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HI Hillenbrand Inc

42.44
0.55 (1.31%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Hillenbrand Inc NYSE:HI NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.55 1.31% 42.44 42.91 41.88 42.75 474,362 01:00:00

Statement of Changes in Beneficial Ownership (4)

05/01/2021 9:24pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Dyke Peter S.
2. Issuer Name and Ticker or Trading Symbol

Hillenbrand, Inc. [ HI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Sr. VP and Chief HR Officer
(Last)          (First)          (Middle)

ONE BATESVILLE BLVD.
3. Date of Earliest Transaction (MM/DD/YYYY)

12/31/2020
(Street)

BATESVILLE, IN 47006
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (Deferred Stock Award 11/2/20)  (1)12/31/2020  A (2)  54     (3) (3)Common Stock 54 $0 10158 D  
Restricted Stock Units (Deferred Stock Award 12/3/20)  (1)12/31/2020  A (2)  10     (4) (4)Common Stock 10 $0 1965 D  
RESTRICTED STOCK UNITS CUMULATIVE TOTAL  (1)           (3)(4) (3)(4)Common Stock 64 (5) 12123 (5)D  

Explanation of Responses:
(1) Conversion or Exercise Price of Derivative Securities is 1-for-1.
(2) Restricted Stock Units are entitled to dividend equivalent rights, which accrue on dividend record dates
(3) The Restricted Stock Units vest one-third on 11/2/2021, one-third on 11/2/2022 and one-third on 11/2/2023.
(4) Restricted stock units vest one-third on 12/3/2021, one-third on 12/3/2022 and one-third on 12/3/2023.
(5) This amount represents cumulative total of all Restricted Stock Units (deferred stock awards) granted to reporting person. This cumulative total does not represent additional Restricted Stock Units granted to the reporting person, but is merely a total of all awards reported separately on this SEC Form 4.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Dyke Peter S.
ONE BATESVILLE BLVD.
BATESVILLE, IN 47006


Sr. VP and Chief HR Officer

Signatures
/s/ Patricia C. Lecher, as Attorney-in-Fact for Peter S. Dyke1/5/2021
**Signature of Reporting PersonDate

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