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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Eastman Kodak Company | NYSE:KODK | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.035 | 0.69% | 5.085 | 5.1399 | 5.01 | 5.05 | 245,506 | 17:05:11 |
1. Name and Address of Reporting Person * KENNEDY LEWIS INVESTMENT MANAGEMENT LLC | 2. Issuer Name and Ticker or Trading Symbol EASTMAN KODAK CO [ KODK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1)(2) | 4/1/2021 | A (1)(2) | 2446 (3) | (1)(2) | (1)(2) | Common Stock | 2446 (1)(2)(3) | $0.00 | 2446 (3) | I | See Footnotes (4)(6)(7)(8) | |||
Restricted Stock Units | (1)(2) | 4/1/2021 | A (1)(2) | 2446 (3) | (1)(2) | (1)(2) | Common Stock | 2446 (1)(2)(3) | $0.00 | 2446 (3) | I | See Footnotes (5)(6)(7)(8) |
Remarks: Due to limitations of the electronic filing system, certain of the reporting persons, including Kennedy Lewis Management LP, Kennedy Lewis Capital Partners Master Fund LP, Kennedy Lewis GP LLC, Kennedy Lewis Investment Holdings LLC, Kennedy Lewis Capital Partners Master Fund II LP, Kennedy Lewis GP II LLC, and Kennedy Lewis Investment Holdings II LLC, are filing a separate Form 4. Darren Richman, a managing member of each of Kennedy Lewis Investment Management LLC, Kennedy Lewis Investment Holdings LLC, and Kennedy Lewis Investment Holdings II LLC, serves on the Board of Directors of Eastman Kodak Company (the "Issuer"). By virtue of their representation on the Board of Directors of the Issuer, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the reporting persons other than Mr. Richman are deemed directors by deputization of the Issuer. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
KENNEDY LEWIS INVESTMENT MANAGEMENT LLC 111 WEST 33RD STREET, SUITE 1910 NEW YORK, NY 10120 | X | ||||
KLM GP LLC 111 WEST 33RD STREET, SUITE 1910 NEW YORK, NY 10120 | X | ||||
Richman Darren 111 WEST 33RD STREET, SUITE 1910 NEW YORK, NY 10120 | X | ||||
CHENE DAVID 111 WEST 33RD STREET, SUITE 1910 NEW YORK, NY 10120 | X |
Signatures | ||
KENNEDY LEWIS INVESTMENT MANAGEMENT LLC, Name: /s/ Anthony Pasqua, Title: Chief Operating Officer | 4/5/2021 | |
**Signature of Reporting Person | Date | |
KLM GP LLC, Name: /s/ Anthony Pasqua, Title: Authorized Person | 4/5/2021 | |
**Signature of Reporting Person | Date | |
DARREN RICHMAN, Name: /s/ Darren Richman | 4/5/2021 | |
**Signature of Reporting Person | Date | |
DAVID CHENE, Name: /s/ David Chene | 4/5/2021 | |
**Signature of Reporting Person | Date |
1 Year Eastman Kodak Chart |
1 Month Eastman Kodak Chart |
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