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JOBY Joby Aviation Inc

5.37
0.27 (5.29%)
27 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Joby Aviation Inc NYSE:JOBY NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.27 5.29% 5.37 5.37 5.06 5.09 6,288,840 01:00:00

Statement of Changes in Beneficial Ownership (4)

13/08/2021 12:29am

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Bevirt JoeBen
2. Issuer Name and Ticker or Trading Symbol

Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
See Remarks
(Last)          (First)          (Middle)

C/O JOBY AVIATION, INC., 2155 DELAWARE AVENUE, SUITE #225
3. Date of Earliest Transaction (MM/DD/YYYY)

8/10/2021
(Street)

SANTA CRUZ, CA 95060
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 8/10/2021  A  34375767 A (1)34375767 I See Footnote (2)
Common Stock 8/10/2021  A  34571963 A (1)34571963 I See Footnote (3)
Common Stock 8/10/2021  A  29748420 A (1)29748420 I See Footnote (4)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 shares of common stock of the Issuer.
(2) The shares of common stock are held of record by Joby Holdings, Inc., for which The Joby Trust is expected to exercise voting and dispositive power. Mr. Bevirt has voting and dispositive power of the shares held by The Joby Trust therefore may be deemed to be the beneficial owner of such shares.
(3) The shares of common stock are held of record by Joby Holdings, Inc., for which JoeBen Bevirt 2020 Descendants Trust, dated December 26, 2020 is expected to exercise voting and dispositive power. Mr. Bevirt has voting and dispositive power of the shares held by JoeBen Bevirt 2020 Descendants Trust therefore may be deemed to be the beneficial owner of such shares.
(4) The shares of common stock are held of record by The Joby Trust. Mr. Bevirt has voting and dispositive power of the shares held by The Joby Trust therefore may be deemed to be the beneficial owner of such shares.

Remarks:
Chief Executive Officer and Chief Architect

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Bevirt JoeBen
C/O JOBY AVIATION, INC.
2155 DELAWARE AVENUE, SUITE #225
SANTA CRUZ, CA 95060
X
See Remarks

Signatures
/s/ Kate DeHoff, Attorney-in-Fact for JoeBen Bevirt8/12/2021
**Signature of Reporting PersonDate

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