Name	Symbol	Market	Type
GAMCO Natural Resources Gold and Income Trust	NYSE:GNT-A	NYSE	Preference Share

	Price Change	% Change	Price	High Price	Low Price	Open Price	Traded	Last Trade
	0.00	0.00%	21.59				0	01:00:00

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM NPORT-P
Monthly Portfolio Investments Report

NPORT-P: Filer Information

Confidential	☐
Filer CIK	0001438893
Filer CCC	********
Filer Investment Company Type
Is this a LIVE or TEST Filing?	☐ LIVE ☐ TEST
Would you like a Return Copy?	☐
Is this an electronic copy of an official filing submitted in paper format?	☐

Submission Contact Information

Name
Phone
E-Mail Address

Notification Information

Notify via Filing Website only?	☐
Notification E-mail Address
Series ID

Class (Contract) ID

NPORT-P: Part A: General Information

Item A.1. Information about the Registrant.

a. Name of Registrant	GAMCO Natural Resources, Gold & Income Trust
b. Investment Company Act file number for Registrant: (e.g., 811-______)	811-22216
c. CIK number of Registrant	0001438893
d. LEI of Registrant	23EBEGZ81713Q1VCP222
e. Address and telephone number of Registrant:

i. Street Address 1	One Corporate Center
ii. Street Address 2
iii. City	Rye
iv. State, if applicable
v. Foreign country, if applicable
vi. Zip / Postal Code	10580-1422
vii. Telephone number	1-800-422-3554

Item A.2. Information about the Series.

a. Name of Series.	GAMCO Natural Resources, Gold & Income Trust
b. EDGAR series identifier (if any).
c. LEI of Series.	23EBEGZ81713Q1VCP222

Item A.3. Reporting period.

a. Date of fiscal year-end.	2020-12-31
b. Date as of which information is reported.	2020-12-31

Item A.4. Final filing

a. Does the Fund anticipate that this will be its final filing on Form N PORT?

☐ Yes ☒ No

NPORT-P: Part B: Information About the Fund

Report the following information for the Fund and its consolidated subsidiaries.

Item B.1. Assets and liabilities. Report amounts in U.S. dollars.

a. Total assets, including assets attributable to miscellaneous securities reported in Part D.	160600403.43
b. Total liabilities.	42972953.62
c. Net assets.	117627449.81

Item B.2. Certain assets and liabilities. Report amounts in U.S. dollars.

a. Assets attributable to miscellaneous securities reported in Part D.	0.00000000
b. Assets invested in a Controlled Foreign Corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities.	0.00000000

c. Borrowings attributable to amounts payable for notes payable, bonds, and similar debt, as reported pursuant to rule 6-04(13)(a) of Regulation S-X [17 CFR 210.6-04(13)(a)].

Amounts payable within one year.
Banks or other financial institutions for borrowings.	0.00000000
Controlled companies.	0.00000000
Other affiliates.	0.00000000
Others.	0.00000000
Amounts payable after one year.
Banks or other financial institutions for borrowings.	0.00000000
Controlled companies.	0.00000000
Other affiliates.	0.00000000
Others.	0.00000000

d. Payables for investments purchased either (i) on a delayed delivery, when-issued, or other firm commitment basis, or (ii) on a standby commitment basis.

(i) On a delayed delivery, when-issued, or other firm commitment basis:	0.00000000
(ii) On a standby commitment basis:	0.00000000
e. Liquidation preference of outstanding preferred stock issued by the Fund.	29252550.00000000
f. Cash and cash equivalents not reported in Parts C and D.	2051655.89000000

Item B.3. Portfolio level risk metrics.

If the average value of the Fund's debt securities positions for the previous three months, in the aggregate, exceeds 25% or more of the Fund's net asset value, provide:

a. Interest Rate Risk (DV01). For each currency for which the Fund had a value of 1% or more of the Fund’s net asset value, provide the change in value of the portfolio resulting from a 1 basis point change in interest rates, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years.

b. Interest Rate Risk (DV100). For each currency for which the Fund had a value of 1% or more of the Fund’s net asset value, provide the change in value of the portfolio resulting from a 100 basis point change in interest rates, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years.

Currency Metric Record	ISO Currency code	3 month	1 year	5 years	10 years	30 years
#1	United States Dollar
		Interest Rate Risk (DV01)
		651.53843000	66.32003000	169.30141000	119.75886000	0.00000000
		Interest Rate Risk (DV100)
		65153.84414000	6632.00229000	16930.14107000	11975.88593000	0.00000000

c. Credit Spread Risk (SDV01, CR01 or CS01). Provide the change in value of the portfolio resulting from a 1 basis point change in credit spreads where the shift is applied to the option adjusted spread, aggregated by investment grade and non-investment grade exposures, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years.

Credit Spread Risk	3 month	1 year	5 years	10 years	30 years
Investment grade	1.40295000	0.00000000	0.00000000	0.00000000	0.00000000
Non-Investment grade	0.79273000	21.94818000	251.29251000	37.25776000	0.00000000

For purposes of Item B.3., calculate value as the sum of the absolute values of:
(i) the value of each debt security,
(ii) the notional value of each swap, including, but not limited to, total return swaps, interest rate swaps, and credit default swaps, for which the underlying reference asset or assets are debt securities or an interest rate;
(iii) the notional value of each futures contract for which the underlying reference asset or assets are debt securities or an interest rate; and
(iv) the delta-adjusted notional value of any option for which the underlying reference asset is an asset described in clause (i),(ii), or (iii).

Report zero for maturities to which the Fund has no exposure. For exposures that fall between any of the listed maturities in (a) and (b), use linear interpolation to approximate exposure to each maturity listed above. For exposures outside of the range of maturities listed above, include those exposures in the nearest maturity.

Item B.4. Securities lending.

a. For each borrower in any securities lending transaction, provide the following information:

Borrower Information Record	Name of borrower	LEI (if any) of borrower	Aggregate value of all securities on loan to the borrower
—	—	—	—

b. Did any securities lending counterparty provide any non-cash collateral?

☐ Yes ☒ No

Item B.5. Return information.

a. Monthly total returns of the Fund for each of the preceding three months. If the Fund is a Multiple Class Fund, report returns for each class. Such returns shall be calculated in accordance with the methodologies outlined in Item 26(b) (1) of Form N-1A, Instruction 13 to sub-Item 1 of Item 4 of Form N-2, or Item 26(b) (i) of Form N-3, as applicable.

Monthly Total Return Record	Monthly total returns of the Fund for each of the preceding three months			Class identification number(s) (if any) of the Class(es) for which returns are reported
Monthly Total Return Record	Month 1	Month 2	Month 3
#1	-5.30000000	7.96000000	3.00000000	C000000000

b. For each of the preceding three months, monthly net realized gain (loss) and net change in unrealized appreciation (or depreciation) attributable to derivatives for each of the following categories: commodity contracts, credit contracts, equity contracts, foreign exchange contracts, interest rate contracts, and other contracts. Within each such asset category, further report the same information for each of the following types of derivatives instrument: forward, future, option, swaption, swap, warrant, and other. Report in U.S. dollars. Losses and depreciation shall be reported as negative numbers.

