result in a loss of a type covered by this Bond,
|
|||
or
|
||||
b.
|
an actual or potential claim in which it is alleged that the ASSURED is liable
|
|||
to a third party,
|
||||
regardless of when the act or acts causing or contributing to such loss occurred,
|
||||
even though the amount of loss does not exceed the applicable DEDUCTIBLE
|
||||
AMOUNT, or the exact amount or details of loss may not then be known.
|
||||
Notice To Company -
|
7
|
.
|
a.
|
The ASSURED shall give the COMPANY notice thereof at the earliest
|
Proof - Legal Proceedings
|
practicable moment, not to exceed sixty (60) days after discovery of loss, in
|
|||
Against Company
|
an amount that is in excess of 50% of the applicable DEDUCTIBLE
|
|||
AMOUNT, as stated in ITEM 2. of the DECLARATIONS.
|
||||
b.
|
The ASSURED shall furnish to the COMPANY proof of loss, duly sworn to,
|
|||
with full particulars within six (6) months after such discovery.
|
||||
c.
|
Securities listed in a proof of loss shall be identified by certificate or bond
|
|||
numbers, if issued with them.
|
||||
d.
|
Legal proceedings for the recovery of any loss under this Bond shall not be
|
|||
brought prior to the expiration of sixty (60) days after the proof of loss is filed
|
||||
with the COMPANY or after the expiration of twenty-four (24) months from
|
||||
the discovery of such loss.
|
||||
e.
|
This Bond affords coverage only in favor of the ASSURED. No claim, suit,
|
|||
action or legal proceedings shall be brought under this Bond by anyone
|
||||
other than the ASSURED.
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 14 of 19
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 15 of 19
|
Conditions And
|
||||
Limitations
|
||||
(continued)
|
||||
Securities Settlement
|
10
|
.
|
In the event of a loss of securities covered under this Bond, the COMPANY may,
|
|
at its sole discretion, purchase replacement securities, tender the value of the
|
||||
securities in money, or issue its indemnity to effect replacement securities.
|
||||
The indemnity required from the ASSURED under the terms of this Section
|
||||
against all loss, cost or expense arising from the replacement of securities by the
|
||||
COMPANY'S indemnity shall be:
|
||||
a.
|
for securities having a value less than or equal to the applicable
|
|||
DEDUCTIBLE AMOUNT - one hundred (100%) percent;
|
||||
b.
|
for securities having a value in excess of the DEDUCTIBLE AMOUNT but
|
|||
within the applicable LIMIT OF LIABILITY - the percentage that the
|
||||
DEDUCTIBLE AMOUNT bears to the value of the securities;
|
||||
c.
|
for securities having a value greater than the applicable LIMIT OF LIABILITY
|
|||
- the percentage that the DEDUCTIBLE AMOUNT and portion in excess of
|
||||
the applicable LIMIT OF LIABILITY bears to the value of the securities.
|
||||
The value referred to in Section 10.a., b., and c. is the value in accordance with
|
||||
Section 9, VALUATION, regardless of the value of such securities at the time the
|
||||
loss under the COMPANY'S indemnity is sustained.
|
||||
The COMPANY is not required to issue its indemnity for any portion of a loss of
|
||||
securities which is not covered by this Bond; however, the COMPANY may do so
|
||||
as a courtesy to the ASSURED and at its sole discretion.
|
||||
The ASSURED shall pay the proportion of the Company's premium charge for the
|
||||
Company's indemnity as set forth in Section 10.a., b., and c. No portion of the
|
||||
LIMIT OF LIABILITY shall be used as payment of premium for any indemnity
|
||||
purchased by the ASSURED to obtain replacement securities.
|
||||
Subrogation - Assignment -
|
11
|
.
|
In the event of a payment under this Bond, the COMPANY shall be subrogated to
|
|
Recovery
|
all of the ASSURED'S rights of recovery against any person or entity to the extent
|
|||
of such payment. On request, the ASSURED shall deliver to the COMPANY an
|
||||
assignment of the ASSURED'S rights, title and interest and causes of action
|
||||
against any person or entity to the extent of such payment.
|
||||
Recoveries, whether effected by the COMPANY or by the ASSURED, shall be
|
||||
applied net of the expense of such recovery in the following order:
|
||||
a.
|
first, to the satisfaction of the ASSURED'S loss which would otherwise have
|
|||
been paid but for the fact that it is in excess of the applicable LIMIT OF
|
||||
LIABILITY,
|
||||
b.
|
second, to the COMPANY in satisfaction of amounts paid in settlement of
|
|||
the ASSURED'S claim,
|
||||
c.
|
third, to the ASSURED in satisfaction of the applicable DEDUCTIBLE
|
|||
AMOUNT, and
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 16 of 19
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 17 of 19
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 18 of 19
|
Conditions And
|
|
Limitations
|
|
Change or Modification
|
If this Bond is for a joint ASSURED, no charge or modification which would
|
(continued)
|
adversely affect the rights of the ASSURED shall be effective prior to sixty (60)
|
days after written notice has been furnished to all insured
Investment Companies
|
|
and to the Securities and Exchange Commission, Washington, D.C., by the
|
|
COMPANY.
|
ICAP Bond (5-98)
|
|
Form 17-02-1421 (Ed. 5-98)
|
Page 19 of 19
|
FEDERAL INSURANCE COMPANY
|
|
Endorsement No:
|
1
|
Bond Number:
|
81391896
|
NAME OF ASSURED: MASSACHUSETTS FINANCIAL SERVICES COMPANY
|
|
D/B/A MFS INVESTMENT MANAGEMENT
|
|
NAME OF ASSURED ENDORSEMENT
|
|
It is agreed that the NAME OF ASSURED in the DECLARATIONS is amended to read as follows:
|
|
MFS Series Trust I
|
|
MFS Cash Reserve Fund
|
|
MFS Core Equity Fund
|
|
MFS Global Leaders Fund
|
|
MFS New Discovery Fund
|
|
MFS Research International Fund
|
|
MFS Technology Fund
|
|
MFS Value Fund
|
|
MFS Series Trust II
|
|
MFS Growth Fund
|
|
MFS Series Trust III
|
|
MFS High Income Fund
|
|
MFS High Yield Opportunities Fund
|
|
MFS Municipal High Income Fund
|
|
MFS Series Trust IV
|
|
MFS Government Money Market Fund
|
|
MFS Money Market Fund
|
|
MFS Mid Cap Growth Fund
|
|
MFS Global New Discovery Fund
|
|
MFS Series Trust V
|
|
MFS International New Discovery Fund
|
|
MFS Research Fund
|
|
MFS Total Return Fund
|
|
MFS Series Trust VI
|
|
MFS Global Equity Fund
|
|
MFS Global Total Return Fund
|
|
MFS Utilities Fund
|
|
MFS Series Trust VII
|
|
MFS Asia Pacific Ex Japan Fund
|
|
MFS European Equity Fund
|
|
MFS Latin American Equity Fund
|
|
ICAP Bond
|
|
Form 17-02-0949 (Rev. 1-97)
|
Page 1
|
MFS Series Trust VIII
|
MFS Global Growth Fund
|
MFS Strategic Income Fund
|
MFS Series Trust IX
|
MFS Bond Fund
|
MFS Inflation-Adjusted Bond Fund
|
MFS Limited Maturity Fund
|
MFS Municipal Limited Maturity Fund
|
MFS Research Bond Fund
|
MFS Series Trust X
|
MFS Absolute Return Fund
|
MFS Aggressive Growth Allocation Fund
