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IMAX IMAX Corporation

16.01
0.00 (0.00%)
Pre Market
Last Updated: 09:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
IMAX Corporation NYSE:IMAX NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 16.01 0 09:00:00

Statement of Changes in Beneficial Ownership (4)

08/06/2020 9:16pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Throop Darren D
2. Issuer Name and Ticker or Trading Symbol

IMAX CORP [ IMAX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

30 PLYMBRIDGE CRESCENT
3. Date of Earliest Transaction (MM/DD/YYYY)

6/4/2020
(Street)

TORONTO, A6 M2P 1P5
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
common shares (opening balance)         11197 D  
common shares 6/4/2020  M  9765 (1)A$0.00 20962 D  
common shares 6/4/2020  F  5228 (2)D$13.44 15734 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
restricted share units (3)$0.00 (4)6/4/2020  A   9765 (5)    (6) (6)common shares 9765 $0.00 (4)9765 D  
restricted share units (3)$0.00 (4)6/4/2020  M     9765 (1)  (6) (6)common shares 9765 $0.00 (4)0 (7)D  

Explanation of Responses:
(1) Represents the conversion upon vesting of restricted share units into common shares.
(2) Mr. Throop is reporting the withholding of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit.
(3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
(4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
(5) Mr. Throop received a grant of restricted share units in connection with his membership on the IMAX Corporation Board of Directors.
(6) The restricted share units vest and convert to common shares on the date of grant, June 4, 2020.
(7) This represents Mr. Throop's restricted share unit balance for this grant after this transaction. Mr. Throop's total common share balance following this transaction will be 15,734.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Throop Darren D
30 PLYMBRIDGE CRESCENT
TORONTO, A6 M2P 1P5
X



Signatures
/s/ Darren D. Throop6/8/2020
**Signature of Reporting PersonDate

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