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Share Name | Share Symbol | Market | Type |
---|---|---|---|
John Hancock Preferred Income Fund III | NYSE:HPS | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.05 | -0.32% | 15.60 | 15.63 | 15.56 | 15.61 | 20,462 | 22:39:56 |
Fund’s investments |
Shares | Value | ||||
Preferred securities (A) 90.6% (55.5% of Total investments) | $386,380,182 | ||||
(Cost $448,696,700) | |||||
Communication services 4.7% | 20,014,617 | ||||
Diversified telecommunication services 1.1% | |||||
Qwest Corp., 6.750% | 330,000 | 4,580,400 | |||
Media 0.5% | |||||
Paramount Global, 5.750% | 65,000 | 2,068,950 | |||
Wireless telecommunication services 3.1% | |||||
Telephone & Data Systems, Inc., 6.000% | 292,075 | 3,922,567 | |||
U.S. Cellular Corp., 5.500% | 140,000 | 2,118,200 | |||
U.S. Cellular Corp., 5.500% | 150,000 | 2,287,500 | |||
U.S. Cellular Corp., 6.250% | 300,000 | 5,037,000 | |||
Consumer discretionary 0.8% | 3,537,100 | ||||
Broadline retail 0.8% | |||||
Qurate Retail, Inc., 8.000% | 98,000 | 3,003,700 | |||
QVC, Inc., 6.250% (B)(C) | 60,000 | 533,400 | |||
Energy 1.2% | 4,980,300 | ||||
Oil, gas and consumable fuels 1.2% | |||||
NuStar Logistics LP, 11.994% (3 month LIBOR + 6.734%) (C)(D) | 195,000 | 4,980,300 | |||
Financials 51.1% | 218,198,934 | ||||
Banks 21.2% | |||||
Bank of America Corp., 4.250% (C) | 184,575 | 3,486,622 | |||
Bank of America Corp., 6.450% (6.450% to 12-15-66, then 3 month LIBOR + 1.327%) (C) | 140,000 | 3,557,400 | |||
Bank of America Corp., 7.250% (C) | 9,500 | 11,247,335 | |||
Citigroup Capital XIII, 11.643% (3 month LIBOR + 6.370%) (C)(D) | 338,275 | 9,867,482 | |||
Citigroup, Inc., 7.125% (7.125% to 9-30-23, then 3 month CME Term SOFR + 4.302%) (C) | 616,412 | 15,663,029 | |||
Fifth Third Bancorp, 6.000% (C) | 211,595 | 5,078,280 | |||
Fulton Financial Corp., 5.125% (C) | 149,500 | 2,481,700 | |||
Huntington Bancshares, Inc., Series J, 6.875% (6.875% to 4-15-28, then 5 Year CMT + 2.704%) | 163,800 | 4,093,362 | |||
KeyCorp, 5.650% | 85,725 | 1,842,230 | |||
Pinnacle Financial Partners, Inc., 6.750% | 150,375 | 3,569,903 | |||
Synovus Financial Corp., 6.300% (6.300% to 6-21-23, then 3 month LIBOR + 3.352%) (C) | 191,500 | 4,303,005 | |||
Wells Fargo & Company, 6.625% (6.625% to 3-15-24, then 3 month LIBOR + 3.690%) (B)(C) | 388,450 | 9,637,445 | |||
Wells Fargo & Company, 7.500% (B)(C) | 11,000 | 12,848,330 | |||
WesBanco, Inc., 6.750% (6.750% to 11-15-25, then 5 Year CMT + 6.557%) | 123,000 | 2,875,740 | |||
Capital markets 8.2% | |||||
Brookfield Finance, Inc., 4.625% (C) | 130,000 | 2,117,700 | |||
Morgan Stanley, 6.375% (6.375% to 10-15-24, then 3 month LIBOR + 3.708%) (B)(C) | 170,000 | 4,272,100 | |||
Morgan Stanley, 6.500% (B)(C) | 276,600 | 7,230,324 | |||
Morgan Stanley, 6.875% (6.875% to 1-15-24, then 3 month LIBOR + 3.940%) (C) | 148,425 | 3,767,027 | |||
Morgan Stanley, 7.125% (7.125% to 10-15-23, then 3 month LIBOR + 4.320%) (C) | 692,953 | 17,656,442 | |||