Asset category	Instrument type	Month 1		Month 2		Month 3
Asset category	Instrument type	Monthly net realized gain(loss)	Monthly net change in unrealized appreciation (or depreciation)	Monthly net realized gain(loss)	Monthly net change in unrealized appreciation (or depreciation)	Monthly net realized gain(loss)	Monthly net change in unrealized appreciation (or depreciation)
Commodity Contracts		0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Forward	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Future	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Option	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swaption	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swap	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Warrant	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Other	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
Credit Contracts		0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Forward	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Future	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Option	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swaption	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swap	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Warrant	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Other	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
Equity Contracts		463219.20000000	2867831.80000000	1744252.06000000	-2269001.96000000	2014330.54000000	1286848.98000000
	Forward	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Future	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Option	463219.20000000	2867831.80000000	1744252.06000000	-2269001.96000000	2014330.54000000	1286848.98000000
	Swaption	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swap	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Warrant	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Other	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
Foreign Exchange Contracts		0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Forward	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Future	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Option	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swaption	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swap	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Warrant	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Other	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
Interest Rate Contracts		0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Forward	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Future	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Option	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swaption	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swap	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Warrant	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Other	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
Other Contracts		0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Forward	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Future	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Option	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swaption	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Swap	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Warrant	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000
	Other	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000	0.00000000

c. For each of the preceding three months, monthly net realized gain (loss) and net change in unrealized appreciation (or depreciation) attributable to investment other than derivatives. Report in U.S. dollars. Losses and depreciation shall be reported as negative numbers.

Month	Monthly net realized gain(loss)	Monthly net change in unrealized appreciation (or depreciation)
Month 1	2023023.65000000	-7904704.89000000
Month 2	-90872.68000000	3357914.16000000
Month 3	-783802.55000000	1948844.96000000

Item B.6. Flow information.

a. Provide the aggregate dollar amounts for sales and redemptions/repurchases of Fund shares during each of the preceding three months. If shares of the Fund are held in omnibus accounts, for purposes of calculating the Fund's sales, redemptions, and repurchases, use net sales or redemptions/repurchases from such omnibus accounts. The amounts to be reported under this Item should be after any front-end sales load has been deducted and before any deferred or contingent deferred sales load or charge has been deducted. Shares sold shall include shares sold by the Fund to a registered unit investment trust. For mergers and other acquisitions, include in the value of shares sold any transaction in which the Fund acquired the assets of another investment company or of a personal holding company in exchange for its own shares. For liquidations, include in the value of shares redeemed any transaction in which the Fund liquidated all or part of its assets. Exchanges are defined as the redemption or repurchase of shares of one Fund or series and the investment of all or part of the proceeds in shares of another Fund or series in the same family of investment companies.

Month	Total net asset value of shares sold (including exchanges but excluding reinvestment of dividends and distributions)	Total net asset value of shares sold in connection with reinvestments of dividends and distributions	Total net asset value of shares redeemed or repurchased, including exchanges
Month 1	0.00000000	0.00000000	-1057709.80000000
Month 2	0.00000000	0.00000000	-657307.11000000
Month 3	0.00000000	0.00000000	-433304.91000000

Item B.7. Highly Liquid Investment Minimum information.

a. If applicable, provide the Fund's current Highly Liquid Investment Minimum.	—
b. If applicable, provide the number of days that the Fund's holdings in Highly Liquid Investments fell below the Fund's Highly Liquid Investment Minimum during the reporting period.	—
c. Did the Fund's Highly Liquid Investment Minimum change during the reporting period?	☐ Yes ☐ No ☐ N/A

Item B.8. Derivatives Transactions.

For portfolio investments of open-end management investment companies, provide the percentage of the Fund's Highly Liquid Investments that it has segregated to cover or pledged to satisfy margin requirements in connection with derivatives transactions that are classified among the following categories as specified in rule 22e-4 [17 CFR 270.22e-4]:

(1) Moderately Liquid Investments
(2) Less Liquid Investments
(3) Illiquid Investments
Classification	—

NPORT-P: Part C: Schedule of Portfolio Investments

For each investment held by the Fund and its consolidated subsidiaries, disclose the information requested in Part C. A Fund may report information for securities in an aggregate amount not exceeding five percent of its total assets as miscellaneous securities in Part D in lieu of reporting those securities in Part C, provided that the securities so listed are not restricted, have been held for not more than one year prior to the end of the reporting period covered by this report, and have not been previously reported by name to the shareholders of the Fund or to any exchange, or set forth in any registration statement, application, or report to shareholders or otherwise made available to the public.

Schedule of Portfolio Investments Record: 1

Item C.1. Identification of investment.

a. Name of issuer (if any).	AGCO Corp
b. LEI (if any) of issuer. (1)	LYOM0B2GCF1JWXK5ZG04
c. Title of the issue or description of the investment.	AGCO Corp
d. CUSIP (if any).	001084102

At least one of the following other identifiers:

- ISIN

US0010841023

- Ticker (if ISIN is not available).

AGCO

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	10000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1030900.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.876411077231

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 2

Item C.1. Identification of investment.

a. Name of issuer (if any).	CREDIT SUISSE SECURITIES (USA) LLC
b. LEI (if any) of issuer. (1)	1V8Y6QCX6YMJ2OELII46
c. Title of the issue or description of the investment.	BUNGE LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8904330
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-21187.35000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01801224972

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CREDIT SUISSE SECURITIES (USA) LLC	1V8Y6QCX6YMJ2OELII46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Bunge Ltd
Title of issue.	Bunge Ltd

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

BMG169621056

- Ticker (if CUSIP and ISIN are not available).

- Other identifier (if CUSIP, ISIN, and ticker are not available).	2788713
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	72.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1108.38000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 3

Item C.1. Identification of investment.

a. Name of issuer (if any).	Equinox Gold Corp
b. LEI (if any) of issuer. (1)	5493005IN4V1SNP9PN75
c. Title of the issue or description of the investment.	Equinox Gold Corp
d. CUSIP (if any).	29446Y502

At least one of the following other identifiers:

- ISIN

CA29446Y5020

- Ticker (if ISIN is not available).

EQX

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	145000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1499300.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	1.274617448921

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 4

Item C.1. Identification of investment.

a. Name of issuer (if any).	TREASURY BILL
b. LEI (if any) of issuer. (1)	254900HROIFWPRGM1V77
c. Title of the issue or description of the investment.	United States Treasury Bill
d. CUSIP (if any).	9127964D8

At least one of the following other identifiers:

- ISIN

US9127964D82

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BKVKD87
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	7000000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	6999518.75000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	5.950582760491

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	U.S. Treasury

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2021-02-18

b. Coupon.

i. Coupon category. (13)	None
ii. Annualized rate.	0.00000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☐ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
—	—	—	—

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
—	—	—

v. Delta (if applicable).

