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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Hartford Financial Services Group Inc | NYSE:HIG | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-3.79 | -3.82% | 95.30 | 98.67 | 94.47 | 97.00 | 2,889,683 | 01:00:00 |
1. Name and Address of Reporting Person * Swift Christopher | 2. Issuer Name and Ticker or Trading Symbol HARTFORD FINANCIAL SERVICES GROUP, INC. [ HIG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman and CEO |
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 9/12/2019 | M | 28779.0000 | A | $28.9100 | 211217.7800 | D | |||
Common Stock | 9/12/2019 | M | 6700.0000 | A | $28.9100 | 217917.7800 | D | |||
Common Stock | 9/12/2019 | M | 2200.0000 | A | $28.9100 | 220117.7800 | D | |||
Common Stock | 9/12/2019 | S(1) | 2200.0000 | D | $59.9950 (2) | 217917.7800 | D | |||
Common Stock | 9/12/2019 | S(1) | 6700.0000 | D | $60.0050 (3) | 211217.7800 | D | |||
Common Stock | 9/12/2019 | S(1) | 28779.0000 | D | $59.5990 (4) | 182438.7800 | D | |||
Common Stock | 9/13/2019 | M | 24279.0000 | A | $28.9100 | 206717.7800 | D | |||
Common Stock | 9/13/2019 | S(1) | 24279.0000 | D | $60.3220 (5) | 182438.7800 | D | |||
Common Stock | 3750.0000 | I | By Spouse | |||||||
Common Stock | 24850.0000 | I | Swift Family Gift Trust | |||||||
Common Stock | 44200.0000 | I | Swift Family Legacy Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $28.9100 | 9/12/2019 | M | 2200.0000 | (6) | 3/1/2021 | Common Stock | 2200.0000 | $0.0000 | 90737.0000 | D | ||||
Stock Option | $28.9100 | 9/12/2019 | M | 6700.0000 | (6) | 3/1/2021 | Common Stock | 6700.0000 | $0.0000 | 84037.0000 | D | ||||
Stock Option | $28.9100 | 9/12/2019 | M | 28779.0000 | (6) | 3/1/2021 | Common Stock | 28779.0000 | $0.0000 | 55258.0000 | D | ||||
Stock Option | $28.9100 | 9/13/2019 | M | 24279.0000 | (6) | 3/1/2021 | Common Stock | 24279.0000 | $0.0000 | 30979.0000 | D | ||||
Stock Option | $20.6300 | (7) | 2/28/2022 | Common Stock | 148448.0000 | 148448.0000 | D | ||||||||
Stock Option | $24.1500 | (8) | 3/5/2023 | Common Stock | 141388.0000 | 141388.0000 | D | ||||||||
Stock Option | $35.8300 | (9) | 3/4/2024 | Common Stock | 103872.0000 | 103872.0000 | D | ||||||||
Stock Option | $41.2500 | (10) | 3/3/2025 | Common Stock | 301887.0000 | 301887.0000 | D | ||||||||
Stock Option | $43.5900 | (11) | 3/1/2026 | Common Stock | 294481.0000 | 294481.0000 | D | ||||||||
Stock Option | $48.8900 | (12) | 2/28/2027 | Common Stock | 302908.0000 | 302908.0000 | D | ||||||||
Stock Option | $49.0100 | (13) | 2/26/2029 | Common Stock | 352263.0000 | 352263.0000 | D | ||||||||
Stock Option | $53.8100 | (14) | 2/27/2028 | Common Stock | 284819.0000 | 284819.0000 | D |
Reporting Owners |
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Reporting Owner Name / Address |
|
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Director | 10% Owner | Officer | Other | ||
Swift Christopher ONE HARTFORD PLAZA HARTFORD, CT 06155 |
X | Chairman and CEO |
Signatures |
||
Anthony J. Salerno, Jr., Attorney-in-Fact | 9/16/2019 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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