Consumer finance 1.0% | |||||
Navient Corp., 6.000% | 234,238 | 4,488,000 |
2 | JOHN HANCOCK PREFERRED INCOME FUND III | QUARTERLY REPORT | SEE NOTES TO FUND’S INVESTMENTS |
Shares | Value | ||||
Financials (continued) | |||||
Financial services 1.0% | |||||
Federal National Mortgage Association, Series S, 8.250% (E) | 80,000 | $126,400 | |||
KKR Group Finance Company IX LLC, 4.625% | 130,950 | 2,497,217 | |||
National Rural Utilities Cooperative Finance Corp., 5.500% | 61,475 | 1,538,105 | |||
Insurance 19.7% | |||||
AEGON Funding Company LLC, 5.100% (B)(C) | 347,450 | 7,723,814 | |||
American Equity Investment Life Holding Company, 6.625% (6.625% to 9-1-25, then 5 Year CMT + 6.297%) (C) | 183,925 | 4,392,129 | |||
American Financial Group, Inc., 5.125% (C) | 162,725 | 3,732,912 | |||
American International Group, Inc., 5.850% | 275,025 | 6,927,880 | |||
Athene Holding, Ltd., 7.750% (7.750% to 12-30-27, then 5 Year CMT + 3.962%) (B)(C) | 378,900 | 9,366,408 | |||
Athene Holding, Ltd., Series A, 6.350% (6.350% to 6-30-29, then 3 month LIBOR + 4.253%) (B)(C) | 350,000 | 7,591,500 | |||
Brighthouse Financial, Inc., 6.600% (B)(C) | 345,263 | 8,265,596 | |||
Lincoln National Corp., 9.000% (B)(C) | 292,750 | 7,719,818 | |||
Reinsurance Group of America, Inc., 7.125% (7.125% to 10-15-27, then 5 Year CMT + 3.456%) (C) | 375,400 | 9,854,250 | |||
RenaissanceRe Holdings, Ltd., 4.200% (C) | 221,000 | 4,050,930 | |||
The Phoenix Companies, Inc., 7.450% (C) | 574,500 | 10,104,019 | |||
Unum Group, 6.250% (C) | 170,000 | 4,224,500 | |||
Industrials 1.2% | 4,914,360 | ||||
Trading companies and distributors 1.2% | |||||
WESCO International, Inc., 10.625% (10.625% to 6-22-25, then 5 Year CMT + 10.325%) | 180,675 | 4,914,360 | |||
Real estate 3.6% | 15,118,852 | ||||
Health care REITs 2.0% | |||||
Diversified Healthcare Trust, 5.625% | 740,832 | 8,504,751 | |||
Hotel and resort REITs 1.0% | |||||
Pebblebrook Hotel Trust, 6.375% | 214,400 | 4,095,040 | |||
Office REITs 0.5% | |||||
Vornado Realty Trust, 5.400% | 156,431 | 2,083,661 | |||
Specialized REITs 0.1% | |||||
Public Storage, 4.625% | 20,000 | 435,400 | |||
Utilities 28.0% | 119,616,019 | ||||
Electric utilities 6.4% | |||||
Duke Energy Corp., 5.750% | 254,775 | 6,560,456 | |||
NextEra Energy Capital Holdings, Inc., 5.650% (B)(C) | 4,950 | 127,116 | |||
NextEra Energy, Inc., 6.219% (C) | 144,400 | 7,087,152 | |||
NextEra Energy, Inc., 6.926% (C) | 120,500 | 5,704,470 | |||
SCE Trust III, 5.750% (5.750% to 3-15-24, then 3 month LIBOR + 2.990%) (C) | 130,000 | 2,782,000 | |||
SCE Trust VI, 5.000% | 251,925 | 4,985,596 | |||
Gas utilities 1.5% | |||||
South Jersey Industries, Inc., 5.625% (C) | 251,850 | 3,656,862 | |||
UGI Corp., 7.250% | 37,000 | 2,942,240 | |||
Independent power and renewable electricity producers 1.8% | |||||
The AES Corp., 6.875% | 86,900 | 7,821,869 | |||
Multi-utilities 18.3% | |||||
Algonquin Power & Utilities Corp., 6.200% (6.200% to 7-1-24, then 3 month LIBOR + 4.010%) (C) | 375,000 | 8,580,000 | |||