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 5

Item C.1. Identification of investment.

a. Name of issuer (if any).	INTL TRADING INC
b. LEI (if any) of issuer. (1)	529900BLZT9AG15BKB77
c. Title of the issue or description of the investment.	HOLLYFRONTIER CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8859072
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-29.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-5125.75000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00435761381

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	INTL TRADING INC	529900BLZT9AG15BKB77

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	HollyFrontier Corp
Title of issue.	HollyFrontier Corp

At least one of the following other identifiers:

- CUSIP.

436106108

- ISIN (if CUSIP is not available).

US4361061082

- Ticker (if CUSIP and ISIN are not available).

HFC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	27.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-2719.84000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 6

Item C.1. Identification of investment.

a. Name of issuer (if any).	GOLDMAN SACHS & CO. LLC
b. LEI (if any) of issuer. (1)	FOR8UP27PHTHYVLBNG30
c. Title of the issue or description of the investment.	ENERGY SELECT SECTOR SPDR FUND
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8917452
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-600.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-81053.88000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.06890728323

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	GOLDMAN SACHS & CO. LLC	FOR8UP27PHTHYVLBNG30

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Energy Select Sector SPDR Fund
Title of issue.	Energy Select Sector SPDR Fund

At least one of the following other identifiers:

- CUSIP.

81369Y506

- ISIN (if CUSIP is not available).

US81369Y5069

- Ticker (if CUSIP and ISIN are not available).

XLE

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	32.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-3678.24000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 7

Item C.1. Identification of investment.

a. Name of issuer (if any).	NESBITT BURNS
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	ROYAL GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8913813
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-55.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-16388.52000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01393256423

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NESBITT BURNS	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Royal Gold Inc
Title of issue.	Royal Gold Inc

At least one of the following other identifiers:

- CUSIP.

780287108

- ISIN (if CUSIP is not available).

US7802871084

- Ticker (if CUSIP and ISIN are not available).

RGLD

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	115.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	11823.78000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 8

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	TERANGA GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

TGZ 1 C18

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00VYCVGD3
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-500.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-98200.96000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.08348473095

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Teranga Gold Corp
Title of issue.	Teranga Gold Corp

At least one of the following other identifiers:

- CUSIP.

880797204

- ISIN (if CUSIP is not available).

CA8807972044

- Ticker (if CUSIP and ISIN are not available).

0TGA

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	18.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-82202.79000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 9

Item C.1. Identification of investment.

a. Name of issuer (if any).	CBOE GLOBAL MARKETS, INC.
b. LEI (if any) of issuer. (1)	529900RLNSGA90UPEH54
c. Title of the issue or description of the investment.	FRANCO-NEVADA CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

FNV 7 C140

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Y7YL6F0
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-70.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-52500.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04463243918

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CBOE GLOBAL MARKETS, INC.	529900RLNSGA90UPEH54

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Franco-Nevada Corp
Title of issue.	Franco-Nevada Corp

At least one of the following other identifiers:

- CUSIP.

351858105

- ISIN (if CUSIP is not available).

CA3518581051

- Ticker (if CUSIP and ISIN are not available).

FNV

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	140.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-725.35000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 10

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	SUNOCO LP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8732090
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-50.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-10567.18000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00898360035

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Sunoco LP
Title of issue.	Sunoco LP

At least one of the following other identifiers:

- CUSIP.

86765K109

- ISIN (if CUSIP is not available).

US86765K1097

- Ticker (if CUSIP and ISIN are not available).

SUN

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	27.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-6669.07000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 11

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	KINDER MORGAN INC/DE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8412053
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-180.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-80.96000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00006882747

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kinder Morgan Inc
Title of issue.	Kinder Morgan Inc

At least one of the following other identifiers:

- CUSIP.

49456B101

- ISIN (if CUSIP is not available).

US49456B1017

- Ticker (if CUSIP and ISIN are not available).

KMI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	17.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	15752.25000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 12

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	NEWCREST MINING LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8783670
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-400.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	-162.61000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	-0.00013824154

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Newcrest Mining Ltd
Title of issue.	Newcrest Mining Ltd

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

AU000000NCM7

- Ticker (if CUSIP and ISIN are not available).

NCM

- Other identifier (if CUSIP, ISIN, and ticker are not available).	6637101
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	35.00000000
vi. Exercise Price Currency Code	Australia Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	33769.65000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 13

Item C.1. Identification of investment.

a. Name of issuer (if any).	JEFFERIES GROUP LLC
b. LEI (if any) of issuer. (1)	NY9Q8VBNB6D1L6YV0J84
c. Title of the issue or description of the investment.	CHEVRON CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8755215
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-80.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-38673.62000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03287805700

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	JEFFERIES GROUP LLC	NY9Q8VBNB6D1L6YV0J84

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Chevron Corp
Title of issue.	Chevron Corp

At least one of the following other identifiers:

- CUSIP.

166764100

- ISIN (if CUSIP is not available).

US1667641005

- Ticker (if CUSIP and ISIN are not available).

CVX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	82.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-23556.64000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 14

Item C.1. Identification of investment.

a. Name of issuer (if any).	CITIGROUP GLOBAL MARKETS INC.
b. LEI (if any) of issuer. (1)	MBNUM2BPBDO7JBLYG310
c. Title of the issue or description of the investment.	ONEOK INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832434
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-65.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-14532.51000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01235469273

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CITIGROUP GLOBAL MARKETS INC.	MBNUM2BPBDO7JBLYG310

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	ONEOK Inc
Title of issue.	ONEOK Inc

At least one of the following other identifiers:

- CUSIP.

682680103

- ISIN (if CUSIP is not available).

US6826801036

- Ticker (if CUSIP and ISIN are not available).

OKE

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	40.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-6864.96000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 15

Item C.1. Identification of investment.

a. Name of issuer (if any).	INTL FCSTONE FINANCIAL INC.
b. LEI (if any) of issuer. (1)	549300LNKU6K5TJCRG93
c. Title of the issue or description of the investment.	WILLIAMS COS INC/THE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775619
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-31.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1971.97000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00167645392

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	INTL FCSTONE FINANCIAL INC.	549300LNKU6K5TJCRG93

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Williams Cos Inc/The
Title of issue.	Williams Cos Inc/The

At least one of the following other identifiers:

- CUSIP.

969457100

- ISIN (if CUSIP is not available).

US9694571004

- Ticker (if CUSIP and ISIN are not available).