|
MFS Conservative Allocation Fund
|
MFS Emerging Markets Debt Fund
|
MFS Emerging Markets Debt Local Currency Fund
|
MFS Emerging Markets Equity Fund
|
MFS Global Bond Fund
|
MFS Growth Allocation Fund
|
MFS International Diversification Fund
|
MFS International Growth Fund
|
MFS International Value Fund
|
MFS Moderate Allocation Fund
|
MFS Series Trust XI
|
MFS Blended Research Core Equity Fund
|
MFS Mid Cap Value Fund
|
MFS Series Trust XII
|
MFS Lifetime Retirement Income Fund
|
MFS Lifetime 2010 Fund
|
MFS Lifetime 2020 Fund
|
MFS Lifetime 2030 Fund
|
MFS Lifetime 2040 Fund
|
MFS Lifetime 2050 Fund
|
MFS Equity Opportunities Fund (formerly MFS Sector Rotational Fund)
|
MFS Series Trust XIII
|
MFS Diversified Income Fund
|
MFS Global Real Estate Fund
|
MFS Government Securities Fund
|
MFS New Discovery Value Fund
|
MFS Series Trust XIV
|
MFS Institutional Money Market Portfolio
|
MFS Series Trust XV
|
MFS Commodity Strategy Fund
|
MFS Diversified Target Return Fund
|
MFS Series Trust XVI
|
MFS Global Multi-Asset Fund
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 2
|
Stand Alone Funds
|
|
Massachusetts Investors Growth Stock Fund
|
|
Massachusetts Investors Trust
|
|
Closed End Funds
|
|
MFS California Municipal Fund
|
|
MFS Charter Income Trust
|
|
MFS Government Markets Income Trust
|
|
MFS High Income Municipal Trust
|
|
MFS High Yield Municipal Trust
|
|
MFS InterMarket Income Trust I
|
|
MFS Intermediate High Income Fund
|
|
MFS Intermediate Income Trust
|
|
MFS Investment Grade Municipal Trust
|
|
MFS Multimarket Income Trust
|
|
MFS Municipal Income Trust
|
|
MFS Special Value Trust
|
|
MFS Municipal Series Trust
|
|
MFS Alabama Municipal Bond Fund
|
|
MFS Arkansas Municipal Bond Fund
|
|
MFS California Municipal Bond Fund
|
|
MFS Georgia Municipal Bond Fund
|
|
MFS Maryland Municipal Bond Fund
|
|
MFS Massachusetts Municipal Bond Fund
|
|
MFS Mississippi Municipal Bond Fund
|
|
MFS Municipal Income Fund
|
|
MFS New York Municipal Bond Fund
|
|
MFS North Carolina Municipal Bond Fund
|
|
MFS Pennsylvania Municipal Bond Fund
|
|
MFS South Carolina Municipal Bond Fund
|
|
MFS Tennessee Municipal Bond Fund
|
|
MFS Virginia Municipal Bond Fund
|
|
MFS West Virginia Municipal Bond Fund
|
|
MFS Institutional Trust
|
|
MFS Institutional International Equity Fund
|
|
MFS Institutional Large Cap Value Fund
|
|
MFS Variable Insurance Trust
|
|
MFS Core Equity Series
|
|
MFS Global Equity Series
|
|
MFS Growth Series
|
|
MFS High Income Series
|
|
MFS Investors Growth Stock Series
|
|
MFS Investors Trust Series
|
|
MFS Mid Cap Growth Series
|
|
MFS New Discovery Series
|
|
MFS Research Bond Series
|
|
MFS Research International Series
|
|
MFS Research Series
|
|
MFS Strategic Income Series
|
|
MFS Total Return Series
|
|
MFS Utilities Series
|
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 3
|
MFS Value Series
|
MFS Variable Insurance Trust II
|
MFS Blended Research Core Equity Portfolio
|
MFS Bond Portfolio
|
MFS Core Equity Portfolio
|
MFS Growth Portfolio
|
MFS Emerging Markets Equity Portfolio
|
MFS Global Governments Portfolio
|
MFS Global Growth Portfolio
|
MFS Global Research Portfolio
|
MFS Global Tactical Allocation Portfolio
|
MFS Government Securities Portfolio
|
MFS High Yield Portfolio
|
MFS International Growth Portfolio
|
MFS International Value Portfolio
|
MFS Massachusetts Investors Growth Stock Portfolio
|
MFS Mid Cap Growth Portfolio
|
MFS Money Market Portfolio
|
MFS New Discovery Portfolio
|
MFS Research International Portfolio
|
MFS Strategic Income Portfolio
|
MFS Technology Portfolio
|
MFS Total Return Portfolio
|
MFS Utilities Portfolio
|
MFS Value Portfolio
|
LLC Funds Board
|
MFS International Growth LLC
|
MFS Emerging Markets Debt LLC
|
MFS Global Equity LLC
|
MFS International Concentrated Equity LLC
|
MFS International Research Equity LLC
|
Heritage Trust Board
|
MFS Heritage Trust Company CIT - MFS Large Cap Value Fund
|
MFS Heritage Trust Company CIT - MFS Emerging Markets Equity Fund
|
MFS Heritage Trust Company CIT - MFS International Value Fund
|
MFS Heritage Trust Company CIT - MFS Emerging Markets Debt Fund
|
MFS Heritage Trust Company CIT - MFS International Growth Fund
|
MFS Heritage Trust Company CIT - MFS International Growth ex-Emerging Market Fund
|
MFS Heritage Trust Company CIT - MFS Global Equity Fund
|
MFS Heritage Trust Company CIT - MFS International Concentrated Equity
|
MFS Heritage Trust Company CIT - MFS International Growth Fund
|
MFS Heritage Trust Company CIT – MFS International Research Fund
|
MFS Heritage Trust Company CIT - MFS International Small
|
1924 Capital IS Opportunistic Long Short
|
1924 Capital IS Opportunistic Long Short Equity, LP
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 4
|
MFS Fund Distributors, Inc.
|
Nova Scotia Company
|
McLean Budden Limited
|
Massachusetts Financial Services Company
|
MFS Service Center, Inc.
|
MFS Heritage Trust Company
|
MFS Institutional Advisors, Inc.
|
MFS International Ltd.
|
MFS International (U.K) Limited
|
MFS do Brasil Desenvolvimento, de Mercado Ltda (Brazil)
|
MFS International (Hong Kong) Limited
|
MFS Investment Management Company (Lux.) S.a.r.l.
|
MFS Investment Management K.K.
|
MFS Development Funds, LLC
|
1924 Capital Management, LLC
|
This Endorsement applies to loss discovered after 12:01 a.m. on November 1, 2012.
|
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 5
|
ICAP Bond
|
|
Form 17-02-5602 (Ed. 10-03)
|
Page 1
|
t.
|
Withdrawal Order
means a non-negotiable instrument, other than an
Instruction
, signed by a
|
customer of the ASSURED authorizing the ASSURED to debit the customer’s account in the
|
|
amount of funds stated therein.
|
|
This Endorsement applies to loss discovered after 12:01 a.m. on November 1, 2012.
|
|
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.
|
ICAP Bond
|
|
Form 17-02-5602 (Ed. 10-03)
|
Page 2
|
conversation from any cause, or error or omission of any
Employee(s)
or
|
|||
agent(s) of the ASSURED.
|
|||
(B)
|
Loss resulting by reason of the ASSURED having transferred, paid, or delivered any
|
||
funds or property, established any credit, debited any account or given any value on the
|
|||
faith of any instructions directed to the ASSURED over the Internet authorizing or
|
|||
acknowledging the transfer, payment, delivery or receipt of funds or property which
|
|||
instructions were transmitted over the Internet directly to the ASSURED and fraudulently
|
|||
purport to have been sent by a customer, an office of the ASSURED or another financial
|
|||
institution, but which instructions were either transmitted over the Internet, without the
|
|||
knowledge or consent of said person, or were fraudulently modified during transmission
|
|||
over the Internet to the ASSURED.
|
|||
2
|
.
