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KSU Kansas City Southern

293.59
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Kansas City Southern NYSE:KSU NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 293.59 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

04/08/2020 10:14pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Del Cueto Cuevas Oscar Augusto
2. Issuer Name and Ticker or Trading Symbol

KANSAS CITY SOUTHERN [ KSU ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President & Exec Rep of Sub
(Last)          (First)          (Middle)

KANSAS CITY SOUTHERN, 427 W. 12TH STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

8/1/2020
(Street)

KANSAS CITY, MO 64105
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 8/1/2020  A  66 A$0 6136 D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) $52.62            (1)2/22/2021 Common Stock 1046  1046 D 
 
Employee Stock Option (Right to Buy) $66.99            (1)2/21/2022 Common Stock 1167  1167 D 
 
Employee Stock Option (Right to Buy) $97.77            (1)2/20/2023 Common Stock 955  955 D 
 
Employee Stock Option (Right to Buy) $94.23            (1)2/19/2024 Common Stock 1018  1018 D 
 
Employee Stock Option (Right to Buy) $119.35            (1)2/17/2025 Common Stock 976  976 D 
 
Employee Stock Option (Right to Buy) $82.71            (1)2/18/2026 Common Stock 1316  1316 D 
 
Employee Stock Option (Right to Buy) $86.89            (1)2/16/2027 Common Stock 601  601 D 
 
Employee Stock Option (Right to Buy) $105.83            (1)3/5/2028 Common Stock 674  674 D 
 
Employee Stock Option (Right to Buy) $110.13            (1)3/4/2029 Common Stock 894  894 D 
 
Employee Stock Option (Right to Buy) $171.86            (1)2/6/2030 Common Stock 738  738 D 
 

Explanation of Responses:
(1) These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Del Cueto Cuevas Oscar Augusto
KANSAS CITY SOUTHERN
427 W. 12TH STREET
KANSAS CITY, MO 64105


President & Exec Rep of Sub

Signatures
Julie D. Powell, Attorney-in-fact8/4/2020
**Signature of Reporting PersonDate

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