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LLY Eli Lilly and Co

759.31
-17.44 (-2.25%)
Last Updated: 20:07:05
Delayed by 15 minutes
Share Name Share Symbol Market Type
Eli Lilly and Co NYSE:LLY NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -17.44 -2.25% 759.31 778.08 756.16 778.08 2,112,900 20:07:05

Initial Statement of Beneficial Ownership (3)

10/02/2021 5:25pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Ashkenazi Anat
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/9/2021 

3. Issuer Name and Ticker or Trading Symbol

ELI LILLY & Co [LLY]
(Last)        (First)        (Middle)

LILLY CORPORATE CENTER
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
SVP & CFO /
(Street)

INDIANAPOLIS, IN 46285      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 17700 D  
Common Stock 253 I 401(k) 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit 11/1/2024 11/1/2024 Common Stock 4600.0  (1)D  
Restricted Stock Unit 11/1/2026 11/1/2026 Common Stock 6899.0  (1)D  

Explanation of Responses:
(1) Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Ashkenazi Anat
LILLY CORPORATE CENTER
INDIANAPOLIS, IN 46285


SVP & CFO

Signatures
Crystal T. Williams for Anat Ashkenazi, authorization on file2/10/2021
**Signature of Reporting PersonDate

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