|
For purposes of this endorsement, the following terms shall apply
|
|
“Computer System” means:
|
|||
(a)
|
computers with related peripheral components, including storage components, wherever
|
||
located,
|
|||
(b)
|
systems and applications software,
|
||
(c)
|
terminal devices,
|
||
(d)
|
related communication networks or customer communication systems, and
|
||
(e)
|
related “Electronic Funds Transfer Systems” (as defined below),
|
||
by which data are electronically collected, transmitted, processed, stored, and retrieved; provided
|
|||
that the coverage afforded pursuant to the terms of this endorsement shall apply to all Computer
|
|||
Systems used by the ASSURED.
|
|||
“Electronic Funds Transfer System” means automated teller machines, point of sale terminals,
|
|||
and other similar operating systems and includes any shared networks, or other similar facilities
|
|||
for such systems, in which the ASSURED participates.
|
|||
3
|
.
|
In addition to the exclusions in the attached bond, the following exclusions are applicable to this
|
|
Computer Systems And Voice Instructions Insuring Clause:
|
|||
(a)
|
loss resulting directly or indirectly from the theft of confidential information, material or
|
||
data;
|
|||
(b)
|
loss resulting directly or indirectly from entries or changes made by an individual
|
||
authorized to have access to a Computer System who acts in good faith on instructions,
|
|||
unless such instructions are given to that individual by a software contractor (or by a
|
|||
partner, officer or employee thereof) authorized by the ASSURED to design, develop,
|
|||
prepare, supply service, write or implement programs for the ASSURED'S Computer
|
|||
System. This exclusion shall only apply to that customer's account.
|
|||
4
|
.
|
The coverage afforded by this endorsement applies only to loss discovered by the ASSURED
|
|
during the period this endorsement is in force.
|
|||
5
|
.
|
All loss or series of losses involving the fraudulent activity of one individual, or involving
|
|
fraudulent activity in which one individual is implicated, whether or not that individual is
|
|||
specifically identified, shall be treated as one loss. A series of losses involving unidentified
|
|||
individuals but arising from the same method of operation may be deemed by the COMPANY to
|
|||
involve the same individual and in that event shall be treated as one loss.
|
|||
6
|
.
|
The COMPANY’S maximum Limit of Liability for this Computer Systems And Voice Instructions
|
|
Insuring Clause is $25,000,000, which is part of $52,000,000, and is subject to a deductible of
|
|||
$100,000, which applies to each and every loss.
|
|||
7
|
.
|
If any loss is covered under this Insuring Clause and any other Insuring Clause or Coverage, the
|
|
maximum amount payable for such loss shall not exceed the largest amount available under
|
|||
anyone Insuring Clause or Coverage.
|
8
|
.
|
Coverage under this endorsement shall terminate upon termination or cancellation of the bond to
|
|
which this endorsement is attached. Coverage under this endorsement may also be terminated
|
|||
or cancelled without cancelling the bond as an entirety:
|
|||
(a)
|
ninety (90) days after receipt by the ASSURED of written notice from the COMPANY of
|
||
its desire to terminate or cancel coverage under this endorsement, or
|
|||
(b)
|
immediately upon receipt by the COMPANY of a written request from the ASSURED to
|
||
terminate or cancel coverage under this endorsement.
|
|||
The COMPANY shall refund to the ASSURED the unearned premium for this coverage under this
|
|||
endorsement. The refund shall be computed at short rates if this endorsement is terminated or
|
|||
cancelled or reduced by notice from, or at the instance of, the ASSURED.
|
|||
9
|
.
|
Section 7, Notice to Company-Proof-Legal Proceedings Against Company, of the Conditions and
|
|
Limitations of this bond is amended by adding the following sentence:
|
|||
Proof of loss resulting from voice instructions or advices covered under this bond shall
|
|||
include electronic recordings of such voice instructions or advices.
|
|||
10
|
.
|
Notwithstanding the foregoing, however, coverage afforded by this endorsement is not designed
|
|
to provide protection against loss covered under a separate Electronic and Computer Crime
|
|||
Policy by whatever title assigned or written by any insurer. Any loss which is covered under such
|
|||
separate Policy is excluded from coverage under this bond; and the ASSURED agrees to make
|
|||
claim for such loss under its separate Policy.
|
|||
The title and any headings in this endorsement/rider are solely for convenience and form no part of the
|
|||
terms and conditions of coverage.
|
|||
All other terms, conditions and limitations of this Bond shall remain unchanged.
|
Computer Program means a set of related electronic instructions which direct the operations and
|
functions of a computer or devices connected to it which enable the computer or devices to receive,
|
process, store or send Electronic Data.
|
The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms
|
and conditions of coverage.
|
All other terms, conditions and limitations of this Bond shall remain unchanged.
|
(e)
|
related Electronic Funds Transfer Systems,
|
||
by which data are electronically collected, transmitted, processed, stored, and retrieved.
|
|||
(3
|
)
|
For purposes of this endorsement, the following terms shall apply:
|
|
Electronic Data means facts or information converted to a form usable in a
Computer System
by
|
|||
Computer Programs and which is stored on magnetic tapes or disks, or optical storage disks or other
|
|||
bulk media.
|
|||
Computer Program means a set of related electronic instructions which direct the operations and
|
|||
functions of a computer or devices connected to it which enable the computer or devices to receive,
|
|||
process, store or send Electronic Data.
|
|||
The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms
|
|||
and conditions of coverage.
|
|||
All other terms, conditions and limitations of this Bond shall remain unchanged.
|
(5) For purposes of this endorsement, the following terms shall apply:
|
"Telefacsimile" means a system of transmitting written documents by electronic
|
signals over telephone lines to equipment maintained by the ASSURED for the purposes
|
of reproducing a copy of said document. It does not mean electronic communication sent
|
by Telex, TWX, or similar means of communication or through Electronic Communication
|
System or through an Automated Clearing House.
|
"Forged Signature" means the handwritten signing of the name of another genuine
|
person or the use of a copy of his signature without authority and with intent to cause the
|
ASSURED to sustain a loss and to obtain financial benefit; it does not include the signing
|
in whole or in part of one's own name, with or without authority, in any capacity, for any
|
purpose.
|
The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms
|
and conditions of coverage.
|
All other terms, conditions and limitations of this Bond shall remain unchanged.
|
FEDERAL INSURANCE COMPANY
|
|||||
Endorsement No:
|
15
|
||||
Bond Number:
|
81391896
|
||||
NAME OF ASSURED: MASSACHUSETTS FINANCIAL SERVICES COMPANY
|
|||||
D/B/A MFS INVESTMENT MANAGEMENT
|
|||||
TERMINATION-NONRENEWAL-NOTICE ENDORSEMENT
|
|||||
It is agreed that this Bond is amended as follows:
|
|||||
1
|
.
|
By adding to Section 13., Termination, the following:
|
|||
"Termination By The Company
|
|||||
Bonds In Effect For More Than Sixty (60) Days
|
|||||
If this Bond has been in effect for more than sixty (60) days, or, if this Bond is a renewal, the COMPANY
|
|||||
may terminate by providing written notice of cancellation at least sixty (60) days before the effective date
|
|||||
of termination for at least one of the following reasons:
|
|||||
1
|
.
|
Nonpayment of premium;
|
|||
2
|
.
|
Discovery of fraud or material misrepresentation in obtaining this Bond or in the presentation of a
|
|||
claim thereunder;
|
|||||
3
|
.
|
Discovery of willful or reckless acts or omissions or violation of any provision of this Bond on the
|
|||
part of the ASSURED which substantially and materially increases any hazard insured against,
|
|||||
and which occurred subsequent to the inception of the current BOND PERIOD;
|
|||||
4
|
.
|
Conviction of the ASSURED of a crime arising out of acts increasing the hazard insured against;
|
|||
5
|
.
|
Material change in the risk which increases the risk of loss after insurance coverage has been
|
|||
issued or renewed, except to the extent that the COMPANY should reasonably have foreseen the
|
|||||
change, or contemplated the risk when the contract was written;
|
|||||
6
|
.
