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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Hyster Yale Materials Handling Inc | NYSE:HY | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-1.40 | -2.32% | 58.96 | 60.22 | 58.682 | 59.67 | 34,465 | 19:25:07 |
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
RANKIN ALISON A |
2. Issuer Name
and
Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __ X __ Other (specify below) Member of a Group |
5875 LANDERBROOK DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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MAYFIELD HEIGHTS, OH 44124 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 10/18/2018 | P | 56 (1) | A | $61.6882 | 5123 | I | Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin | ||
Class A Common Stock | 10/18/2018 | P | 1 (1) | A | $61.69 (2) | 207 | I | Spouse's proportionate interests in shares held by Rankin Associates V | ||
Class A Common Stock | 10/18/2018 | P | 1 (1) | A | $61.69 (2) | 56 | I | spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI") | ||
Class A Common Stock | 10/18/2018 | P | 78 (1) | A | $61.69 (2) | 16438 | I | Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin | ||
Class A Common Stock | 10/18/2018 | P | 78 (1) | A | $61.69 (2) | 16438 | I | Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin | ||
Class A Common Stock | 10/18/2018 | P | 1 (1) | A | $61.69 (2) | 165 | I | Spouse's proportionate interest in shares held by Rankin Associates VI | ||
Class A Common Stock | 10/18/2018 | P | 1 (1) | A | $61.69 (2) | 165 | I | Proportionate interest in shares held in Rankin Associates VI | ||
Class A Common Stock | 10/18/2018 | P | 1 (1) | A | $61.69 (2) | 165 | I | Child's proportionate interest in shares held by Rankin Associates VI (3) | ||
Class A Common Stock | 10/18/2018 | P | 1 (1) | A | $61.69 (2) | 165 | I | Child's proportionate interest in shares held by Rankin Associates VI (4) | ||
Class A Common Stock | 54147 | I | proportionate limited partnership interest in shares held by Rankin Associates I, L.P (5) | |||||||
Class A Common Stock | 29986 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. | |||||||
Class A Common Stock | 200 | I | Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin | |||||||
Class A Common Stock | 765 | I | Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin | |||||||
Class A Common Stock | 20119 | I | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. (5) | |||||||
Class A Common Stock | 1851 | I | Co-Trustee for the benefit of Reporting Person's daughter. (5) | |||||||
Class A Common Stock | 1209 | I | Spouse serves as Trustee for the benefit of A. Farnham Rankin | |||||||
Class A Common Stock | 17987 | I | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. (5) | |||||||
Class A Common Stock | 3738 | I | Co-Trustee for the benefit of Reporting Person's daughter. (5) | |||||||
Class A Common Stock | 19 | I | Spouse's proportionate general partnership interest shares held by RAIV. (5) | |||||||
Class A Common Stock | 3448 | I | Spouse's proportionate interests in shares held by Rankin Associates I. (5) | |||||||
Class A Common Stock | 4693 | I | spouse's proportionate limited partnership interest in shares held by RA II, L.P (5) | |||||||
Class A Common Stock | 65824 | I | Spouse's proportionate interests in shares held by Rankin Associates IV. (5) | |||||||
Class A Common Stock | 1975 | I | spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). (5) | |||||||
Class A Common Stock | 52 | I | spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") | |||||||
Class A Common Stock | 192662 | I | spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin (5) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 96861 | 96861 | I | proportionate limited partnership interest in shares held by Rankin Associates I, L.P | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 29986 | 29986 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 3123 | 3123 | I | Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 200 | 200 | I | Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 20119 | 20119 | I | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. (5) | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 1851 | 1851 | I | Co-Trustee for the benefit of Reporting Person's daughter. (5) | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 444 | 444 | I | Spouse Serves as Trustee for the benefit of A. Farnham Rankin (5) | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 17987 | 17987 | I | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. (5) | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 3738 | 3738 | I | Co-Trustee for the benefit of Reporting Person's daughter. | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 6889 | 6889 | I | Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 6889 | 6889 | I | Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 31 | 31 | I | Reporting Person's spouse's proportionate GP interest in shares of Rankin Associates IV (5) | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 6168 | 6168 | I | Spouses proportionate LP interest in shares held by RA1 (5) | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 4693 | 4693 | I | spouse's proportionate limited partnership interest in shares held by RA II, L.P (5) | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 104286 | 104286 | I | Spouse's proportionate interests in shares held by Rankin Associates IV. (5) | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 1975 | 1975 | I | spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). (5) | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 193760 | 193760 | I | spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin (5) |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
RANKIN ALISON A
5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OH 44124 |
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Member of a Group |
Signatures
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/s/ Suzanne S. Taylor, attorney-in-fact | 10/19/2018 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Hyster Yale Materials Ha... Chart |
1 Month Hyster Yale Materials Ha... Chart |
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