Algonquin Power & Utilities Corp., 6.875% (6.875% to 10-17-23, then 3 month LIBOR + 3.677%) (C) | 558,675 | 12,938,913 |
SEE NOTES TO FUND’S INVESTMENTS | QUARTERLY REPORT | JOHN HANCOCK PREFERRED INCOME FUND III | 3 |
Shares | Value | ||||
Utilities (continued) | |||||
Multi-utilities (continued) | |||||
CMS Energy Corp., 5.625% (C) | 235,000 | $5,886,750 | |||
CMS Energy Corp., 5.875% (B)(C) | 266,075 | 6,606,642 | |||
DTE Energy Company, Series E, 5.250% (C) | 200,000 | 4,774,000 | |||
Integrys Holding, Inc., 6.000% (6.000% to 8-1-23, then 3 month LIBOR + 3.220%) (B)(C) | 296,303 | 6,977,936 | |||
NiSource, Inc., 6.500% (6.500% to 3-15-24, then 5 Year CMT + 3.632%) (B)(C) | 398,000 | 9,930,100 | |||
NiSource, Inc., 7.750% (B)(C) | 123,900 | 13,137,117 | |||
Sempra Energy, 5.750% (C) | 370,000 | 9,116,800 | |||
Common stocks 2.9% (1.8% of Total investments) | $12,518,454 | ||||
(Cost $15,324,960) | |||||
Communication services 0.4% | 1,708,520 | ||||
Diversified telecommunication services 0.4% | |||||
Verizon Communications, Inc. | 44,000 | 1,708,520 | |||
Energy 0.7% | 2,995,733 | ||||
Oil, gas and consumable fuels 0.7% | |||||
The Williams Companies, Inc. (B)(C) | 99,000 | 2,995,733 | |||
Utilities 1.8% | 7,814,201 | ||||
Multi-utilities 1.8% | |||||
Algonquin Power & Utilities Corp. | 258,150 | 7,814,201 | |||
Rate (%) | Maturity date | Par value^ | Value | ||
Corporate bonds 68.0% (41.7% of Total investments) | $290,214,394 | ||||
(Cost $327,683,885) | |||||
Communication services 2.2% | 9,633,362 | ||||
Media 1.8% | |||||
Paramount Global (6.375% to 3-30-27, then 5 Year CMT + 3.999%) | 6.375 | 03-30-62 | 8,900,000 | 7,634,064 | |
Wireless telecommunication services 0.4% | |||||
SoftBank Group Corp. (6.875% to 7-19-27, then 5 Year ICE Swap Rate + 4.854%) (C)(F) | 6.875 | 07-19-27 | 2,269,000 | 1,999,298 | |
Consumer discretionary 2.5% | 10,754,242 | ||||
Automobiles 2.5% | |||||
General Motors Financial Company, Inc. (5.700% to 9-30-30, then 5 Year CMT + 4.997%) (F) | 5.700 | 09-30-30 | 3,250,000 | 2,839,688 | |
General Motors Financial Company, Inc. (6.500% to 9-30-28, then 3 month LIBOR + 3.436%) (C)(F) | 6.500 | 09-30-28 | 9,182,000 | 7,914,554 | |
Consumer staples 0.2% | 809,600 | ||||
Food products 0.2% | |||||
Land O’ Lakes, Inc. (B)(C)(F)(G) | 8.000 | 07-16-25 | 880,000 | 809,600 | |
Energy 7.6% | 32,385,011 | ||||
Oil, gas and consumable fuels 7.6% | |||||
Enbridge, Inc. (6.250% to 3-1-28, then 3 month LIBOR + 3.641%) (B)(C) | 6.250 | 03-01-78 | 1,000,000 | 903,200 | |
Enbridge, Inc. (7.375% to 10-15-27, then 5 Year CMT + 3.708%) (B)(C) | 7.375 | 01-15-83 | 5,560,000 | 5,504,400 | |
Enbridge, Inc. (7.625% to 1-15-33, then 5 Year CMT + 4.418% to 1-15-53, then 5 Year CMT + 5.168%) | 7.625 | 01-15-83 | 3,400,000 | 3,463,177 | |
Energy Transfer LP (6.625% to 2-15-28, then 3 month LIBOR + 4.155%) (F) | 6.625 | 02-15-28 | 8,550,000 | 6,532,615 | |
Energy Transfer LP (7.125% to 5-15-30, then 5 Year CMT + 5.306%) (F) | 7.125 | 05-15-30 | 8,000,000 | 6,740,000 | |