WMB

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	21.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	537.86000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 16

Item C.1. Identification of investment.

a. Name of issuer (if any).	CITIGROUP GLOBAL MARKETS INC.
b. LEI (if any) of issuer. (1)	MBNUM2BPBDO7JBLYG310
c. Title of the issue or description of the investment.	WHEATON PRECIOUS METALS CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8918286
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-144.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-27460.04000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02334492505

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CITIGROUP GLOBAL MARKETS INC.	MBNUM2BPBDO7JBLYG310

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Wheaton Precious Metals Corp
Title of issue.	Wheaton Precious Metals Corp

At least one of the following other identifiers:

- CUSIP.

962879102

- ISIN (if CUSIP is not available).

CA9628791027

- Ticker (if CUSIP and ISIN are not available).

WPM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	50.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-1545.47000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 17

Item C.1. Identification of investment.

a. Name of issuer (if any).	FBN SECURITIES, INC.
b. LEI (if any) of issuer. (1)	549300IZFVXL9ZPJFM37
c. Title of the issue or description of the investment.	BAKER HUGHES CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902207
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-65.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-12658.61000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01076161220

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	FBN SECURITIES, INC.	549300IZFVXL9ZPJFM37

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Baker Hughes Co
Title of issue.	Baker Hughes Co

At least one of the following other identifiers:

- CUSIP.

05722G100

- ISIN (if CUSIP is not available).

US05722G1004

- Ticker (if CUSIP and ISIN are not available).

BKR

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	22.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	5213.54000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 18

Item C.1. Identification of investment.

a. Name of issuer (if any).	CREDIT SUISSE SECURITIES (USA), LLC
b. LEI (if any) of issuer. (1)	1V8Y6QCX6YMJ2OELII46
c. Title of the issue or description of the investment.	CHEVRON CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8781556
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-88.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-71784.13000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.06102668222

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CREDIT SUISSE SECURITIES (USA), LLC	1V8Y6QCX6YMJ2OELII46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Chevron Corp
Title of issue.	Chevron Corp

At least one of the following other identifiers:

- CUSIP.

166764100

- ISIN (if CUSIP is not available).

US1667641005

- Ticker (if CUSIP and ISIN are not available).

CVX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	80.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-42219.45000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 19

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	ENDEAVOUR MINING CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

EDV 3 C35

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Y91Y522
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-90.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-8661.32000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.00736334929

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Endeavour Mining Corp
Title of issue.	Endeavour Mining Corp

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

KYG3040R1589

- Ticker (if CUSIP and ISIN are not available).

EDV

- Other identifier (if CUSIP, ISIN, and ticker are not available).	BDGN4L2
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	35.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	5574.18000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 20

Item C.1. Identification of investment.

a. Name of issuer (if any).	ISI SECURITY GROUP, INC.
b. LEI (if any) of issuer. (1)	5493003NKALVX2ISD253
c. Title of the issue or description of the investment.	HELMERICH & PAYNE INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

HP 6 C27.5

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8901988
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-25.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-2370.34000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00201512487

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	ISI SECURITY GROUP, INC.	5493003NKALVX2ISD253

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Helmerich & Payne Inc
Title of issue.	Helmerich & Payne Inc

At least one of the following other identifiers:

- CUSIP.

423452101

- ISIN (if CUSIP is not available).

US4234521015

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	27.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1453.63000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 21

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	VANECK VECTORS GOLD MINERS ETF
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8845368
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-450.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-42004.94000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03571015104

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	VanEck Vectors Gold Miners ETF
Title of issue.	VanEck Vectors Gold Miners ETF

At least one of the following other identifiers:

- CUSIP.

92189F106

- ISIN (if CUSIP is not available).

US92189F1066

- Ticker (if CUSIP and ISIN are not available).

GDX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	31.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-8272.67000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 22

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	FREEPORT-MCMORAN INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

FCX 1 C20

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00LZXT2J6
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-494.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-301340.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.25618169949

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Freeport-McMoRan Inc
Title of issue.	Freeport-McMoRan Inc

At least one of the following other identifiers:

- CUSIP.

35671D857

- ISIN (if CUSIP is not available).

US35671D8570

- Ticker (if CUSIP and ISIN are not available).

FCX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-256785.01000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 23

Item C.1. Identification of investment.

a. Name of issuer (if any).	Mowi ASA
b. LEI (if any) of issuer. (1)	549300W1OGQF5LZIH349
c. Title of the issue or description of the investment.	Mowi ASA
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

NO0003054108

- Ticker (if ISIN is not available).

MOWI

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B02L486
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	83594.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Norway Krone
e. Value. (4)	1862140.01000000
f. Exchange rate.	8.57425000
g. Percentage value compared to net assets of the Fund.	1.583082871394

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	NORWAY
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 24

Item C.1. Identification of investment.

a. Name of issuer (if any).	Fresnillo PLC
b. LEI (if any) of issuer. (1)	549300JXWH1UV5J0XV81
c. Title of the issue or description of the investment.	Fresnillo PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

GB00B2QPKJ12

- Ticker (if ISIN is not available).

FRES

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B2QPKJ1
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	124274.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United Kingdom Pound
e. Value. (4)	1919525.33000000
f. Exchange rate.	0.73126142
g. Percentage value compared to net assets of the Fund.	1.631868524821

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	MEXICO
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 25

Item C.1. Identification of investment.

a. Name of issuer (if any).	Freeport-McMoRan Inc
b. LEI (if any) of issuer. (1)	549300IRDTHJQ1PVET45
c. Title of the issue or description of the investment.	Freeport-McMoRan Inc
d. CUSIP (if any).	35671D857

At least one of the following other identifiers:

- ISIN

US35671D8570

- Ticker (if ISIN is not available).

FCX

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	99400.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	2586388.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	2.198796287922

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 26

Item C.1. Identification of investment.

a. Name of issuer (if any).	Wesdome Gold Mines Ltd
b. LEI (if any) of issuer. (1)	529900DCBALMLHZPLR10
c. Title of the issue or description of the investment.	Wesdome Gold Mines Ltd
d. CUSIP (if any).	95083R100

At least one of the following other identifiers:

- ISIN

CA95083R1001

- Ticker (if ISIN is not available).

WDO

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B0Y90N5
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	71500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	596535.47000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	0.507139677824

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 27

Item C.1. Identification of investment.

a. Name of issuer (if any).	FORTUNA SILVER MINES INC
b. LEI (if any) of issuer. (1)	5493003Q88RVK7CW4735
c. Title of the issue or description of the investment.	Fortuna Silver Mines Inc
d. CUSIP (if any).	349915AA6

At least one of the following other identifiers:

- ISIN

CA349915AA62

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BK58X98
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	200000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	341500.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.290323390119

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2024-10-31

b. Coupon.

i. Coupon category. (13)	Fixed
ii. Annualized rate.	4.65000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☒ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
#1	Fortuna Silver Mines Inc	Fortuna Silver Mines Inc	United States Dollar
	At least one of the following other identifiers:
	Identifier type	Identifier value
	CUSIP	349915108
	ISIN (if CUSIP is not available)	CA3499151080
	Ticker (if CUSIP and ISIN are not available)	FVI

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
#1	200.00000000	United States Dollar

v. Delta (if applicable).

