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Name | Symbol | Market | Type |
---|---|---|---|
HUYA Inc | NYSE:HUYA | NYSE | Depository Receipt |
Price Change | % Change | Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.06 | -1.28% | 4.61 | 1,751 | 14:28:30 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
HUYA Inc
(Name of Issuer)
American Depositary Shares, each representing one Class A ordinary share, par value US$0.0001 per share
(Title of Class of Securities)
44852D108
(CUSIP Number)
January 31, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d1(b)
☐ Rule 13d1(c)
☐ Rule 13d1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Names of reporting persons UBS Group AG directly and on behalf of certain subsidiaries Check the appropriate box
if a member of a group (see instructions) (a) ☐ (b) ☐ SEC use only Citizenship or place of
organization Switzerland Number of shares beneficially owned by each reporting person with: Sole voting power Shared voting power 0 Sole dispositive power Shared dispositive power 0 Aggregate amount beneficially owned by each reporting person 0 Check if the aggregate
amount in Row (9) excludes certain shares (see instructions) Percent of class
represented by amount in Row (9) 0.00% Type of reporting person
(see instructions) BK
Item 1(a) Name of issuer: HUYA Inc Item 1(b) Address of issuers principal executive offices: Building A3, E-Park, 280 Hanxi Road Panyu District, Guangzhou 511446 Peoples Republic of China
2(a) Name of person filing: UBS Group AG
2(b) Address or principal business office or, if none, residence: UBS Group AG Bahnhofstrasse 45 PO Box CH-8021 Zurich,
Switzerland 2(c) Citizenship: Switzerland
2(d) Title of class of securities: American
Depositary Shares, each representing one Class A ordinary share, par value US$0.0001 per share 2(e) CUSIP No.: 44852D108 If this statement is filed pursuant to §§240.13d1(b) or 240.13d2(b) or (c), check
whether the person filing is a:
Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 0. (b) Percent of class: 0.00%
(c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote _________. (ii) Shared power to vote or to direct the vote 0. (iii) Sole power to dispose or to direct the disposition of _________. (iv) Shared power to dispose or to direct the disposition of 0. Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☒. Dissolution of a group requires a response to this item. Ownership of More than 5 Percent on Behalf of Another Person. N/A Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person. This statement on Schedule 13G is being filed by UBS Group AG on behalf of itself and its
wholly owned subsidiaries UBS Financial Services Inc., UBS Switzerland AG, UBS Trustees (Bahamas) Limited, UBS AG London Branch, UBS Securities LLC. Identification and Classification of Members of the Group. N/A Notice of Dissolution of Group. N/A Certifications By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are held for the purpose of or
with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect other than activities solely in
connection with a nomination under §240.14a-11.
Signatures After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
/s/ Andrew Johnson /s/ Rollins Simmons
CUSIP No. 44852D108
SCHEDULE 13G
Page
2
of 5
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
CUSIP No. 44852D108
SCHEDULE 13G
Page
3
of 5
Item 3.
(a)
☐
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
☒
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
☐
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
☐
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a8);
(e)
☐
An investment adviser in accordance with §240.13d1(b)(1)(ii)(E);
(f)
☐
An employee benefit plan or endowment fund in accordance with §240.13d1(b)(1)(ii)(F);
(g)
☐
A parent holding company or control person in accordance with §240.13d1(b)(1)(ii)(G);
(h)
☐
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
☐
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a3);
(j)
☐
A non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J);
(k)
☐
Group, in accordance with §240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J), please specify the type of institution:
________________________________
CUSIP No. 44852D108
SCHEDULE 13G
Page
4
of 5
Item 4.
Item 5.
Item 6.
Item 7.
Item 8.
Item 9.
Item 10.
CUSIP No. 44852D108
SCHEDULE 13G
Page
5
of 5
Date: 02/08/2023
Signature:
Name:
Andrew Johnson
Title:
Associate Director
Date: 02/08/2023
Signature:
Name:
Rollins Simmons
Title:
Authorized Signatory
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