Energy Transfer LP (3 month LIBOR + 3.018%) (C)(D) | 7.831 | 11-01-66 | 9,000,000 | 6,705,000 | |
Transcanada Trust (5.600% to 12-7-31, then 5 Year CMT + 3.986%) (B)(C) | 5.600 | 03-07-82 | 3,000,000 | 2,536,619 |
4 | JOHN HANCOCK PREFERRED INCOME FUND III | QUARTERLY REPORT | SEE NOTES TO FUND’S INVESTMENTS |
Rate (%) | Maturity date | Par value^ | Value | ||
Financials 41.5% | $177,015,544 | ||||
Banks 31.3% | |||||
Bank of America Corp. (5.875% to 3-15-28, then 3 month LIBOR + 2.931%) (C)(F) | 5.875 | 03-15-28 | 5,790,000 | 5,239,950 | |
Bank of America Corp. (6.125% to 4-27-27, then 5 Year CMT + 3.231%) (B)(C)(F) | 6.125 | 04-27-27 | 8,500,000 | 8,241,280 | |
Bank of America Corp. (6.500% to 10-23-24, then 3 month LIBOR + 4.174%) (B)(C)(F) | 6.500 | 10-23-24 | 2,338,000 | 2,330,799 | |
Barclays PLC (7.750% to 9-15-23, then 5 Year U.S. Swap Rate + 4.842%) (C)(F) | 7.750 | 09-15-23 | 2,870,000 | 2,700,727 | |
Barclays PLC (8.000% to 6-15-24, then 5 Year CMT + 5.672%) (C)(F) | 8.000 | 06-15-24 | 4,839,000 | 4,463,494 | |
Barclays PLC (8.000% to 3-15-29, then 5 Year CMT + 5.431%) (F) | 8.000 | 03-15-29 | 3,000,000 | 2,627,700 | |
BNP Paribas SA (7.750% to 8-16-29, then 5 Year CMT + 4.899%) (F)(G) | 7.750 | 08-16-29 | 3,200,000 | 3,056,000 | |
Citigroup, Inc. (7.375% to 5-15-28, then 5 Year CMT + 3.209%) (B)(C)(F) | 7.375 | 05-15-28 | 6,000,000 | 5,925,000 | |
Citizens Financial Group, Inc. (6.375% to 4-6-24, then 3 month LIBOR + 3.157%) (F) | 6.375 | 04-06-24 | 7,500,000 | 6,487,500 | |
CoBank ACB (4.250% to 1-1-27, then 5 Year CMT + 3.049%) (B)(C)(F) | 4.250 | 01-01-27 | 3,500,000 | 2,892,806 | |
CoBank ACB (6.450% to 10-1-27, then 5 Year CMT + 3.487%) (B)(C)(F) | 6.450 | 10-01-27 | 5,525,000 | 5,206,883 | |
Comerica, Inc. (5.625% to 7-1-25, then 5 Year CMT + 5.291%) (B)(C)(F) | 5.625 | 07-01-25 | 5,750,000 | 4,853,428 | |
Huntington Bancshares, Inc. (5.625% to 7-15-30, then 10 Year CMT + 4.945%) (F) | 5.625 | 07-15-30 | 4,250,000 | 3,791,103 | |
JPMorgan Chase & Co. (4.600% to 2-1-25, then 3 month CME Term SOFR + 3.125%) (B)(C)(F) | 4.600 | 02-01-25 | 5,277,000 | 4,894,418 | |
JPMorgan Chase & Co. (6.750% to 2-1-24, then 3 month LIBOR + 3.780%) (B)(C)(F) | 6.750 | 02-01-24 | 10,000,000 | 9,988,000 | |
Lloyds Banking Group PLC (7.500% to 6-27-24, then 5 Year U.S. Swap Rate + 4.760%) (F) | 7.500 | 06-27-24 | 8,000,000 | 7,694,520 | |
M&T Bank Corp. (3.500% to 9-1-26, then 5 Year CMT + 2.679%) (F) | 3.500 | 09-01-26 | 9,850,000 | 6,476,375 | |
The Bank of Nova Scotia (8.625% to 10-27-27, then 5 Year CMT + 4.389%) (B)(C) | 8.625 | 10-27-82 | 6,810,000 | 6,983,999 | |
The PNC Financial Services Group, Inc. (6.000% to 5-15-27, then 5 Year CMT + 3.000%) (B)(C)(F) | 6.000 | 05-15-27 | 7,930,000 | 7,355,075 | |
The PNC Financial Services Group, Inc. (6.200% to 9-15-27, then 5 Year CMT + 3.238%) (B)(C)(F) | 6.200 | 09-15-27 | 9,294,000 | 8,752,230 | |
