Current Report Filing (8-k)

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported):  December 2, 2014

 

MOELIS & COMPANY

(Exact name of registrant as specified in its charter)

 

Delaware		001-36418		46-4500216
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

 

399 Park Avenue, 5th Floor
New York, New York		10022
(Address of principal executive offices)		(Zip Code)

 

Registrant’s telephone number, including area code [phone]

 

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Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 

o	Written communications pursuant to Rule 425 under the Securities Act
o	Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
o	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 

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Item 8.01              Other Events.

 

As previously disclosed, on November 24, 2014, Moelis & Company (the “Company”) paid a special dividend of $1.00 per share of common stock to holders of record as of November 10, 2014.   As required under Section 5 of the Company’s 2014 Omnibus Incentive Plan, the Compensation Committee of the Company’s Board of Directors equitably reduced the exercise price of the Company’s outstanding options to purchase common stock by $1.00 from $25.00 per share to $24.00 per share.  Such options are held by certain current and former employees of the Company, including officers and directors.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

	MOELIS & COMPANY
	By:	/s/ Osamu Watanabe
		Name: Osamu Watanabe
		Title: General Counsel and Secretary

 

Date: December 5, 2014

 

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