XXXX

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 28

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	KINROSS GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

KGC 2 C10

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00VKK8JL1
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-150.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1350.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00114769129

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kinross Gold Corp
Title of issue.	Kinross Gold Corp

At least one of the following other identifiers:

- CUSIP.

496902404

- ISIN (if CUSIP is not available).

CA4969024047

- Ticker (if CUSIP and ISIN are not available).

KGC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	10.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	14844.27000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 29

Item C.1. Identification of investment.

a. Name of issuer (if any).	J.P. MORGAN SECURITIES LLC
b. LEI (if any) of issuer. (1)	ZBUT11V806EZRVTWT807
c. Title of the issue or description of the investment.	WILLIAMS COS INC/THE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8909297
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-27.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1521.32000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00129333756

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	J.P. MORGAN SECURITIES LLC	ZBUT11V806EZRVTWT807

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Williams Cos Inc/The
Title of issue.	Williams Cos Inc/The

At least one of the following other identifiers:

- CUSIP.

969457100

- ISIN (if CUSIP is not available).

US9694571004

- Ticker (if CUSIP and ISIN are not available).

WMB

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	23.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1285.59000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 30

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	GOLD FIELDS LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

GFI 1 C16

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00TV8KNY4
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-350.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-7000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00595099189

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Gold Fields Ltd
Title of issue.	Gold Fields Ltd

At least one of the following other identifiers:

- CUSIP.

38059T106

- ISIN (if CUSIP is not available).

US38059T1060

- Ticker (if CUSIP and ISIN are not available).

GFI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	16.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	15918.99000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 31

Item C.1. Identification of investment.

a. Name of issuer (if any).	UBS SECURITIES LLC
b. LEI (if any) of issuer. (1)	T6FIZBDPKLYJKFCRVK44
c. Title of the issue or description of the investment.	TOTAL SE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8909285
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-125.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-18986.80000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01614147040

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	UBS SECURITIES LLC	T6FIZBDPKLYJKFCRVK44

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	TOTAL SE
Title of issue.	TOTAL SE

At least one of the following other identifiers:

- CUSIP.

89151E109

- ISIN (if CUSIP is not available).

US89151E1091

- Ticker (if CUSIP and ISIN are not available).

TOT

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	46.75000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2008.49000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 32

Item C.1. Identification of investment.

a. Name of issuer (if any).	US BANCORP PIPER JAFFRAY INC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	PIONEER NATURAL RESOURCES CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902135
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-16.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-9706.03000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00825150083

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	US BANCORP PIPER JAFFRAY INC	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Pioneer Natural Resources Co
Title of issue.	Pioneer Natural Resources Co

At least one of the following other identifiers:

- CUSIP.

723787107

- ISIN (if CUSIP is not available).

US7237871071

- Ticker (if CUSIP and ISIN are not available).

PXD

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	140.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2821.09000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 33

Item C.1. Identification of investment.

a. Name of issuer (if any).	RBC CAPITAL MARKETS, LLC
b. LEI (if any) of issuer. (1)	549300LCO2FLSSVFFR64
c. Title of the issue or description of the investment.	KIRKLAND LAKE GOLD LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8859148
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-335.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-46458.70000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03949647813

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	RBC CAPITAL MARKETS, LLC	549300LCO2FLSSVFFR64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kirkland Lake Gold Ltd
Title of issue.	Kirkland Lake Gold Ltd

At least one of the following other identifiers:

- CUSIP.

49741E100

- ISIN (if CUSIP is not available).

CA49741E1007

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	50.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	11212.32000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 34

Item C.1. Identification of investment.

a. Name of issuer (if any).	JEFFERIES GROUP LLC
b. LEI (if any) of issuer. (1)	NY9Q8VBNB6D1L6YV0J84
c. Title of the issue or description of the investment.	MOSAIC CO/THE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8682888
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-140.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-44065.49000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03746191052

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	JEFFERIES GROUP LLC	NY9Q8VBNB6D1L6YV0J84

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Mosaic Co/The
Title of issue.	Mosaic Co/The

At least one of the following other identifiers:

- CUSIP.

61945C103

- ISIN (if CUSIP is not available).

US61945C1036

- Ticker (if CUSIP and ISIN are not available).

MOS

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-20970.77000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 35

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	NUTRIEN LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8859039
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-250.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-116315.68000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.09888480978

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Nutrien Ltd
Title of issue.	Nutrien Ltd

At least one of the following other identifiers:

- CUSIP.

67077M108

- ISIN (if CUSIP is not available).

CA67077M1086

- Ticker (if CUSIP and ISIN are not available).

NTR

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	45.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-49325.11000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 36

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	MOSAIC CO/THE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8731361
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-170.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-45640.07000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03880052664

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Mosaic Co/The
Title of issue.	Mosaic Co/The

At least one of the following other identifiers:

- CUSIP.

61945C103

- ISIN (if CUSIP is not available).

US61945C1036

- Ticker (if CUSIP and ISIN are not available).

MOS

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	22.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-18616.48000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 37

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	PILGRIM'S PRIDE CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

PPC 1 C21

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Y8FWPW7
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-75.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-900.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00076512752

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Pilgrim's Pride Corp
Title of issue.	Pilgrim's Pride Corp

At least one of the following other identifiers:

- CUSIP.

72147K108

- ISIN (if CUSIP is not available).

US72147K1088

- Ticker (if CUSIP and ISIN are not available).

PPC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	21.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	942.27000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 38

Item C.1. Identification of investment.

a. Name of issuer (if any).	Hess Corp
b. LEI (if any) of issuer. (1)	UASVRYNXNK17ULIGK870
c. Title of the issue or description of the investment.	Hess Corp
d. CUSIP (if any).	42809H107

At least one of the following other identifiers:

- ISIN

US42809H1077

- Ticker (if ISIN is not available).

HES

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	4700.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	248113.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.210931207299

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 39

Item C.1. Identification of investment.

a. Name of issuer (if any).	J.P. MORGAN SECURITIES LLC
b. LEI (if any) of issuer. (1)	ZBUT11V806EZRVTWT807
c. Title of the issue or description of the investment.	KIRKLAND LAKE GOLD LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8922954
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-172.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-57818.90000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04915425786

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	J.P. MORGAN SECURITIES LLC	ZBUT11V806EZRVTWT807

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kirkland Lake Gold Ltd
Title of issue.	Kirkland Lake Gold Ltd

At least one of the following other identifiers:

- CUSIP.

49741E100

- ISIN (if CUSIP is not available).