The PNC Financial Services Group, Inc. (6.250% to 3-15-30, then 7 Year CMT + 2.808%) (B)(C)(F) | 6.250 | 03-15-30 | 8,500,000 | 7,790,250 | |
The PNC Financial Services Group, Inc. (3 month LIBOR + 3.678%) (C)(D)(F) | 8.492 | 08-01-23 | 1,663,000 | 1,654,962 | |
The Toronto-Dominion Bank (8.125% to 10-31-27, then 5 Year CMT + 4.075%) (B)(C) | 8.125 | 10-31-82 | 10,534,000 | 10,729,195 | |
U.S. Bancorp (3.700% to 1-15-27, then 5 Year CMT + 2.541%) (B)(C)(F) | 3.700 | 01-15-27 | 1,830,000 | 1,409,100 | |
Wells Fargo & Company (5.900% to 6-15-24, then 3 month LIBOR + 3.110%) (B)(C)(F) | 5.900 | 06-15-24 | 2,000,000 | 1,885,800 | |
Capital markets 2.4% | |||||
The Charles Schwab Corp. (4.000% to 6-1-26, then 5 Year CMT + 3.168%) (B)(C)(F) | 4.000 | 06-01-26 | 5,250,000 | 4,403,543 | |
The Charles Schwab Corp. (4.000% to 12-1-30, then 10 Year CMT + 3.079%) (B)(C)(F) | 4.000 | 12-01-30 | 3,800,000 | 2,921,250 | |
The Charles Schwab Corp. (5.000% to 6-1-27, then 5 Year CMT + 3.256%) (B)(C)(F) | 5.000 | 06-01-27 | 1,292,000 | 1,114,350 | |
The Charles Schwab Corp. (5.375% to 6-1-25, then 5 Year CMT + 4.971%) (C)(F) | 5.375 | 06-01-25 | 2,100,000 | 1,998,938 | |
Consumer finance 1.8% | |||||
American Express Company (3.550% to 9-15-26, then 5 Year CMT + 2.854%) (C)(F) | 3.550 | 09-15-26 | 4,160,000 | 3,495,145 | |
Discover Financial Services (6.125% to 6-23-25, then 5 Year CMT + 5.783%) (F) | 6.125 | 06-23-25 | 4,500,000 | 4,260,066 | |
Financial services 0.8% | |||||
Enstar Finance LLC (5.750% to 9-1-25, then 5 Year CMT + 5.468%) | 5.750 | 09-01-40 | 4,000,000 | 3,339,401 | |
Insurance 5.2% | |||||
Markel Corp. (6.000% to 6-1-25, then 5 Year CMT + 5.662%) (F) | 6.000 | 06-01-25 | 5,500,000 | 5,343,951 |
SEE NOTES TO FUND’S INVESTMENTS | QUARTERLY REPORT | JOHN HANCOCK PREFERRED INCOME FUND III | 5 |
Rate (%) | Maturity date | Par value^ | Value | ||
Financials (continued) | |||||
Insurance (continued) | |||||
MetLife, Inc. (5.875% to 3-15-28, then 3 month LIBOR + 2.959%) (C)(F) | 5.875 | 03-15-28 | 6,696,000 | $6,213,536 | |
SBL Holdings, Inc. (6.500% to 11-13-26, then 5 Year CMT + 5.620%) (F)(G) | 6.500 | 11-13-26 | 8,000,000 | 4,657,520 | |
SBL Holdings, Inc. (7.000% to 5-13-25, then 5 Year CMT + 5.580%) (F)(G) | 7.000 | 05-13-25 | 9,050,000 | 5,837,250 | |
Utilities 14.0% | 59,616,635 | ||||
Electric utilities 7.7% | |||||
Duke Energy Corp. (3.250% to 1-15-27, then 5 Year CMT + 2.321%) (B)(C) | 3.250 | 01-15-82 | 3,950,000 | 2,982,250 | |
Edison International (5.000% to 12-15-26, then 5 Year CMT + 3.901%) (F) | 5.000 | 12-15-26 | 3,790,000 | 3,239,750 | |
Edison International (5.375% to 3-15-26, then 5 Year CMT + 4.698%) (B)(C)(F) | 5.375 | 03-15-26 | 10,875,000 | 9,684,460 | |
Emera, Inc. (6.750% to 6-15-26, then 3 month LIBOR + 5.440% to 6-15-46, then 3 month LIBOR + 6.190%) (C) | 6.750 | 06-15-76 | 3,370,000 | 3,209,631 | |
NextEra Energy Capital Holdings, Inc. (5.650% to 5-1-29, then 3 month LIBOR + 3.156%) (C) | 5.650 | 05-01-79 | 7,400,000 | 6,682,257 | |
