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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Kansas City Southern | NYSE:KSU | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 293.59 | 0 | 01:00:00 |
1. Name and Address of Reporting Person * Godderz Adam J | 2. Issuer Name and Ticker or Trading Symbol KANSAS CITY SOUTHERN [ KSU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP Chief Legal Ofc & Corp Sec |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 2/26/2021 | F | 301 | D | $213.51 | 5894 | D | |||
Common Stock | 1412.336 | I | Held by 401(k) & P/S Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $66.99 | (1) | 2/21/2022 | Common Stock | 446 | 446 | D | ||||||||
Employee Stock Option (Right to Buy) | $97.77 | (1) | 2/20/2023 | Common Stock | 604 | 604 | D | ||||||||
Employee Stock Option (Right to Buy) | $94.23 | (1) | 2/19/2024 | Common Stock | 631 | 631 | D | ||||||||
Employee Stock Option (Right to Buy) | $119.35 | (1) | 2/17/2025 | Common Stock | 607 | 607 | D | ||||||||
Employee Stock Option (Right to Buy) | $82.71 | (1) | 2/18/2026 | Common Stock | 1218 | 1218 | D | ||||||||
Employee Stock Option (Right to Buy) | $86.89 | (1) | 2/16/2027 | Common Stock | 1145 | 1145 | D | ||||||||
Employee Stock Option (Right to Buy) | $105.83 | (1) | 3/5/2028 | Common Stock | 982 | 982 | D | ||||||||
Employee Stock Option (Right to Buy) | $110.13 | (1) | 3/4/2029 | Common Stock | 3210 | 3210 | D | ||||||||
Employee Stock Option (Right to Buy) | $171.86 | (1) | 2/6/2030 | Common Stock | 3213 | 3213 | D | ||||||||
Employee Stock Option (Right to Buy) | $211.1 | (1) | 2/2/2031 | Common Stock | 2724 | 2724 | D |
Explanation of Responses: | |
(1) | These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Godderz Adam J KANSAS CITY SOUTHERN 427 W 12TH STREET KANSAS CITY, MO 64105 | SVP Chief Legal Ofc & Corp Sec |
Signatures | ||
Julie D. Powell, Attorney-in-fact | 3/1/2021 | |
**Signature of Reporting Person | Date |
1 Year Kansas City Southern Chart |
1 Month Kansas City Southern Chart |
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