CA49741E1007

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	47.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-5881.38000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 40

Item C.1. Identification of investment.

a. Name of issuer (if any).	MKM PARTNERS LLC
b. LEI (if any) of issuer. (1)	25490041O5W104HFWA62
c. Title of the issue or description of the investment.	ZOETIS INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775661
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-160.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-151319.57000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.12864307629

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MKM PARTNERS LLC	25490041O5W104HFWA62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Zoetis Inc
Title of issue.	Zoetis Inc

At least one of the following other identifiers:

- CUSIP.

98978V103

- ISIN (if CUSIP is not available).

US98978V1035

- Ticker (if CUSIP and ISIN are not available).

ZTS

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	162.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	4354.40000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 41

Item C.1. Identification of investment.

a. Name of issuer (if any).	IDEXX Laboratories Inc
b. LEI (if any) of issuer. (1)	OGMTXK0LUU1HKV2P0J84
c. Title of the issue or description of the investment.	IDEXX Laboratories Inc
d. CUSIP (if any).	45168D104

At least one of the following other identifiers:

- ISIN

US45168D1046

- Ticker (if ISIN is not available).

IDXX

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	10000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	4998700.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	4.249603309494

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 42

Item C.1. Identification of investment.

a. Name of issuer (if any).	Apache Corp
b. LEI (if any) of issuer. (1)	72ZZ1XRHOOU9P9X16K08
c. Title of the issue or description of the investment.	Apache Corp
d. CUSIP (if any).	037411105

At least one of the following other identifiers:

- ISIN

US0374111054

- Ticker (if ISIN is not available).

APA

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	11700.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	166023.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.141143075250

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 43

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ZOETIS INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

ZTS 1 C125

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00M097NR4
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-180.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-743400.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.63199533884

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Zoetis Inc
Title of issue.	Zoetis Inc

At least one of the following other identifiers:

- CUSIP.

98978V103

- ISIN (if CUSIP is not available).

US98978V1035

- Ticker (if CUSIP and ISIN are not available).

ZTS

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	125.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-563482.80000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 44

Item C.1. Identification of investment.

a. Name of issuer (if any).	GOLDMAN SACHS & CO. LLC
b. LEI (if any) of issuer. (1)	FOR8UP27PHTHYVLBNG30
c. Title of the issue or description of the investment.	SUNCOR ENERGY INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902005
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-75.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3411.75000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00290047094

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	GOLDMAN SACHS & CO. LLC	FOR8UP27PHTHYVLBNG30

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Suncor Energy Inc
Title of issue.	Suncor Energy Inc

At least one of the following other identifiers:

- CUSIP.

867224107

- ISIN (if CUSIP is not available).

CA8672241079

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2735.42000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 45

Item C.1. Identification of investment.

a. Name of issuer (if any).	Eldorado Gold Corp
b. LEI (if any) of issuer. (1)	5493004PWQ01YDD1IH62
c. Title of the issue or description of the investment.	Eldorado Gold Corp
d. CUSIP (if any).	284902509

At least one of the following other identifiers:

- ISIN

CA2849025093

- Ticker (if ISIN is not available).

EGO

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	87900.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1166433.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.991633332087

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 46

Item C.1. Identification of investment.

a. Name of issuer (if any).	Halliburton Co
b. LEI (if any) of issuer. (1)	ENYF8GB5SMQZ25S06U51
c. Title of the issue or description of the investment.	Halliburton Co
d. CUSIP (if any).	406216101

At least one of the following other identifiers:

- ISIN

US4062161017

- Ticker (if ISIN is not available).

HAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	19000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	359100.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.305285884017

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 47

Item C.1. Identification of investment.

a. Name of issuer (if any).	FMC Corp
b. LEI (if any) of issuer. (1)	CKDHZ2X64EEBQCSP7013
c. Title of the issue or description of the investment.	FMC Corp
d. CUSIP (if any).	302491303

At least one of the following other identifiers:

- ISIN

US3024913036

- Ticker (if ISIN is not available).

FMC

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	13500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1551555.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	1.319041603389

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 48

Item C.1. Identification of investment.

a. Name of issuer (if any).	Evolution Mining Ltd
b. LEI (if any) of issuer. (1)	254900BCFW5QO5LW8F27
c. Title of the issue or description of the investment.	Evolution Mining Ltd
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

AU000000EVN4

- Ticker (if ISIN is not available).

EVN

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B3X0F91
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	451000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	1735015.27000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	1.475008828978

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	AUSTRALIA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 49

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	NEWCREST MINING LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8857251
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-350.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	-9309.01000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	-0.00791397757

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Newcrest Mining Ltd
Title of issue.	Newcrest Mining Ltd

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

AU000000NCM7

- Ticker (if CUSIP and ISIN are not available).

NCM

- Other identifier (if CUSIP, ISIN, and ticker are not available).	6637101
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	30.00000000
vi. Exercise Price Currency Code	Australia Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	25478.44000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 50

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	WHEATON PRECIOUS METALS CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

WPM 3 C55

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00W4JLNN4
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-130.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-7020.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00596799472

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Wheaton Precious Metals Corp
Title of issue.	Wheaton Precious Metals Corp

At least one of the following other identifiers:

- CUSIP.

962879102

- ISIN (if CUSIP is not available).

CA9628791027

- Ticker (if CUSIP and ISIN are not available).

WPM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	55.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	48346.73000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 51

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ENERGY SELECT SECTOR SPDR FUND
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

XLE 1 P27

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00S9RKJ96
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-188.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-188.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00015982663

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Energy Select Sector SPDR Fund
Title of issue.	Energy Select Sector SPDR Fund

At least one of the following other identifiers:

- CUSIP.

81369Y506

- ISIN (if CUSIP is not available).

US81369Y5069

- Ticker (if CUSIP and ISIN are not available).

XLE

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	27.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	50375.71000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 52

Item C.1. Identification of investment.

a. Name of issuer (if any).	Barrick Gold Corp
b. LEI (if any) of issuer. (1)	0O4KBQCJZX82UKGCBV73
c. Title of the issue or description of the investment.	Barrick Gold Corp
d. CUSIP (if any).	067901108

At least one of the following other identifiers:

- ISIN

CA0679011084

- Ticker (if ISIN is not available).

GOLD

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	223794.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	5098027.32000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	4.334045606050

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 53

Item C.1. Identification of investment.

a. Name of issuer (if any).	J.P. MORGAN SECURITIES LLC
b. LEI (if any) of issuer. (1)	ZBUT11V806EZRVTWT807
c. Title of the issue or description of the investment.	BP PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832381
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-211.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-21941.70000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01865355411

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	J.P. MORGAN SECURITIES LLC	ZBUT11V806EZRVTWT807

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	BP PLC
Title of issue.	BP PLC

At least one of the following other identifiers:

- CUSIP.

055622104

- ISIN (if CUSIP is not available).