|
Determination by the Commissioner that the continuation of the Bond would jeopardize a
|
|||
COMPANY'S solvency or would place the COMPANY in violation of the insurance laws of any
|
|||||
state;
|
|||||
7
|
.
|
Determination by the Commissioner that continuation of the present premium volume of the
|
|||
COMPANY would jeopardize the COMPANY'S policyholders, creditors or the public;
|
|||||
8
|
.
|
Such other reasons that are approved by the Commissioner;
|
|||
9
|
.
|
Determination by the Commissioner that the COMPANY no longer has adequate reinsurance to
|
|||
meet the ASSUREDS needs;
|
|||||
10
|
.
|
Substantial breaches of contractual duties, conditions or warranties; or
|
|||
11
|
.
|
Unfavorable underwriting facts, specific to the ASSURED, existing that were not present at the
|
|||
inception of the Bond.
|
ICAP Bond
|
|
Form 17-02-1360 (Rev. 10-99)
|
Page 1
|
Bonds In Effect Sixty (60) Days Or Less
|
|
If this Bond has been in effect for sixty (60) days or less, and it is not a renewal Bond, the COMPANY
|
|
may terminate for any reason by providing written notice of termination at least sixty (60) days before
|
|
the effective date of termination.
|
|
Notice Of Termination
|
|
Notice of termination under this Section shall be mailed or delivered, by certified mail, return receipt
|
|
provided by the United States Postal Service, to the ASSURED and to the authorized agent or broker, if
|
|
any, at least sixty (60) days prior to the effective date of cancellation at the address shown on the
|
|
DECLARATIONS of this Bond.
|
|
If this Bond is cancelled for nonpayment of premium, the COMPANY will mail or deliver, by certified
|
|
mail, return receipt provided by the United States Postal Service, a written notice at least thirty (30) days
|
|
before the effective date of cancellation. The cancellation notice shall contain information regarding the
|
|
amount of premium due and the due date, and shall state the effect of nonpayment by the due date.
|
|
Cancellation shall not be effective if payment of the amount due is made prior to the effective date of
|
|
cancellation.
|
|
All notice of cancellation shall state the reason(s) for cancellation.
|
|
There is no liability on the part of, and no cause of action of any nature shall arise against, the
|
|
COMPANY, its authorized representatives, its employees, or any firm, person or corporation furnishing
|
|
to the COMPANY, information relating to the reasons for cancellation or nonrenewal, for any statement
|
|
made by them in complying or enabling the COMPANY to comply with this Section, for the provision of
|
|
information pertaining thereto, or for statements made or evidence submitted at any hearings conducted
|
|
in connection therewith, if such information was provided in good faith and without malice.
|
|
Notice Of Nonrenewal
|
|
If the COMPANY elects not to renew this Bond, the COMPANY shall mail or deliver written notice, by
|
|
certified mail, return receipt, provided by the United States Postal Service, to the ASSURED, at his last
|
|
known address, at least sixty (60) days before the expiration date or before the anniversary date, if this
|
|
Bond has been written for a term of more than one (1) year. Such notice shall also be mailed to the
|
|
ASSURED'S agent or broker, if any.
|
|
Such notice shall contain all of the following:
|
|
a.
|
Bond Number:
|
b.
|
Date of Notice;
|
c.
|
Reason for Cancellation;
|
d.
|
Expiration Date of the Bond;
|
e.
|
Effective Date and Hour of Cancellation.
|
Notice of nonrenewal shall not be required if the COMPANY or a COMPANY within the same insurance
|
|
group has offered to issue a renewal Bond, the ASSURED has obtained replacement coverage or has
|
|
agreed in writing to obtain replacement coverage, the ASSURED has requested or agreed to
|
|
nonrenewal, or the Bond is expressly designated as nonrenewable.
|
ICAP Bond
|
|
Form 17-02-1360 (Rev. 10-99)
|
Page 2
|
Return Premium Calculations
|
||
Any unearned premiums which have been paid by the ASSURED shall be refunded to the ASSURED
|
||
on a pro rata basis if terminated by the COMPANY or the ASSURED. The unearned premiums shall be
|
||
refunded to the ASSURED within forty-five (45) days of receipt of the request for cancellation or the
|
||
effective date of cancellation, whichever is later.
|
||
Conditional Renewal
|
||
If the COMPANY offers or purports to renew the Bond, but on less favorable terms or at higher rates,
|
||
the new terms or higher premiums may take effect on the renewal date, if the COMPANY mails or
|
||
delivers by certified mail, return receipt provided by the United States Postal Service, to the ASSURED,
|
||
notice of the new terms or premiums at least sixty (60) days prior to the renewal date. If the COMPANY
|
||
notifies the ASSURED within sixty (60) days prior to the renewal date, the new terms or premiums do
|
||
not take effect until sixty (60) days after the notice is mailed or delivered, in which case, the ASSURED
|
||
may elect to cancel the renewal Bond within the sixty (60) day period. If the COMPANY does not notify
|
||
the ASSURED of the new terms or premiums, the COMPANY shall continue the Bond at the expiring
|
||
terms and premiums until notice is given or until the effective date of replacement coverage is obtained
|
||
by the ASSURED, whichever occurs first.”
|
||
2
|
.
|
It is further understood and agreed that for the purposes of Section 13., Termination, any occurrence
|
listed in this Section shall be considered to be a request by the ASSURED to immediately terminate this
|
||
Bond.
|
||
This Endorsement applies to loss discovered after 12:01 a.m. on November 1, 2012.
|
||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.
|
ICAP Bond
|
|
Form 17-02-1360 (Rev. 10-99)
|
Page 3
|
ICAP Bond
|
|
Form 17-02-6246 (Ed. 3-04)
|
Page 1
|
The COMPANY further agrees that as respects any acquisition that involves a State or Federal
|
regulatory assisted acquisition or assumption of assets and/or liabilities, coverage shall be provided
|
under this Bond for the remainder of the BOND PERIOD as long as conditions i. and ii. above are
|
met. As respects such acquisition or assumption of assets and/or liabilities, coverage applies only
|
to a
Single Loss
fully sustained by the ASSURED on or after the date of such acquisition or
|
assumption. All of the circumstances, conditions or acts causing or contributing to a
Single Loss
|
must occur on or after the date of such acquisition or assumption for coverage to apply regardless
|
of the time such loss is discovered by the ASSURED.
|
This Endorsement applies to loss discovered after 12:01 a.m. on November 1, 2012.
|
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.
|
ICAP Bond
|
|
Form 17-02-6246 (Ed. 3-04)
|
Page 2
|
6
|
.
|
Nothing herein contained shall be held to vary, alter, waive or extend any of the terms, conditions,
|
provisions, agreements or limitations of the bond, other than as stated herein.
|
||
7
|
.
|
This rider is effective as of 12:01 a.m. on November 1, 2012.
|
Accepted:
|
FEDERAL INSURANCE COMPANY
|
||||
Endorsement No.:
|
20
|
|||
Bond Number:
|
81391896
|
|||
NAME OF ASSURED: MASSACHUSETTS FINANCIAL SERVICES COMPANY
|
||||
D/B/A MFS INVESTMENT MANAGEMENT
|
||||
AMEND DISCOVERY ENDORSEMENT
|
||||
It is agreed that this Bond is amended by deleting Section 6., Discovery, in its entirety and substituting the
|
||||
following:
|
||||
6
|
.
|
Discovery
|
||
This Bond applies only to loss first discovered by the Risk Management Department or Department
|
||||
of General Counsel of the ASSURED during the BOND PERIOD. Discovery occurs at the earlier of
|
||||
the Risk Management Department or Department of General Counsel of the ASSURED being
|
||||
aware of:
|
||||
a.
|
facts which may subsequently result in a loss of a type covered by this Bond, or
|
|||
b.
|
an actual or potential claim in which it is alleged that the ASSURED is liable to a third party,
|
|||
regardless of when the act or acts causing or contributing to such loss occurred, even though the
|
||||
amount of loss does not exceed the applicable DEDUCTIBLE AMOUNT, or the exact amount or
|
||||
details of loss may not then be known.
