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HY Hyster Yale Materials Handling Inc

59.10
0.30 (0.51%)
06 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Hyster Yale Materials Handling Inc NYSE:HY NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.30 0.51% 59.10 60.25 59.0572 59.39 52,125 22:30:00

Annual Statement of Changes in Beneficial Ownership (5)

14/02/2020 4:42pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RANKIN ROGER F
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [HY]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
_____ Officer (give title below)    __X__ Other (specify below)
Member of a Group
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2019 
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Class A Common Stock 12/5/2019  G 377 A$0 1057 I Interest in shares held by Rankin Associates V 
Class A Common Stock 12/5/2019  G 377 A$0 377 I spouse's proportionate interests held in shares in Rankin Associates V 
Class A Common Stock 12/5/2019  G 378 A$0 483 I Child's proportionate interest in shares held by Rankin Associates V (1)
Class A Common Stock 12/5/2019  G 378 A$0 483 I Child's proportionate interest in shares held by Rankin Associates V (1)
Class A Common Stock 12/5/2019  G 444 D$0 3839 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P 
Class A Common Stock 12/5/2019  G 222 A$0 18627 I daughter's proportionate LP interest in shares held by RA II LP held in a trust (1)
Class A Common Stock 12/5/2019  G 222 A$0 20759 I daughter's proportionate LP interest in shares held by RA II LP held in a trust (1)
Class A Common Stock 12/5/2019  G 111 A$0 18627 I daughter's proportionate LP interest in shares held by RA II LP held in a trust (1)
Class A Common Stock 12/5/2019  G 111 A$0 20759 I daughter's proportionate LP interest in shares held by RA II LP held in a trust (1)
Class A Common Stock        54147 I spouses proportionate LP interest in shares held by RA1 (1)
Class A Common Stock        29986 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P (1)
Class A Common Stock        635 I Spouse's proportionate interest in shares held by Rankin Associates VI (1)
Class A Common Stock        16828 I spouse serves as Trustee of a Trust for the benefit of Alison Rankin (1)
Class A Common Stock        200 I Reporting person serves as Trustee for the benefit of Elisabeth Rankin 
Class A Common Stock        765 I Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin 
Class A Common Stock        1851 I Spouse is Trustee for the benefit of Reporting Person's daughter. (1)
Class A Common Stock        535 I Child's Proportionate interest of shares held by Rankin Associates VI (2)
Class A Common Stock        1209 I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin 
Class A Common Stock        535 I Child's Proportionate interest in shares held by Rankin Associates VI (3)
Class A Common Stock        3738 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter. (1)
Class A Common Stock        47141 I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin 
Class A Common Stock        47141 I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin 
Class A Common Stock        19 I proportionate general partnership interest in shares of Rankin Associates IV, 
Class A Common Stock        3448 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P 
Class A Common Stock        65824 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P 
Class A Common Stock        292 I Proportionate interest in shares held by Rankin Associates VI 
Class A Common Stock        80 I Interest in shares of Rankin Associates V held by Rankin Management 
Class A Common Stock        100 I Interest in shares of Rankin Associates VI held by Rankin Management 
Class A Common Stock        1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI). 
Class A Common Stock        192662 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock  12/5/2019  G   444   (4) (4)Class A Common Stock 444 $0 3839 I Reporting Person's proportionate limited partnership interests in shares held by RA II 
Class B Common Stock  12/5/2019  G 222     (4) (4)Class A Common Stock 222 $0 18627 I daughter's proportionate LP interest in shares held by RA II LP held in a trust (1)
Class B Common Stock  12/5/2019  G 222     (4) (4)Class A Common Stock 222 $0 20759 I daughter's proportionate LP interest in shares held by RA II LP held in a trust (1)
Class B Common Stock  12/5/2019  G 111     (4) (4)Class A Common Stock 111 $0 18627 I daughter's proportionate LP interest in shares held by RA II LP held in a trust (1)
Class B Common Stock  12/5/2019  G 111     (4) (4)Class A Common Stock 111 $0 20759 I daughter's proportionate LP interest in shares held by RA II LP held in a trust (1)
Class B Common Stock           (4) (4)Class A Common Stock 444  444 I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin 
Class B Common Stock           (4) (4)Class A Common Stock 96861  96861 I Spouses proportionate LP interest in shares held by RA1 (1)
Class B Common Stock           (4) (4)Class A Common Stock 29986  29986 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P (1)
Class B Common Stock           (4) (4)Class A Common Stock 3123  3123 I spouse serves as Trustee of a Trust for the benefit of Alison Rankin (1)
Class B Common Stock           (4) (4)Class A Common Stock 200  200 I Reporting person serves as Trustee for the benefit of Elisabeth Rankin 
Class B Common Stock           (4) (4)Class A Common Stock 1851  1851 I Spouse is Trustee for the benefit of Reporting Person's daughter (1)
Class B Common Stock           (4) (4)Class A Common Stock 3738  3738 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter. (1)
Class B Common Stock           (4) (4)Class A Common Stock 6889  6889 I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin 
Class B Common Stock           (4) (4)Class A Common Stock 6889  6889 I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin 
Class B Common Stock           (4) (4)Class A Common Stock 31  31 I general partnership interest in shares of Rankin Associates IV, L.P 
Class B Common Stock           (4) (4)Class A Common Stock 6168  6168 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P 
Class B Common Stock           (4) (4)Class A Common Stock 104286  104286 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P 
Class B Common Stock           (4) (4)Class A Common Stock 1975  1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI). 
Class B Common Stock           (4) (4)Class A Common Stock 193760  193760 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin 

Explanation of Responses:
(1) Reporting Person disclaims beneficial ownership of all such shares.
(2) Held in trust u/a/d 12/30/2015
(3) Interest held by Trust u/a/d 8/15/2012
(4) N/A

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
RANKIN ROGER F
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124



Member of a Group

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact1/30/2020
**Signature of Reporting PersonDate

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