US0556221044

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	21.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-6335.65000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 54

Item C.1. Identification of investment.

a. Name of issuer (if any).	CBOE GLOBAL MARKETS, INC.
b. LEI (if any) of issuer. (1)	529900RLNSGA90UPEH54
c. Title of the issue or description of the investment.	NEXTERA ENERGY PARTNERS LP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

NEP 1 P60

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00TCS5RG9
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-65.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1625.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00138148026

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CBOE GLOBAL MARKETS, INC.	529900RLNSGA90UPEH54

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	NextEra Energy Partners LP
Title of issue.	NextEra Energy Partners LP

At least one of the following other identifiers:

- CUSIP.

65341B106

- ISIN (if CUSIP is not available).

US65341B1061

- Ticker (if CUSIP and ISIN are not available).

NEP

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	60.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	13865.73000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 55

Item C.1. Identification of investment.

a. Name of issuer (if any).	Mosaic Co/The
b. LEI (if any) of issuer. (1)	2YD5STGSJNMUB7H76907
c. Title of the issue or description of the investment.	Mosaic Co/The
d. CUSIP (if any).	61945C103

At least one of the following other identifiers:

- ISIN

US61945C1036

- Ticker (if ISIN is not available).

MOS

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	47000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1081470.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.919402742937

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 56

Item C.1. Identification of investment.

a. Name of issuer (if any).	JEFFERIES GROUP LLC
b. LEI (if any) of issuer. (1)	NY9Q8VBNB6D1L6YV0J84
c. Title of the issue or description of the investment.	FMC CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8906105
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-70.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-49200.25000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04182718411

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	JEFFERIES GROUP LLC	NY9Q8VBNB6D1L6YV0J84

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	FMC Corp
Title of issue.	FMC Corp

At least one of the following other identifiers:

- CUSIP.

302491303

- ISIN (if CUSIP is not available).

US3024913036

- Ticker (if CUSIP and ISIN are not available).

FMC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	115.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-273.98000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 57

Item C.1. Identification of investment.

a. Name of issuer (if any).	OceanaGold Corp
b. LEI (if any) of issuer. (1)	549300CBMSE8I9N3E232
c. Title of the issue or description of the investment.	OceanaGold Corp
d. CUSIP (if any).	675222103

At least one of the following other identifiers:

- ISIN

CA6752221037

- Ticker (if ISIN is not available).

OGC

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B1Z7L21
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	314975.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	608719.07000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	0.517497464225

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	AUSTRALIA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 58

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	PILGRIM'S PRIDE CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

PPC 3 C20

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00W43YDX6
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-75.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-11625.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00988289724

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Pilgrim's Pride Corp
Title of issue.	Pilgrim's Pride Corp

At least one of the following other identifiers:

- CUSIP.

72147K108

- ISIN (if CUSIP is not available).

US72147K1088

- Ticker (if CUSIP and ISIN are not available).

PPC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-6032.81000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 59

Item C.1. Identification of investment.

a. Name of issuer (if any).	ONEOK Inc
b. LEI (if any) of issuer. (1)	2T3D6M0JSY48PSZI1Q41
c. Title of the issue or description of the investment.	ONEOK Inc
d. CUSIP (if any).	682680103

At least one of the following other identifiers:

- ISIN

US6826801036

- Ticker (if ISIN is not available).

OKE

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	14500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	556510.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.473112356766

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 60

Item C.1. Identification of investment.

a. Name of issuer (if any).	US BANCORP PIPER JAFFRAY INC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	BHP GROUP LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8845550
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-131549.12000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.11183539234

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	US BANCORP PIPER JAFFRAY INC	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	BHP Group Ltd
Title of issue.	BHP Group Ltd

At least one of the following other identifiers:

- CUSIP.

088606108

- ISIN (if CUSIP is not available).

US0886061086

- Ticker (if CUSIP and ISIN are not available).

BHP

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	52.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-89852.89000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 61

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	MOSAIC CO/THE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8904393
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-160.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-40084.40000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03407741990

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Mosaic Co/The
Title of issue.	Mosaic Co/The

At least one of the following other identifiers:

- CUSIP.

61945C103

- ISIN (if CUSIP is not available).

US61945C1036

- Ticker (if CUSIP and ISIN are not available).

MOS

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	24.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-1851.28000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 62

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	ENDEAVOUR MINING CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

EDV 1 C34

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00TWT89W4
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-280.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-3409.54000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.00289859212

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Endeavour Mining Corp
Title of issue.	Endeavour Mining Corp

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

KYG3040R1589

- Ticker (if CUSIP and ISIN are not available).

EDV

- Other identifier (if CUSIP, ISIN, and ticker are not available).	BDGN4L2
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	34.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	46126.15000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 63

Item C.1. Identification of investment.

a. Name of issuer (if any).	Exxon Mobil Corp
b. LEI (if any) of issuer. (1)	J3WHBG0MTS7O8ZVMDC91
c. Title of the issue or description of the investment.	Exxon Mobil Corp
d. CUSIP (if any).	30231G102

At least one of the following other identifiers:

- ISIN

US30231G1022

- Ticker (if ISIN is not available).

XOM

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	68500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	2823570.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	2.400434596313

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 64

Item C.1. Identification of investment.

a. Name of issuer (if any).	Kinross Gold Corp
b. LEI (if any) of issuer. (1)	549300UEBMAQDN0K0R06
c. Title of the issue or description of the investment.	Kinross Gold Corp
d. CUSIP (if any).	496902404

At least one of the following other identifiers:

- ISIN

CA4969024047

- Ticker (if ISIN is not available).

KGC

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	83500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	612890.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.521043345741

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 65

Item C.1. Identification of investment.

a. Name of issuer (if any).	CREDIT SUISSE SECURITIES (USA) LLC
b. LEI (if any) of issuer. (1)	1V8Y6QCX6YMJ2OELII46
c. Title of the issue or description of the investment.	ALAMOS GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8583683
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-1500.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-11309.25000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00961446500

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CREDIT SUISSE SECURITIES (USA) LLC	1V8Y6QCX6YMJ2OELII46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Alamos Gold Inc
Title of issue.	Alamos Gold Inc

At least one of the following other identifiers:

- CUSIP.

011532108

- ISIN (if CUSIP is not available).

CA0115321089

- Ticker (if CUSIP and ISIN are not available).

AGI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	12.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	114634.20000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 66

Item C.1. Identification of investment.

a. Name of issuer (if any).	SOCIETE GENERALE
b. LEI (if any) of issuer. (1)	O2RNE8IBXP4R0TD8PU41
c. Title of the issue or description of the investment.	PHILLIPS 66
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8755225
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-50.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-38504.13000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03273396648

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	FRANCE
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	SOCIETE GENERALE	O2RNE8IBXP4R0TD8PU41

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Phillips 66
Title of issue.	Phillips 66

At least one of the following other identifiers:

- CUSIP.

718546104

- ISIN (if CUSIP is not available).

US7185461040

- Ticker (if CUSIP and ISIN are not available).