|
||||
This Endorsement applies to loss discovered after 12:01 a.m. on November 1, 2012.
|
||||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.
|
FEDERAL INSURANCE COMPANY
|
|||
Endorsement No.:
|
22
|
||
Bond Number:
|
81391896
|
||
NAME OF ASSURED: MASSACHUSETTS FINANCIAL SERVICES COMPANY
|
|||
D/B/A MFS INVESTMENT MANAGEMENT
|
|||
CO-SURETY ENDORSEMENT
|
|||
In consideration of the premium charged, it is agreed that with respect to this endorsement:
|
|||
(1
|
)
|
The following terms shall have the following meanings:
|
|
Controlling Company
means Federal Insurance Company
|
|||
Company
means, unless otherwise specified, each insurance company, including the
Controlling
|
|||
Company
, executing this endorsement.
|
|||
Companies
means, unless otherwise specified, all of the insurance companies, including the
|
|||
Controlling Company
, executing this endorsement.
|
|||
(2
|
)
|
The following is added to Subsection 5, Limit of Liability/Non-Reduction and Non-Accumulation of
|
|
Liability, of the Conditions and Limitations section:
|
|||
Each
Company
shall be liable only for such portion of each loss as underwritten by such
|
|||
Company
, as specified in this Endorsement, but in no event shall any
Company
be liable for an
|
|||
amount greater than that underwritten by it.
|
|||
(3
|
)
|
The following is added to Subsection 7, Notice to Company – Proof - Legal Proceedings Against the
|
|
Company, of the Conditions and Limitations section:
|
|||
In the absence of a request from any
Company
to pay premiums directly to it, premiums for this
|
|||
Bond may be paid to the
Controlling Company
for the account of all
Companies
. In the absence
|
|||
of a request from any
Company
that notice of loss and proof of loss be given to or filed directly with
|
|||
it, the ASSURED giving such notice to and the filing of such proof with the
Controlling Company
|
|||
shall be deemed to be in compliance with the conditions of this Bond for the giving of notice of loss
|
|||
and the filing of proof of loss, if given and filed in accordance with said conditions.
|
|||
(4
|
)
|
The following is added to Subsection 13, Termination, of the Conditions and Limitations section:
|
|
The
Controlling Company
may give notice in accordance with the terms of this Bond terminating
|
|||
the Bond as an entirety or as to any
Employee
or ASSURED, and any notice so given shall
|
|||
terminate the liability of all
Companies
as an entirety or as to such
Employee
or ASSURED, as the
|
|||
case may be.
|
|||
Any
Company
other than the
Controlling Company
may give notice in accordance with the terms
|
|||
of this Bond, terminating the entire liability of such other
Company
under this Bond or as to any
|
|||
person or entity.
|
|||
In the absence of a request from any
Company
that notice of termination by the ASSURED of this
|
|||
Bond in its entirety may be given to or filed directly with it, the giving of such notice in accordance
|
|||
with the terms of this Bond to the
Controlling Company
shall terminate the liability of all
|
|||
Companies
as an entirety. The ASSURED may terminate the entire liability of any
Company
,
|
|||
under this Bond by giving notice of such termination to that
Company
and by sending a copy of
|
|||
such notice to the
Controlling Company
.
|
|||
In the event of the termination of this Bond as an entirety, no
Company
shall be liable to the
|
|||
ASSURED for a greater proportion of any return premium due the ASSURED than the percentage
|
|||
underwritten by that
Company
.
|
FEDERAL INSURANCE COMPANY
|
||||
Endorsement No.: 23
|
||||
Bond Number:
|
81391896
|
|||
NAME OF ASSURED: MASSACHUSETTS FINANCIAL SERVICES COMPANY
|
||||
D/B/A MFS INVESTMENT MANAGEMENT
|
||||
JOINT LOSS PAYEE ENDORSEMENT
|
||||
It is agreed that this Bond is amended as follows:
|
||||
1
|
.
|
At the written request of the Named ASSURED, any payment in satisfaction of loss covered by this
|
||
Bond involving money, securities or other
Property
in which The Office of the City Attorney, Water
|
||||
and Power Division, 111 North Hope St., Room 465, Los Angeles, CA 90012 has an interest shall
|
||||
be paid by an instrument issued to that organization and the Named ASSURED as Joint Loss-
|
||||
Payees, subject to the following conditions and limitations:
|
||||
a.
|
The attached Bond is for the sole use and benefit of the Named ASSURED as expressed
|
|||
herein. The organization named above shall not be considered as an ASSURED under this
|
||||
Bond, nor shall it otherwise have any rights or benefits under said Bond.
|
||||
b.
|
Notwithstanding any payment made under the terms of this Endorsement or the execution of
|
|||
more than one of such similar Endorsement, the amount paid for any one loss occurrence or
|
||||
otherwise in accordance with the terms of this bond shall not exceed the LIMIT OF LIABILITY
|
||||
as set forth in the DECLARATIONS.
|
||||
c.
|
Nothing herein is intended to alter the terms, conditions and limitations of this Bond.
|
|||
2
|
.
|
Should this Bond be canceled, reduced, non-renewed or restrictively modified by the COMPANY,
|
||
the COMPANY will endeavor to give thirty (30) days advance notice to The Office of the City
|
||||
Attorney, Water and Power Division, 111 North Hope St., Room 465, Los Angeles, CA 90012 but
|
||||
failure to do so shall not impair or delay the effectiveness of any such cancellation, reduction, non-
|
||||
renewal or restrictive modification, nor shall the COMPANY be held liable in any way.
|
||||
3
|
.
|
Should this Bond be canceled or reduced at the request of the ASSURED, the COMPANY will
|
||
endeavor to notify The Office of the City Attorney, Water and Power Division, 111 North Hope St.,
|
||||
Room 465, Los Angeles, CA 90012 of such cancellation or reduction within ten (10) business days
|
||||
after receipt of such request, but failure to do so shall not impair or delay the effectiveness of such
|
||||
cancellation or reduction, nor shall the COMPANY be held liable in any way.
|
||||
This Endorsement applies to loss discovered after 12:01 a.m. on November 1, 2012.
|
||||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.
|
FEDERAL INSURANCE COMPANY
|
||||
Endorsement No.: 24
|
||||
Bond Number:
|
81391896
|
|||
NAME OF ASSURED: MASSACHUSETTS FINANCIAL SERVICES COMPANY
|
||||
D/B/A MFS INVESTMENT MANAGEMENT
|
||||
JOINT LOSS PAYEE ENDORSEMENT
|
||||
It is agreed that this Bond is amended as follows:
|
||||
1
|
.
|
At the written request of the Named ASSURED, any payment in satisfaction of loss covered by this
|
||
Bond involving money, securities or other
Property
in which Teachers' Retirement System of
|
||||
Louisiana (8401 United Plaza Boulevard, Baton Rouge, LA 70809-7017) has an interest shall be
|
||||
paid by an instrument issued to that organization and the Named ASSURED as Joint Loss-Payees,
|
||||
subject to the following conditions and limitations:
|
||||
a.
|
The attached Bond is for the sole use and benefit of the Named ASSURED as expressed
|
|||
herein. The organization named above shall not be considered as an ASSURED under this
|
||||
Bond, nor shall it otherwise have any rights or benefits under said Bond.
|
||||
b.
|
Notwithstanding any payment made under the terms of this Endorsement or the execution of
|
|||
more than one of such similar Endorsement, the amount paid for any one loss occurrence or
|
||||
otherwise in accordance with the terms of this bond shall not exceed the LIMIT OF LIABILITY
|
||||
as set forth in the DECLARATIONS.
|
||||
c.
|
Nothing herein is intended to alter the terms, conditions and limitations of this Bond.
|
|||
2
|
.
