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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Eastman Kodak Company | NYSE:KODK | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.17 | 3.75% | 4.70 | 4.77 | 4.60 | 4.60 | 590,802 | 01:00:00 |
1. Name and Address of Reporting Person * Samuels Eric | 2. Issuer Name and Ticker or Trading Symbol EASTMAN KODAK CO [ KODK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CAO and Corp. Controller |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $.01 | 9/3/2019 | M | 3210 | A | $0 (1) | 17011 | D |
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Common Stock, par value $.01 | 9/3/2019 | F | 1091 (2) | D | $2.38 | 15920 | D |
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Common Stock, par value $.01 | 9/3/2019 | M | 4273 | A | $0 (1) | 20193 | D |
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Common Stock, par value $.01 | 9/3/2019 | F | 1452 (2) | D | $2.38 | 18741 | D |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $0 (3) | 9/3/2019 | M | 3210 | (3) | 9/3/2019 | Common Stock, par value $.01 | 3210 | $0 | 0 | D |
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Restricted Stock Units | $0 (4) | (4) | 3/21/2020 | Common Stock, par value $.01 | 1501 | 1503 | D |
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Restricted Stock Units | $0 (5) | 9/3/2019 | M | 4273 | (5) | 9/3/2021 | Common Stock, par value $.01 | 4273 | $0 | 8548 | D |
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Stock Option (Right to Buy) | $23.78 | (3) | 9/2/2021 | Common Stock, par value $.01 | 19012 | 19012 | D |
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Stock Option (Right to Buy) | $13.76 | (3) | 9/2/2022 | Common Stock, par value $.01 | 26087 | 26087 | D |
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Stock Option (Right to Buy) | $15.58 | (3) | 9/2/2023 | Common Stock, par value $.01 | 25467 | 25467 | D |
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Stock Option (Right to Buy) | $11.10 | (6) | 3/20/2024 | Common Stock, par value $.01 | 11161 | 11161 | D |
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Stock Option (Right to Buy) | $12.50 | (7) | 9/13/2024 | Common Stock, par value $.01 | 101523 | 101523 | D |
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Stock Option (Right to Buy) | $3.90 | (8) | 12/3/2025 | Common Stock, par value $.01 | 20577 | 20577 | D |
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Reporting Owners |
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Samuels Eric EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER, NY 14650 |
CAO and Corp. Controller |
Signatures |
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/s/ Roger W. Byrd, Attorney-in-fact for Eric H. Samuels | 9/5/2019 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Eastman Kodak Chart |
1 Month Eastman Kodak Chart |
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