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HIG Hartford Financial Services Group Inc

95.30
-3.79 (-3.82%)
26 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Hartford Financial Services Group Inc NYSE:HIG NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -3.79 -3.82% 95.30 98.67 94.47 97.00 2,889,683 22:46:46

Statement of Changes in Beneficial Ownership (4)

27/02/2020 9:16pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ELLIOT DOUGLAS G
2. Issuer Name and Ticker or Trading Symbol

HARTFORD FINANCIAL SERVICES GROUP, INC. [ HIG ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President
(Last)          (First)          (Middle)

ONE HARTFORD PLAZA
3. Date of Earliest Transaction (MM/DD/YYYY)

2/25/2020
(Street)

HARTFORD, CT 06155
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock         188189.0150 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option $55.2700 2/25/2020  A   204703.0000     (1)2/25/2030 Common Stock 204703.0000 $0.0000 204703.0000 D  
Stock Option $24.1500            (2)3/5/2023 Common Stock 128535.0000  128535.0000 D  
Stock Option $35.8300            (3)3/4/2024 Common Stock 94429.0000  94429.0000 D  
Stock Option $41.2500            (4)3/3/2025 Common Stock 207547.0000  207547.0000 D  
Stock Option $43.5900            (5)3/1/2026 Common Stock 190486.0000  190486.0000 D  
Stock Option $48.8900            (6)2/28/2027 Common Stock 201939.0000  201939.0000 D  
Stock Option $49.0100            (7)2/26/2029 Common Stock 219898.0000  219898.0000 D  
Stock Option $53.8100            (8)2/27/2028 Common Stock 178012.0000  178012.0000 D  

Explanation of Responses:
(1) One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
(2) The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
(3) The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
(4) The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
(5) The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
(6) One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
(7) One-third of the options became exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
(8) One-third of the options became exercisable on February 27, 2019, an additional one-third of the options became exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
ELLIOT DOUGLAS G
ONE HARTFORD PLAZA
HARTFORD, CT 06155


President

Signatures
Anthony J. Salerno, Jr., Attorney-in-Fact2/26/2020
**Signature of Reporting PersonDate

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