|
Should this Bond be canceled, reduced, non-renewed or restrictively modified by the COMPANY,
|
||
the COMPANY will endeavor to give thirty (30) days advance notice to Teachers' Retirement
|
||||
System of Louisiana (8401 United Plaza Boulevard, Baton Rouge, LA 70809-7017) but failure to do
|
||||
so shall not impair or delay the effectiveness of any such cancellation, reduction, non-renewal or
|
||||
restrictive modification, nor shall the COMPANY be held liable in any way.
|
||||
3
|
.
|
Should this Bond be canceled or reduced at the request of the ASSURED, the COMPANY will
|
||
endeavor to notify Teachers' Retirement System of Louisiana (8401 United Plaza Boulevard, Baton
|
||||
Rouge, LA 70809-7017) of such cancellation or reduction within ten (10) business days after receipt
|
||||
of such request, but failure to do so shall not impair or delay the effectiveness of such cancellation
|
||||
or reduction, nor shall the COMPANY be held liable in any way.
|
||||
This Endorsement applies to loss discovered after 12:01 a.m. on November 1, 2012.
|
||||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.
|
(2
|
)
|
Payment of deductibles and payment of loss under the “Other Policy/Bond” set forth in the schedule
|
above for a loss shall serve to reduce the applicable deductible under the attached Bond for that
|
||
same loss.
|
||
The title and any headings in this endorsement/rider are solely for convenience and form no part of the
|
||
terms and conditions of coverage.
|
||
All other terms, conditions and limitations of this Bond shall remain unchanged.
|
POLICYHOLDER
|
DISCLOSURE NOTICE OF
|
TERRORISM INSURANCE COVERAGE
|
(for policies with no terrorism exclusion or sublimit)
|
You are hereby notified that, under the Terrorism Risk Insurance Act (the “Act”), effective
|
December 26, 2007, this policy makes available to you insurance for losses arising out of
|
certain acts of terrorism. Terrorism is defined as any act certified by the Secretary of the
|
Treasury, in concurrence with the Secretary of State and the Attorney General of the
|
United States, to be an act of terrorism; to be a violent act or an act that is dangerous to
|
human life, property or infrastructure; to have resulted in damage within the United
|
States, or outside the United States in the case of an air carrier or vessel or the premises
|
of a United States Mission; and to have been committed by an individual or individuals as
|
part of an effort to coerce the civilian population of the United States or to influence the
|
policy or affect the conduct of the United States Government by coercion.
|
You should know that the insurance provided by your policy for losses caused by acts of
|
terrorism is partially reimbursed by the United States under the formula set forth in the
|
Act. Under this formula, the United States pays 85% of covered terrorism losses that
|
exceed the statutorily established deductible to be paid by the insurance company
|
providing the coverage.
|
However, if aggregate insured losses attributable to terrorist acts certified under the Act
|
exceed $100 billion in a Program Year (January 1 through December 31), the Treasury
|
shall not make any payment for any portion of the amount of such losses that exceeds
|
$100 billion.
|
If aggregate insured losses attributable to terrorist acts certified under the Act exceed
|
$100 billion in a Program Year (January 1 through December 31) and we have met our
|
insurer deductible under the Act, we shall not be liable for the payment of any portion of
|
the amount of such losses that exceeds $100 billion, and in such case insured losses up
|
to that amount are subject to pro rata allocation in accordance with procedures
|
established by the Secretary of the Treasury.
|
The portion of your policy’s annual premium that is attributable to insurance for such acts
|
of terrorism is: $
-0-.
|
If you have any questions about this notice, please contact your agent or broker.
|
IMPORTANT NOTICE TO POLICYHOLDERS
|
All of the members of the Chubb Group of Insurance companies doing business in the United
|
States (hereinafter “Chubb”) distribute their products through licensed insurance brokers and agents
|
(“producers”). Detailed information regarding the types of compensation paid by Chubb to producers on
|
US insurance transactions is available under the Producer Compensation link located at the bottom of the
|
page at www.chubb.com, or by calling 1-866-588-9478. Additional information may be available from
|
your producer.
|
Thank you for choosing Chubb.
|
FEDERAL INSURANCE COMPANY
|
||
Endorsement No:
|
1
|
Rev
|
Bond Number:
|
81391896
|
|
NAME OF ASSURED: MASSACHUSETTS FINANCIAL SERVICES COMPANY DBA MFS INVESTMENT
|
||
D/B/A MFS INVESTMENT MANAGEMENT
|
||
NAME OF ASSURED ENDORSEMENT
|
||
It is agreed that the NAME OF ASSURED in the DECLARATIONS is amended to read as follows:
|
||
MFS Series Trust I
|
||
MFS Cash Reserve Fund
|
||
MFS Core Equity Fund
|
||
MFS Global Leaders Fund
|
||
MFS New Discovery Fund
|
||
MFS Research International Fund
|
||
MFS Technology Fund
|
||
MFS Value Fund
|
||
MFS Series Trust II
|
||
MFS Growth Fund
|
||
MFS Series Trust III
|
||
MFS High Income Fund
|
||
MFS High Yield Opportunities Fund
|
||
MFS Municipal High Income Fund
|
||
MFS Series Trust IV
|
||
MFS Government Money Market Fund
|
||
MFS Money Market Fund
|
||
MFS Mid Cap Growth Fund
|
||
MFS Global New Discovery Fund
|
||
MFS Series Trust V
|
||
MFS International New Discovery Fund
|
||
MFS Research Fund
|
||
MFS Total Return Fund
|
||
MFS Series Trust VI
|
||
MFS Global Equity Fund
|
||
MFS Global Total Return Fund
|
||
MFS Utilities Fund
|
||
MFS Series Trust VII
|
||
MFS Asia Pacific Ex Japan Fund
|
||
MFS European Equity Fund
|
||
MFS Latin American Equity Fund
|
||
MFS Equity Income Fund
|
||
ICAP Bond
|
||
Form 17-02-0949 (Rev. 1-97)
|
Page 1
|
MFS Series Trust VIII
|
|
MFS Global Growth Fund
|
|
MFS Strategic Income Fund
|
|
MFS Series Trust IX
|
|
MFS Bond Fund
|
|
MFS Inflation-Adjusted Bond Fund
|
|
MFS Limited Maturity Fund
|
|
MFS Municipal Limited Maturity Fund
|
|
MFS Research Bond Fund
|
|
MFS Series Trust X
|
|
MFS Absolute Return Fund
|
|
MFS Aggressive Growth Allocation Fund
|
|
MFS Conservative Allocation Fund
|
|
MFS Emerging Markets Debt Fund
|
|
MFS Emerging Markets Debt Local Currency Fund
|
|
MFS Emerging Markets Equity Fund
|
|
MFS Global Bond Fund
|
|
MFS Growth Allocation Fund
|
|
MFS International Diversification Fund
|
|
MFS International Growth Fund
|
|
MFS International Value Fund
|
|