NRG Energy, Inc. (10.250% to 3-15-28, then 5 Year CMT + 5.920%) (F)(G) | 10.250 | 03-15-28 | 7,240,000 | 7,102,996 | |
Independent power and renewable electricity producers 2.8% | |||||
Vistra Corp. (7.000% to 12-15-26, then 5 Year CMT + 5.740%) (F)(G) | 7.000 | 12-15-26 | 3,200,000 | 2,869,851 | |
Vistra Corp. (8.000% to 10-15-26, then 5 Year CMT + 6.930%) (F)(G) | 8.000 | 10-15-26 | 9,750,000 | 9,189,375 | |
Multi-utilities 3.5% | |||||
CenterPoint Energy, Inc. (6.125% to 9-1-23, then 3 month LIBOR + 3.270%) (F) | 6.125 | 09-01-23 | 6,946,000 | 6,616,065 | |
CMS Energy Corp. (4.750% to 3-1-30, then 5 Year CMT + 4.116%) (B)(C) | 4.750 | 06-01-50 | 4,500,000 | 3,937,500 | |
Dominion Energy, Inc. (4.350% to 1-15-27, then 5 Year CMT + 3.195%) (F) | 4.350 | 01-15-27 | 1,500,000 | 1,260,000 | |
Dominion Energy, Inc. (5.750% to 10-1-24, then 3 month LIBOR + 3.057%) (B)(C) | 5.750 | 10-01-54 | 3,000,000 | 2,842,500 | |
Capital preferred securities (H) 1.2% (0.8% of Total investments) | $5,126,430 | ||||
(Cost $6,310,250) | |||||
Financials 1.2% | 5,126,430 | ||||
Insurance 1.2% | |||||
MetLife Capital Trust IV (7.875% to 12-15-37, then 3 month LIBOR + 3.960%) (B)(C)(G) | 7.875 | 12-15-37 | 4,860,000 | 5,126,430 | |
Yield (%) | Shares | Value | |||
Short-term investments 0.4% (0.2% of Total investments) | $1,577,791 | ||||
(Cost $1,577,936) | |||||
Short-term funds 0.4% | 1,577,791 | ||||
John Hancock Collateral Trust (I) | 4.9058(J) | 157,825 | 1,577,791 |
Total investments (Cost $799,593,731) 163.1% | $695,817,251 | ||||
Other assets and liabilities, net (63.1%) | (269,072,740) | ||||
Total net assets 100.0% | $426,744,511 |
The percentage shown for each investment category is the total value of the category as a percentage of the net assets of the fund unless otherwise indicated. | |
^All par values are denominated in U.S. dollars unless otherwise indicated. | |
Security Abbreviations and Legend | |
CME | Chicago Mercantile Exchange |
CMT | Constant Maturity Treasury |
ICE | Intercontinental Exchange |
LIBOR | London Interbank Offered Rate |
SOFR | Secured Overnight Financing Rate |
(A) | Includes preferred stocks and hybrid securities with characteristics of both equity and debt that pay dividends on a periodic basis. |
(B) | All or a portion of this security is on loan as of 4-30-23, and is a component of the fund’s leverage under the Credit Facility Agreement. |
(C) | All or a portion of this security is pledged as collateral pursuant to the Credit Facility Agreement. Total collateral value at 4-30-23 was $470,566,049. A portion of the securities pledged as collateral were loaned pursuant to the Credit Facility Agreement. The value of securities on loan amounted to $230,361,978. |
(D) | Variable rate obligation. The coupon rate shown represents the rate at period end. |
6 | JOHN HANCOCK PREFERRED INCOME FUND III | QUARTERLY REPORT | SEE NOTES TO FUND’S INVESTMENTS |
(E) | Non-income producing security. |
(F) | Perpetual bonds have no stated maturity date. Date shown as maturity date is next call date. |
