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Name | Symbol | Market | Type |
---|---|---|---|
Lloyds Banking Group Plc | NYSE:LYG | NYSE | Depository Receipt |
Price Change | % Change | Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.06 | 2.33% | 2.64 | 2.62 | 2.5801 | 2.61 | 9,056,768 | 01:00:00 |
Scotland
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Not applicable
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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(1) |
American Depositary Shares are to be acquired by open market purchases on a national securities exchange. Pursuant to Rule 416, there shall also be deemed covered hereby such additional shares as may result from anti-dilution adjustments under the Plan and which may hereinafter be offered or issued to prevent dilution resulting from stock splits, stock dividends, recapitalizations or certain other capital adjustments.
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(2) |
Calculated in accordance with Rule 457(c) and Rule 457(h) under the Securities Act of 1933 on the basis of the average of the high and low sales prices of an American Depositary Share on the New York Stock Exchange on December 28, 2016.
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(a)
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the Registrant’s Annual Report on Form 20-F for the year ended December 31, 2015 filed with the Commission on March 8, 2016;
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(b)
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the description of the Registrant’s American Depositary Shares contained in the Registration Statement on Form F-6 filed on December 2, 2013, by the Registrant with the Commission under the Exchange Act;
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(a)
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section 233 (provision of insurance),
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(b)
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section 234 (qualifying third party indemnity provision), or
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(c) |
section 235 (qualifying pension scheme indemnity provision).
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(a) |
any liability of the director to pay:
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(i) |
a fine imposed in criminal proceedings, or
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(ii) |
a sum payable to a regulatory authority by way of a penalty in respect of non-compliance with any requirement of a regulatory nature (however arising); or
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(b) |
any liability incurred by the director:
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(i) |
in defending criminal proceedings in which he is convicted, or
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(ii) |
in defending civil proceedings brought by the company, or an associated company, in which judgment is given against him, or
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(iii) |
in connection with an application for relief (see subsection (6)) in which the court refuses to grant him relief.
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(a) |
a conviction, judgment or refusal of relief becomes final:
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(i)
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if not appealed against, at the end of the period for bringing an appeal, or
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(ii)
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if appealed against, at the time when the appeal (or any further appeal) is disposed of; and
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(b) |
an appeal is disposed of:
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(i) |
if it is determined and the period for bringing any further appeal has ended, or
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(iii)
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if it is abandoned or otherwise ceases to have effect.
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(a)
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an officer of a company, or
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(b) |
a person employed by a company as auditor (whether he is or is not an officer of the company), it appears to the court hearing the case that the officer or person is or may be liable but that he acted honestly and reasonably, and that having regard to all the circumstances of the case (including those connected with his appointment) he ought fairly to be excused, the court may relieve him, either wholly or in part, from his liability on such terms as it thinks fit.
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(a) |
he may apply to the court for relief, and
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(b) |
the court has the same power to relieve him as it would have had if it had been a court before which proceedings against him for negligence, default, breach of duty or breach of trust had been brought.
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1 |
Articles of association of Lloyds Banking Group plc (incorporated by reference as Exhibit 1 to the Registrant’s Annual Report on Form 20-F filed with the Commission on March 8, 2016)
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2 |
Form of Amended and Restated Deposit Agreement dated as of November 17, 2008, among Lloyds Banking Group plc (formerly known as Lloyds TSB Group plc), The Bank of New York Mellon as Depositary, and all Owners and Holders from time to time of American Depositary Shares issued thereunder (incorporated by reference as Exhibit 1 to the Registration Statement on Form F-6, filed by the Registrant with the Commission on December 2, 2013)
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(i) |
to reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement; and
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(ii) |
to include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement;
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L
loyds banking group plc
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By:
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/s/ Antonio Horta-Osório | ||
Antonio Horta-Osório
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Group Chief Executive
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Signatures
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Title
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By:
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/s/ Antonio Horta-Osório | |||
Antonio Horta-Osório
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Group Chief Executive and Director | |||
By:
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/s/ George Culmer | |||
George Culmer
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Chief Financial Officer and Director
(Principal financial and accounting officer)
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By:
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/s/ Lord Blackwell | |||
Lord Blackwell
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Chairman and Director
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By:
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/s/ Anita Frew | |||
Anita Frew
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Deputy Chairman and Director
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By:
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/s/ Anthony Watson CBE | |||
Anthony Watson CBE
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Senior Independent Director
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By:
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/s/ Alan Dickinson | |||
Alan Dickinson
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Director
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By:
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/s/ Simon Henry | |||
Simon Henry
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Director
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By:
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/s/ Nick Luff | |||
Nick Luff
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Director
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|||
By:
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/s/ Deborah McWhinney | |||
Deborah McWhinney
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Director
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|||
By:
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/s/ Nick Prettejohn | |||
Nick Prettejohn
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Director
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By:
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/s/ Stuart Sinclair | |||
Stuart Sinclair
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Director
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By:
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/s/ Sara Weller CBE | |||
Sara Weller CBE
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Director
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By:
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/s/ Juan Colombás | |||
Juan Colombás
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Director
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By: | /s/ Kevin P. McKendry | |||
Kevin P. McKendry |
Senior Partner, Structural Reform
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|||
Authorized U.S. Representative
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1 Year Lloyds Banking Chart |
1 Month Lloyds Banking Chart |
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