MFS Moderate Allocation Fund
|
|
MFS Series Trust XI
|
|
MFS Blended Research Core Equity Fund
|
|
MFS Mid Cap Value Fund
|
|
MFS Series Trust XII
|
|
MFS Lifetime Retirement Income Fund
|
|
MFS Lifetime 2010 Fund
|
|
MFS Lifetime 2020 Fund
|
|
MFS Lifetime 2030 Fund
|
|
MFS Lifetime 2040 Fund
|
|
MFS Lifetime 2050 Fund
|
|
MFS Equity Opportunities Fund (formerly MFS Sector Rotational Fund)
|
|
MFS Series Trust XIII
|
|
MFS Diversified Income Fund
|
|
MFS Global Real Estate Fund
|
|
MFS Government Securities Fund
|
|
MFS New Discovery Value Fund
|
|
MFS Series Trust XIV
|
|
MFS Institutional Money Market Portfolio
|
|
MFS Series Trust XV
|
|
MFS Commodity Strategy Fund
|
|
MFS Diversified Target Return Fund
|
|
MFS Series Trust XVI
|
|
MFS Global Multi-Asset Fund
|
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 2
|
Stand Alone Funds
|
|
Massachusetts Investors Growth Stock Fund
|
|
Massachusetts Investors Trust
|
|
Closed End Funds
|
|
MFS California Municipal Fund
|
|
MFS Charter Income Trust
|
|
MFS Government Markets Income Trust
|
|
MFS High Income Municipal Trust
|
|
MFS High Yield Municipal Trust
|
|
MFS InterMarket Income Trust I
|
|
MFS Intermediate High Income Fund
|
|
MFS Intermediate Income Trust
|
|
MFS Investment Grade Municipal Trust
|
|
MFS Multimarket Income Trust
|
|
MFS Municipal Income Trust
|
|
MFS Special Value Trust
|
|
MFS Municipal Series Trust
|
|
MFS Alabama Municipal Bond Fund
|
|
MFS Arkansas Municipal Bond Fund
|
|
MFS California Municipal Bond Fund
|
|
MFS Georgia Municipal Bond Fund
|
|
MFS Maryland Municipal Bond Fund
|
|
MFS Massachusetts Municipal Bond Fund
|
|
MFS Mississippi Municipal Bond Fund
|
|
MFS Municipal Income Fund
|
|
MFS New York Municipal Bond Fund
|
|
MFS North Carolina Municipal Bond Fund
|
|
MFS Pennsylvania Municipal Bond Fund
|
|
MFS South Carolina Municipal Bond Fund
|
|
MFS Tennessee Municipal Bond Fund
|
|
MFS Virginia Municipal Bond Fund
|
|
MFS West Virginia Municipal Bond Fund
|
|
MFS Institutional Trust
|
|
MFS Institutional International Equity Fund
|
|
MFS Institutional Large Cap Value Fund
|
|
MFS Variable Insurance Trust
|
|
MFS Core Equity Series
|
|
MFS Global Equity Series
|
|
MFS Growth Series
|
|
MFS High Income Series
|
|
MFS Investors Growth Stock Series
|
|
MFS Investors Trust Series
|
|
MFS Mid Cap Growth Series
|
|
MFS New Discovery Series
|
|
MFS Research Bond Series
|
|
MFS Research International Series
|
|
MFS Research Series
|
|
MFS Strategic Income Series
|
|
MFS Total Return Series
|
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 3
|
MFS Utilities Series
|
MFS Value Series
|
MFS Variable Insurance Trust II
|
MFS Blended Research Core Equity Portfolio
|
MFS Bond Portfolio
|
MFS Core Equity Portfolio
|
MFS Growth Portfolio
|
MFS Emerging Markets Equity Portfolio
|
MFS Global Governments Portfolio
|
MFS Global Growth Portfolio
|
MFS Global Research Portfolio
|
MFS Global Tactical Allocation Portfolio
|
MFS Government Securities Portfolio
|
MFS High Yield Portfolio
|
MFS International Growth Portfolio
|
MFS International Value Portfolio
|
MFS Massachusetts Investors Growth Stock Portfolio
|
MFS Mid Cap Growth Portfolio
|
MFS Money Market Portfolio
|
MFS New Discovery Portfolio
|
MFS Research International Portfolio
|
MFS Strategic Income Portfolio
|
MFS Technology Portfolio
|
MFS Total Return Portfolio
|
MFS Utilities Portfolio
|
MFS Value Portfolio
|
LLC Funds Board
|
MFS International Growth LLC
|
MFS Emerging Markets Debt LLC
|
MFS Global Equity LLC
|
MFS International Concentrated Equity LLC
|
MFS International Research Equity LLC
|
Heritage Trust Board
|
MFS Heritage Trust Company CIT - MFS Large Cap Value Fund
|
MFS Heritage Trust Company CIT - MFS Emerging Markets Equity Fund
|
MFS Heritage Trust Company CIT - MFS International Value Fund
|
MFS Heritage Trust Company CIT - MFS Emerging Markets Debt Fund
|
MFS Heritage Trust Company CIT - MFS International Growth Fund
|
MFS Heritage Trust Company CIT - MFS International Growth ex-Emerging Market Fund
|
MFS Heritage Trust Company CIT - MFS Global Equity Fund
|
MFS Heritage Trust Company CIT - MFS International Concentrated Equity
|
MFS Heritage Trust Company CIT - MFS International Growth Fund
|
MFS Heritage Trust Company CIT – MFS International Research Fund
|
MFS Heritage Trust Company CIT - MFS International Small
|
1924 Capital IS Opportunistic Long Short
|
1924 Capital IS Opportunistic Long Short Equity, LP
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 4
|
MFS Fund Distributors, Inc.
|
Nova Scotia Company
|
McLean Budden Limited
|
Massachusetts Financial Services Company
|
MFS Service Center, Inc.
|
MFS Heritage Trust Company
|
MFS Institutional Advisors, Inc.
|
MFS International Ltd.
|
MFS International (U.K) Limited
|
MFS do Brasil Desenvolvimento, de Mercado Ltda (Brazil)
|
MFS International (Hong Kong) Limited
|
MFS Investment Management Company (Lux.) S.a.r.l.
|
MFS Investment Management K.K.
|
MFS Development Funds, LLC
|
1924 Capital Management, LLC
|
This Endorsement applies to loss discovered after 12:01 a.m. on November 1, 2012.
|
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 5
|
FEDERAL INSURANCE COMPANY
|
||
Endorsement No:
|
26
|
Rev
|
Bond Number:
|
81391896
|
|
NAME OF ASSURED: MASSACHUSETTS FINANCIAL SERVICES COMPANY DBA MFS INVESTMENT
|
||
D/B/A MFS INVESTMENT MANAGEMENT
|
||
NAME OF ASSURED ENDORSEMENT
|
||
It is agreed that the NAME OF ASSURED in the DECLARATIONS is amended to read as follows:
|
||
MFS Series Trust I
|
||
MFS Cash Reserve Fund
|
||
MFS Core Equity Fund
|
||
MFS Global Leaders Fund
|
||
MFS New Discovery Fund
|
||
MFS Research International Fund
|
||
MFS Technology Fund
|
||
MFS Value Fund
|
||
MFS Series Trust II
|
||
MFS Growth Fund
|
||
MFS Series Trust III
|
||
MFS High Income Fund
|
||
MFS High Yield Opportunities Fund
|
||
MFS Municipal High Income Fund
|
||
MFS Series Trust IV
|
||
MFS Government Money Market Fund
|
||
MFS Money Market Fund
|
||
MFS Mid Cap Growth Fund
|
||
MFS Global New Discovery Fund
|
||
MFS Series Trust V
|
||
MFS International New Discovery Fund
|
||
MFS Research Fund
|
||
MFS Total Return Fund
|
||
MFS Series Trust VI
|
||
MFS Global Equity Fund
|
||
MFS Global Total Return Fund
|
||
MFS Utilities Fund
|
||
MFS Series Trust VII
|
||
MFS Asia Pacific Ex Japan Fund
|
||
MFS European Equity Fund
|
||
MFS Latin American Equity Fund
|
||
MFS Equity Income Fund
|
||
ICAP Bond
|
||
Form 17-02-0949 (Rev. 1-97)
|
Page 1
|
MFS Series Trust VIII
|
|
MFS Global Growth Fund
|
|
MFS Strategic Income Fund
|
|
MFS Series Trust IX
|
|
MFS Bond Fund
