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KODK Eastman Kodak Company

4.76
0.14 (3.03%)
After Hours
Last Updated: 21:32:31
Delayed by 15 minutes
Share Name Share Symbol Market Type
Eastman Kodak Company NYSE:KODK NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.14 3.03% 4.76 4.7598 4.65 4.66 434,305 21:32:31

Statement of Changes in Beneficial Ownership (4)

30/07/2020 12:25am

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Byrd Roger W.
2. Issuer Name and Ticker or Trading Symbol

EASTMAN KODAK CO [ KODK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
General Counsel, Sec., SVP
(Last)          (First)          (Middle)

C/O EASTMAN KODAK COMPANY, 343 STATE STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

7/27/2020
(Street)

ROCHESTER, NY 14650
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.01         14464 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) $3.03 7/27/2020  A   15000     (1)2/19/2026 Common Stock, par value $.01 15000 $0 15000 D  
Stock Option (Right to Buy) $4.53 7/27/2020  A   10000     (1)2/19/2026 Common Stock, par value $.01 10000 $0 10000 D  
Stock Option (Right to Buy) $6.03 7/27/2020  A   10000     (1)2/19/2026 Common Stock, par value $.01 10000 $0 10000 D  
Stock Option (Right to Buy) $12 7/27/2020  A   10000     (1)2/19/2026 Common Stock, par value $.01 10000 $0 10000 D  
Stock Option (Right to Buy) $12.50            (2)9/13/2024 Common Stock, par value $.01 30457  30457 D  
Stock Option (Right to Buy) $3.09            (3)1/15/2026 Common Stock, par value $.01 89744  89744 D  
Restricted Stock Units $0 (4)           (4)1/16/2022 Common Stock, par value $.01 37757  37757 D  

Explanation of Responses:
(1) This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.
(2) This option vested one-third on each of 9/14/2018 and 9/14/2019 and vests one-third on 9/14/2020.
(3) This option vested one-third on 1/16/2020 and vests one-third on each of 1/16/2021 and 1/16/2022.
(4) These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 1/16/2020 and vest one-third on each of 1/16/2021 and 1/16/2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Byrd Roger W.
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER, NY 14650


General Counsel, Sec., SVP

Signatures
/s/ Roger W. Byrd7/29/2020
**Signature of Reporting PersonDate

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