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MA MasterCard Incorporated

445.48
1.90 (0.43%)
Pre Market
Last Updated: 11:20:04
Delayed by 15 minutes
Share Name Share Symbol Market Type
MasterCard Incorporated NYSE:MA NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  1.90 0.43% 445.48 857 11:20:04

Statement of Changes in Beneficial Ownership (4)

03/09/2021 9:07pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BANGA AJAY
2. Issuer Name and Ticker or Trading Symbol

Mastercard Inc [ MA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Executive Chairman
(Last)          (First)          (Middle)

2000 PURCHASE STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

9/1/2021
(Street)

PURCHASE, NY 10577-2509
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock         251306 (1)D  
Class A Common Stock 9/1/2021  G  V 2854 (2)D$0 79667 (1)I By GRAT 
Class A Common Stock 9/1/2021  G  V 2854 (2)A$0 38341 I By Trust 
Class A Common Stock         33142 I By Trust (Spouse) 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) On September 1-2, 2021, Grantor Annuity Trusts (GRATs), of which the reporting person is a trustee, transferred a total of 18,530 shares of Class A Common Stock to the reporting person, and the reporting person transferred 25,000 shares of Class A Common Stock to GRATs of which the reporting person is a trustee. The transactions were part of routine financial management and were exempt from reporting.
(2) The transactions reported in this form were entered into by the reporting person as part of routine personal financial management.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
BANGA AJAY
2000 PURCHASE STREET
PURCHASE, NY 10577-2509
X
Executive Chairman

Signatures
/s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajaypal S. Banga pursuant to a power of attorney dated September 16, 20149/3/2021
**Signature of Reporting PersonDate

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