|
|
MFS Inflation-Adjusted Bond Fund
|
|
MFS Limited Maturity Fund
|
|
MFS Municipal Limited Maturity Fund
|
|
MFS Research Bond Fund
|
|
MFS Series Trust X
|
|
MFS Absolute Return Fund
|
|
MFS Aggressive Growth Allocation Fund
|
|
MFS Conservative Allocation Fund
|
|
MFS Emerging Markets Debt Fund
|
|
MFS Emerging Markets Debt Local Currency Fund
|
|
MFS Emerging Markets Equity Fund
|
|
MFS Global Bond Fund
|
|
MFS Growth Allocation Fund
|
|
MFS International Diversification Fund
|
|
MFS International Growth Fund
|
|
MFS International Value Fund
|
|
MFS Moderate Allocation Fund
|
|
MFS Series Trust XI
|
|
MFS Blended Research Core Equity Fund
|
|
MFS Mid Cap Value Fund
|
|
MFS Series Trust XII
|
|
MFS Lifetime Retirement Income Fund
|
|
MFS Lifetime 2010 Fund
|
|
MFS Lifetime 2020 Fund
|
|
MFS Lifetime 2030 Fund
|
|
MFS Lifetime 2040 Fund
|
|
MFS Lifetime 2050 Fund
|
|
MFS Equity Opportunities Fund (formerly MFS Sector Rotational Fund)
|
|
MFS Series Trust XIII
|
|
MFS Diversified Income Fund
|
|
MFS Global Real Estate Fund
|
|
MFS Government Securities Fund
|
|
MFS New Discovery Value Fund
|
|
MFS Series Trust XIV
|
|
MFS Institutional Money Market Portfolio
|
|
MFS Series Trust XV
|
|
MFS Commodity Strategy Fund
|
|
MFS Diversified Target Return Fund
|
|
MFS Series Trust XVI
|
|
MFS Global Multi-Asset Fund
|
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 2
|
Stand Alone Funds
|
|
Massachusetts Investors Growth Stock Fund
|
|
Massachusetts Investors Trust
|
|
Closed End Funds
|
|
MFS California Municipal Fund
|
|
MFS Charter Income Trust
|
|
MFS Government Markets Income Trust
|
|
MFS High Income Municipal Trust
|
|
MFS High Yield Municipal Trust
|
|
MFS InterMarket Income Trust I
|
|
MFS Intermediate High Income Fund
|
|
MFS Intermediate Income Trust
|
|
MFS Investment Grade Municipal Trust
|
|
MFS Multimarket Income Trust
|
|
MFS Municipal Income Trust
|
|
MFS Special Value Trust
|
|
MFS Municipal Series Trust
|
|
MFS Alabama Municipal Bond Fund
|
|
MFS Arkansas Municipal Bond Fund
|
|
MFS California Municipal Bond Fund
|
|
MFS Georgia Municipal Bond Fund
|
|
MFS Maryland Municipal Bond Fund
|
|
MFS Massachusetts Municipal Bond Fund
|
|
MFS Mississippi Municipal Bond Fund
|
|
MFS Municipal Income Fund
|
|
MFS New York Municipal Bond Fund
|
|
MFS North Carolina Municipal Bond Fund
|
|
MFS Pennsylvania Municipal Bond Fund
|
|
MFS South Carolina Municipal Bond Fund
|
|
MFS Tennessee Municipal Bond Fund
|
|
MFS Virginia Municipal Bond Fund
|
|
MFS West Virginia Municipal Bond Fund
|
|
MFS Institutional Trust
|
|
MFS Institutional International Equity Fund
|
|
MFS Institutional Large Cap Value Fund
|
|
MFS Variable Insurance Trust
|
|
MFS Core Equity Series
|
|
MFS Global Equity Series
|
|
MFS Growth Series
|
|
MFS High Income Series
|
|
MFS Investors Growth Stock Series
|
|
MFS Investors Trust Series
|
|
MFS Mid Cap Growth Series
|
|
MFS New Discovery Series
|
|
MFS Research Bond Series
|
|
MFS Research International Series
|
|
MFS Research Series
|
|
MFS Strategic Income Series
|
|
MFS Total Return Series
|
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 3
|
MFS Utilities Series
|
MFS Value Series
|
MFS Variable Insurance Trust II
|
MFS Blended Research Core Equity Portfolio
|
MFS Bond Portfolio
|
MFS Core Equity Portfolio
|
MFS Growth Portfolio
|
MFS Emerging Markets Equity Portfolio
|
MFS Global Governments Portfolio
|
MFS Global Growth Portfolio
|
MFS Global Research Portfolio
|
MFS Global Tactical Allocation Portfolio
|
MFS Government Securities Portfolio
|
MFS High Yield Portfolio
|
MFS International Growth Portfolio
|
MFS International Value Portfolio
|
MFS Massachusetts Investors Growth Stock Portfolio
|
MFS Mid Cap Growth Portfolio
|
MFS Money Market Portfolio
|
MFS New Discovery Portfolio
|
MFS Research International Portfolio
|
MFS Strategic Income Portfolio
|
MFS Technology Portfolio
|
MFS Total Return Portfolio
|
MFS Utilities Portfolio
|
MFS Value Portfolio
|
LLC Funds Board
|
MFS International Growth LLC
|
MFS Emerging Markets Debt LLC
|
MFS Global Equity LLC
|
MFS International Concentrated Equity LLC
|
MFS International Research Equity LLC
|
Heritage Trust Board
|
MFS Heritage Trust Company CIT - MFS Large Cap Value Fund
|
MFS Heritage Trust Company CIT - MFS Emerging Markets Equity Fund
|
MFS Heritage Trust Company CIT - MFS International Value Fund
|
MFS Heritage Trust Company CIT - MFS Emerging Markets Debt Fund
|
MFS Heritage Trust Company CIT - MFS International Growth Fund
|
MFS Heritage Trust Company CIT - MFS International Growth ex-Emerging Market Fund
|
MFS Heritage Trust Company CIT - MFS Global Equity Fund
|
MFS Heritage Trust Company CIT - MFS International Concentrated Equity
|
MFS Heritage Trust Company CIT - MFS International Growth Fund
|
MFS Heritage Trust Company CIT – MFS International Research Fund
|
MFS Heritage Trust Company CIT - MFS International Small
|
1924 Capital IS Opportunistic Long Short
|
1924 Capital IS Opportunistic Long Short Equity, LP
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 4
|
MFS Fund Distributors, Inc.
|
Nova Scotia Company
|
McLean Budden Limited
|
MFS International Singapore Pte, Ltd.
|
Massachusetts Financial Services Company
|
MFS Service Center, Inc.
|
MFS Heritage Trust Company
|
MFS Institutional Advisors, Inc.
|
MFS International Ltd.
|
MFS International (U.K) Limited
|
MFS do Brasil Desenvolvimento, de Mercado Ltda (Brazil)
|
MFS International (Hong Kong) Limited
|
MFS Investment Management Company (Lux.) S.a.r.l.
|
MFS Investment Management K.K.
|
MFS Development Funds, LLC
|
1924 Capital Management, LLC
|
This Endorsement applies to loss discovered after 12:01 a.m. on November 23, 2012.
|
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.
|
ICAP Bond
|
|
Form 17-02-0949 (Ed. 1-97)
|
Page 5
|
FEDERAL INSURANCE COMPANY
|
|
Endorsement No:
|
27
|
Bond Number:
|
81391896
|
NAME OF ASSURED: MASSACHUSETTS FINANCIAL SERVICES COMPANY
|
|
D/B/A MFS INVESTMENT MANAGEMENT
|
|
NAME OF ASSURED ENDORSEMENT
|
|
It is agreed that the NAME OF ASSURED in the DECLARATIONS is amended to read as follows:
|
|
MASSACHUSETTS FINANCIAL SERVICES COMPANY
|
|
D/B/A MFS INVESTMENT MANAGEMENT
|
|
111 Huntington Avenue
|
|
Boston, MA 02199-7618
|
|
This Endorsement applies to loss discovered after 12:01 a.m. on December 15, 2012.
|
|
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED.
|
ICAP Bond
|
|
Form 17-02-0949 (Rev. 1-97)
|
Page 1
|
1 Year MFS Multimarket Income Chart |
1 Month MFS Multimarket Income Chart |
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