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IVR Invesco Mortgage Capital Inc

8.80
0.25 (2.92%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Invesco Mortgage Capital Inc NYSE:IVR NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.25 2.92% 8.80 8.945 8.53 8.53 1,478,857 01:00:00

Statement of Changes in Beneficial Ownership (4)

03/03/2020 9:51pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Perlis Roseann
2. Issuer Name and Ticker or Trading Symbol

Invesco Mortgage Capital Inc. [ IVR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Accounting Officer
(Last)          (First)          (Middle)

1555 PEACHTREE ST. NE, SUITE 1800
3. Date of Earliest Transaction (MM/DD/YYYY)

2/28/2020
(Street)

ATLANTA, GA 30309
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 2/28/2020  M  333 A$0.00 3518 D  
Common Stock, par value $0.01 per share 2/28/2020  M  241 A$0.00 3759 D  
Common Stock, par value $0.01 per share 2/28/2020  M  244 A$0.00 4003 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1)$0.00 2/28/2020  M     333   (2) (2)Common Shares 333 $0.00 0 D  
Restricted Stock Units (1)$0.00 2/28/2020  M     241   (2) (2)Common Shares 241 $0.00 241 D  
Restricted Stock Units (1)$0.00 2/28/2020  M     244   (2) (2)Common Shares 244 $0.00 488 D  

Explanation of Responses:
(1) Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the registrant.
(2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Perlis Roseann
1555 PEACHTREE ST. NE
SUITE 1800
ATLANTA, GA 30309


Chief Accounting Officer

Signatures
/s/ Robert H. Rigsby, as Attorney in Fact3/3/2020
**Signature of Reporting PersonDate

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