ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for alerts Register for real-time alerts, custom portfolio, and market movers

HEI HEICO Corp

211.36
1.32 (0.63%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
HEICO Corp NYSE:HEI NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  1.32 0.63% 211.36 212.45 209.15 212.06 286,751 01:00:00

Annual Statement of Changes in Beneficial Ownership (5)

01/11/2021 8:48pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MENDELSON VICTOR H
2. Issuer Name and Ticker or Trading Symbol

HEICO CORP [HEI, HEI.A]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Co-President
(Last)          (First)          (Middle)

825 BRICKELL BAY DRIVE, SUITE 1644
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
10/31/2021 
(Street)

MIAMI, FL 33131
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Common Stock        1068199 D  
Class A Common Stock        174047 D  
Class A Common Stock 10/20/2021  G 955 D$0 209528 I Owned by Corporation (1)
Common Stock        172515 I Owned by Partnership (2)
Common Stock        4762 I As custodian for children 
Class A Common Stock        19136 I As custodian for children 
Common Stock        92535 I By 401(k) (3)
Class A Common Stock        87694 I By 401(k) (3)
Common Stock        921 I By Keogh Account 
Class A Common Stock        16133 I By Keogh Account 
Common Stock        565662 I By Trusts (4)
Class A Common Stock        137199 I By Trusts (4)
Common Stock        28806 I By Trusts (5)
Class A Common Stock        8465 I By Trusts (5)
Common Stock        4072 I By 409A Plan (6)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option (Right to purchase Common Stock) $21.4098          (7)6/10/2023 Common Stock 122070.0  122070 D  
Option (Right to purchase Common Stock) $29.6704          (7)6/8/2025 Common Stock 97656.0  97656 D  
Option (Right to purchase Common Stock) $24.9498          (7)12/14/2025 Common Stock 97656.0  97656 D  
Option (Right to purchase Common Stock) $44.9638          (7)3/17/2027 Common Stock 195313.0  195313 D  
Option (Right to purchase Common Stock) $70.656          (7)3/16/2028 Common Stock 125000.0  125000 D  
Option (Right to purchase Common Stock) $134.7          (7)9/24/2031 Common Stock 125000.0  125000 D  
Option (Right to purchase Class A Common Stock) $15.4501          (7)6/10/2023 Class A Common Stock 122070.0  122070 D  

Explanation of Responses:
(1) Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
(2) Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
(3) Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 28, 2021.
(4) Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
(5) Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
(6) Represents shares held for the reporting person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
(7) These options are exercisable at 20% per year over five years from the date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
MENDELSON VICTOR H
825 BRICKELL BAY DRIVE, SUITE 1644
MIAMI, FL 33131
X
Co-President

Signatures
/s/ Victor H. Mendelson11/1/2021
**Signature of Reporting PersonDate

1 Year HEICO Chart

1 Year HEICO Chart

1 Month HEICO Chart

1 Month HEICO Chart

Your Recent History

Delayed Upgrade Clock