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HPE Hewlett Packard Enterprise Company

16.86
-0.30 (-1.75%)
08 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Hewlett Packard Enterprise Company NYSE:HPE NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.30 -1.75% 16.86 17.23 16.80 17.16 8,273,368 01:00:00

Initial Statement of Beneficial Ownership (3)

22/05/2020 9:37pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Black Thomas E Jr
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/12/2020 

3. Issuer Name and Ticker or Trading Symbol

Hewlett Packard Enterprise Co [HPE]
(Last)        (First)        (Middle)

C/O HEWLETT PACKARD ENTERPRISE COMPANY, 6280 AMERICA CENTER DRIVE
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
SVP, GM of Storage /
(Street)

SAN JOSE, CA 95002      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 0 D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy) (4)9/17/2015 (1)12/10/2022 (2)Common Stock 11348 $12.36 D 
 
Employee Stock Option (right to buy) (4)12/9/2016 (1)12/9/2023 (2)Common Stock 16999 $8.83 D 
 
Employee Stock Option (right to buy) (4)12/7/2017 (1)12/7/2024 (2)Common Stock 8950 $14.67 D 
 
Restricted Stock Units  (5) (5)Common Stock 10073.0453  (3)D 
 
Restricted Stock Units  (6) (6)Common Stock 30582.953  (3)D 
 
Restricted Stock Units  (7) (7)Common Stock 27215.7733  (3)D 
 
Restricted Stock Units  (8) (8)Common Stock 19228.0944  (3)D 
 
Restricted Stock Units  (9) (9)Common Stock 51512.4357  (3)D 
 

Explanation of Responses:
(1) This option became exercisable beginning on this date and is fully vested.
(2) This option is no longer exercisable beginning on this date.
(3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
(4) As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.
(5) On 12/07/17, the reporting person was granted 28,129 restricted stock units ("RSUs"), 9,376 of which vested on each of 12/07/18 and 12/07/19, and 9,377 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 696.0453 dividend equivalent rights accrued but not released since the grant date.
(6) On 05/22/18, the reporting person was granted 43,079 RSUs, 14,359 of which vested on 05/22/19, and 14,360 of which will vest on each of 05/22/20 and 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,862.9530 dividend equivalent rights accrued but not released since the grant date.
(7) On 10/19/18, the reporting person was granted 38,860 RSUs, 12,953 of which vested on 10/19/19, 12,953 of which will vest on 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,308.7733 dividend equivalent rights accrued but not released since the grant date.
(8) On 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on 12/10/19, and 9,151 of which will vest on 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 925.0944 dividend equivalent rights accrued but not released since the grant date.
(9) On 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/10/20, 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,007.4357 dividend equivalent rights accrued but not released since the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Black Thomas E Jr
C/O HEWLETT PACKARD ENTERPRISE COMPANY
6280 AMERICA CENTER DRIVE
SAN JOSE, CA 95002


SVP, GM of Storage

Signatures
Derek Windham as Attorney-in-Fact for Thomas E Black Jr5/22/2020
**Signature of Reporting PersonDate

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