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HY Hyster Yale Materials Handling Inc

57.77
-0.80 (-1.37%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Hyster Yale Materials Handling Inc NYSE:HY NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.80 -1.37% 57.77 59.36 57.63 58.75 86,999 00:55:09

Annual Statement of Changes in Beneficial Ownership (5)

12/02/2020 10:21pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RANKIN VICTOIRE G
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [HY]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
_____ Officer (give title below)    __X__ Other (specify below)
Member of a Group
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2019 
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Class A Common Stock 12/5/2019  G 377 A$0 377 I Reporting person's proportionate interest in shares held by Rankin Associates 5 
Class A Common Stock 12/5/2019  G 377 D$0 1503 I Spouse serves as trustee of Trust fbo Clara LT Rankin representing interest in shares held by RA5 
Class A Common Stock 12/5/2019  G 377 D$0 1503 I Spouse serves as trustee of Trust fbo Clara LT Rankin representing interest in shares held by RA5 
Class A Common Stock 12/5/2019  G 377 A$0 1057 I Represents spouse's proportionate interest in shares held by Rankin Associates V 
Class A Common Stock 12/5/2019  G 14713 D$0 1503 I Spouse serves as trustee of Trust fbo Clara LT Rankin representing interest in shares held by RA5 
Class A Common Stock 12/5/2019  G 377 A$0 377 I spouse's brother's proportionate interests held in shares in Rankin Associates V 
Class A Common Stock 12/5/2019  G 1110 D$0 23989 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAII (1)
Class A Common Stock 12/5/2019  G 444 D$0 97 I Spouses's proportionate limited parternship interest in shares held by AMR RAII (1)
Class A Common Stock 12/5/2019  G 2376 D$0 13730 I Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP 
Class A Common Stock 12/5/2019  G 5814 D$0 13730 I Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP 
Class A Common Stock        9600 I spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren (1)
Class A Common Stock        14752 I Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse (1)
Class A Common Stock        180669 I spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr (1)
Class A Common Stock        10271 I Spouse's proportionate limited partnership interest in shares held by RA1 (1)
Class A Common Stock        19 I Spouse's proporationate partnership interest in RAIV (1)
Class A Common Stock        1087 I Spouses proportionate limited partnership interest in shares held by Rankin Associates IV, L.P 
Class A Common Stock        292 I Spouse's proportionate interest in shares held by Rankin Associates VI 
Class A Common Stock        1975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI") (1)
Class A Common Stock        80 I spouse's proportionate interest in shares held by RAV held by Rankin Management, Inc. 
Class A Common Stock        100 I spouse's proportionate interest in shares held by RAVI held by Rankin Management, Inc. 
Class A Common Stock        20987 I spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr (1)
Class A Common Stock        42666 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA1 (1)
Class A Common Stock        46182 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA4 (1)
Class A Common Stock        636 I Spouse's brother's proportionate interest in shares held by Rankin Associates VI 
Class A Common Stock        73450 I Spouse is a Trustee of a Trust for the benefit of Bruce T. Rankin (1)
Class A Common Stock        23629 I spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin 
Class A Common Stock        47518 I Spouse serves as trustee for the GSTs for the benefit of Clara Williams 
Class A Common Stock        47518 I Spouse serves as trustee for GSTs for the benefit of Helen Butler 
Class A Common Stock        635 I Reporting person's proportionate interest in shares held by Rankin Associates VI 
Class A Common Stock        105768 I spouse serves as the Trustee of the Trust which is held for the benefit of the Reporting person 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock  12/5/2019  G   444   (2) (2)Class A Common Stock 444 $0 97 I Spouses proportionate limited partnership interest in shares held by Rankin Associates II (1)
Class B Common Stock  12/5/2019  G   2772   (2) (2)Class A Common Stock 2772 $0 15982 I Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP 
Class B Common Stock  12/5/2019  G   6770   (2) (2)Class A Common Stock 6770 $0 15982 I Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP 
Class B Common Stock  12/5/2019  G   1110   (2) (2)Class A Common Stock 1110 $0 23989 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAII (1)
Class B Common Stock           (2) (2)Class A Common Stock 9600  9600 I spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren (1)
Class B Common Stock           (2) (2)Class A Common Stock 14160  14160 I Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse (1)
Class B Common Stock           (2) (2)Class A Common Stock 17556  17556 I spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr (1)
Class B Common Stock           (2) (2)Class A Common Stock 18373  18373 I Spouses proportionate limited partnership interest in shares held by Rankin Associates I. (1)
Class B Common Stock           (2) (2)Class A Common Stock 31  31 I RAIV General Partnership 
Class B Common Stock           (2) (2)Class A Common Stock 1721  1721 I Spouses Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P 
Class B Common Stock           (2) (2)Class A Common Stock 1975  1975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI") (1)
Class B Common Stock           (2) (2)Class A Common Stock 18625  18625 I spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr (1)
Class B Common Stock           (2) (2)Class A Common Stock 76330  76330 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAI (1)
Class B Common Stock           (2) (2)Class A Common Stock 73166  73166 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAIV (3)
Class B Common Stock           (2) (2)Class A Common Stock 747  747 I Spouse is a Trustee of a Trust, Trusts proportionate interest of Class A Trust (1)
Class B Common Stock           (2) (2)Class A Common Stock 6889  6889 I Spouse serves as trustee for GSTs for the benefit of Clara Williams 
Class B Common Stock           (2) (2)Class A Common Stock 6889  6889 I Spouse serves as trustee of GSTs trust for the benefit of Helen Butler 
Class B Common Stock           (2) (2)Class A Common Stock 21006  21006 I spouse serves as the Trustee of the Trust which is held for the benefit of the Reporting person 

Explanation of Responses:
(1) Reporting Person disclaims beneficial ownership of all such shares.
(2) N/A
(3) BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
RANKIN VICTOIRE G
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124



Member of a Group

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact2/11/2020
**Signature of Reporting PersonDate

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