(G) | These securities are exempt from registration under Rule 144A of the Securities Act of 1933. Such securities may be resold, normally to qualified institutional buyers, in transactions exempt from registration. |
(H) | Includes hybrid securities with characteristics of both equity and debt that trade with, and pay, interest income. |
(I) | Investment is an affiliate of the fund, the advisor and/or subadvisor. |
(J) | The rate shown is the annualized seven-day yield as of 4-30-23. |
United States | 84.4% |
Canada | 9.3% |
Bermuda | 3.0% |
United Kingdom | 2.5% |
Other countries | 0.8% |
TOTAL | 100.0% |
SEE NOTES TO FUND’S INVESTMENTS | QUARTERLY REPORT | JOHN HANCOCK PREFERRED INCOME FUND III | 7 |
Interest rate swaps | ||||||||||
Counterparty (OTC)/ Centrally cleared | Notional amount | Currency | Payments made | Payments received | Fixed payment frequency | Floating payment frequency | Maturity date | Unamortized upfront payment paid (received) | Unrealized appreciation (depreciation) | Value |
Centrally cleared | 137,000,000 | USD | Fixed 3.662% | USD Federal Funds Rate Compounded OIS | Semi-Annual | Quarterly | May 2026 | — | — | — |
— | — | — |
Derivatives Currency Abbreviations | |
USD | U.S. Dollar |
Derivatives Abbreviations | |
OIS | Overnight Index Swap |
OTC | Over-the-counter |
8 | JOHN HANCOCK PREFERRED INCOME FUND III | QUARTERLY REPORT | SEE NOTES TO FUND’S INVESTMENTS |
Notes to Fund’s investments (unaudited) |
Total value at 4-30-23 | Level 1 quoted price | Level 2 significant observable inputs | Level 3 significant unobservable inputs | |
Investments in securities: | ||||
Assets | ||||
Preferred securities | ||||
Communication services | $20,014,617 | $20,014,617 | — | — |
Consumer discretionary | 3,537,100 | 3,537,100 | — | — |
Energy | 4,980,300 | 4,980,300 | — | — |
Financials | 218,198,934 | 204,001,553 | $14,197,381 | — |
Industrials | 4,914,360 | 4,914,360 | — | — |
Real estate | 15,118,852 | 15,118,852 | — | — |
Utilities | 119,616,019 | 108,981,221 | 10,634,798 | — |
Common stocks | 12,518,454 | 12,518,454 | — | — |
Corporate bonds | 290,214,394 | — | 290,214,394 | — |
Capital preferred securities | 5,126,430 | — | 5,126,430 | — |
Short-term investments | 1,577,791 | 1,577,791 | — | — |
Total investments in securities | $695,817,251 | $375,644,248 | $320,173,003 | — |
Derivatives: | ||||
Assets | ||||
Swap contracts | — | — | — | — |
| | 9 |
Dividends and distributions | |||||||||
Affiliate | Ending share amount | Beginning value | Cost of purchases | Proceeds from shares sold | Realized gain (loss) | Change in unrealized appreciation (depreciation) | Income distributions received | Capital gain distributions received | Ending value |
John Hancock Collateral Trust | 157,825 | — | $151,378,179 | $(149,802,279) | $2,036 | $(145) | $196,686 | — | $1,577,791 |
10 | | |
1 Year John Hancock Preferred I... Chart |
1 Month John Hancock Preferred I... Chart |
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