PSX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	64.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-32681.02000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 67

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	KINROSS GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8922946
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-117.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-4027.09000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00342359713

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kinross Gold Corp
Title of issue.	Kinross Gold Corp

At least one of the following other identifiers:

- CUSIP.

496902404

- ISIN (if CUSIP is not available).

CA4969024047

- Ticker (if CUSIP and ISIN are not available).

KGC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	10.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-404.50000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 68

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	YAMANA GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

AUY 7 C7

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Y7LQTF3
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-400.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-18000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01530255057

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Yamana Gold Inc
Title of issue.	Yamana Gold Inc

At least one of the following other identifiers:

- CUSIP.

98462Y100

- ISIN (if CUSIP is not available).

CA98462Y1007

- Ticker (if CUSIP and ISIN are not available).

AUY

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	7.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-414.68000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 69

Item C.1. Identification of investment.

a. Name of issuer (if any).	CBOE GLOBAL MARKETS, INC.
b. LEI (if any) of issuer. (1)	529900RLNSGA90UPEH54
c. Title of the issue or description of the investment.	NEXTERA ENERGY PARTNERS LP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

NEP 4 P60

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WTZBJW1
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-85.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-19635.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01669253225

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CBOE GLOBAL MARKETS, INC.	529900RLNSGA90UPEH54

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	NextEra Energy Partners LP
Title of issue.	NextEra Energy Partners LP

At least one of the following other identifiers:

- CUSIP.

65341B106

- ISIN (if CUSIP is not available).

US65341B1061

- Ticker (if CUSIP and ISIN are not available).

NEP

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	60.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1152.50000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 70

Item C.1. Identification of investment.

a. Name of issuer (if any).	U.S. BANCORP PIPER JAFFRAY INC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	CONCHO RESOURCES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8411905
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-20.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-871.88000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00074122154

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	U.S. BANCORP PIPER JAFFRAY INC	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Concho Resources Inc
Title of issue.	Concho Resources Inc

At least one of the following other identifiers:

- CUSIP.

20605P101

- ISIN (if CUSIP is not available).

US20605P1012

- Ticker (if CUSIP and ISIN are not available).

CXO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	65.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	7587.37000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 71

Item C.1. Identification of investment.

a. Name of issuer (if any).	Kinder Morgan Inc
b. LEI (if any) of issuer. (1)	549300WR7IX8XE0TBO16
c. Title of the issue or description of the investment.	Kinder Morgan Inc
d. CUSIP (if any).	49456B101

At least one of the following other identifiers:

- ISIN

US49456B1017

- Ticker (if ISIN is not available).

KMI

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	69682.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	952552.94000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.809804974551

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 72

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	EOG RESOURCES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8905947
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-55.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-17905.45000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01522216967

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	EOG Resources Inc
Title of issue.	EOG Resources Inc

At least one of the following other identifiers:

- CUSIP.

26875P101

- ISIN (if CUSIP is not available).

US26875P1012

- Ticker (if CUSIP and ISIN are not available).

EOG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	57.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	7281.92000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 73

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	IDEXX LABORATORIES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

IDXX 1 C300

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00TVC0FN6
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-810000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.68861477597

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	IDEXX Laboratories Inc
Title of issue.	IDEXX Laboratories Inc

At least one of the following other identifiers:

- CUSIP.

45168D104

- ISIN (if CUSIP is not available).

US45168D1046

- Ticker (if CUSIP and ISIN are not available).

IDXX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	300.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-654762.96000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 74

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	VALERO ENERGY CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832424
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-55.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-13032.15000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01107917413

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Valero Energy Corp
Title of issue.	Valero Energy Corp

At least one of the following other identifiers:

- CUSIP.

91913Y100

- ISIN (if CUSIP is not available).

US91913Y1001

- Ticker (if CUSIP and ISIN are not available).

VLO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	60.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-6984.22000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 75

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	OSISKO GOLD ROYALTIES LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

OR 1 C15

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00TT8HWV4
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-330.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-648.13000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.00055100233

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Osisko Gold Royalties Ltd
Title of issue.	Osisko Gold Royalties Ltd

At least one of the following other identifiers:

- CUSIP.

68827L101

- ISIN (if CUSIP is not available).

CA68827L1013

- Ticker (if CUSIP and ISIN are not available).

- Other identifier (if CUSIP, ISIN, and ticker are not available).	BN60CQ4
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	15.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	35971.38000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 76

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	KIRKLAND LAKE GOLD LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8543692
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-247.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-39620.01000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03368262260

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kirkland Lake Gold Ltd
Title of issue.	Kirkland Lake Gold Ltd

At least one of the following other identifiers:

- CUSIP.

49741E100

- ISIN (if CUSIP is not available).

CA49741E1007

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	47.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	55218.68000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 77

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	VANECK VECTORS GOLD MINERS ETF
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8845368
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-850.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-79342.66000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.06745250375

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	VanEck Vectors Gold Miners ETF
Title of issue.	VanEck Vectors Gold Miners ETF

At least one of the following other identifiers:

- CUSIP.

92189F106

- ISIN (if CUSIP is not available).

US92189F1066

- Ticker (if CUSIP and ISIN are not available).

GDX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	31.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	100.30000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 78

Item C.1. Identification of investment.

a. Name of issuer (if any).	NATIONAL BANK OF CANADA
b. LEI (if any) of issuer. (1)	BSGEFEIOM18Y80CKCV46
c. Title of the issue or description of the investment.	ALAMOS GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8827414
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-1009.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-4625.05000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00393194786

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NATIONAL BANK OF CANADA	BSGEFEIOM18Y80CKCV46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Alamos Gold Inc
Title of issue.	Alamos Gold Inc

At least one of the following other identifiers:

- CUSIP.

011532108

- ISIN (if CUSIP is not available).

CA0115321089

- Ticker (if CUSIP and ISIN are not available).

AGI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	10.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	34687.91000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 79

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	TERANGA GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

TGZ 4 C16

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WSLN4L5
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-315.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-66815.93000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.05680300823

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Teranga Gold Corp
Title of issue.	Teranga Gold Corp

At least one of the following other identifiers:

- CUSIP.

880797204

- ISIN (if CUSIP is not available).

CA8807972044

- Ticker (if CUSIP and ISIN are not available).

0TGA

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	16.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-41856.71000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 80

Item C.1. Identification of investment.

a. Name of issuer (if any).	FBN SECURITIES, INC.
b. LEI (if any) of issuer. (1)	549300IZFVXL9ZPJFM37
c. Title of the issue or description of the investment.	AGNICO EAGLE MINES LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8749821
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-80.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-5577.96000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00474205638

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	FBN SECURITIES, INC.	549300IZFVXL9ZPJFM37

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Agnico Eagle Mines Ltd
Title of issue.	Agnico Eagle Mines Ltd

At least one of the following other identifiers:

- CUSIP.

008474108

- ISIN (if CUSIP is not available).

CA0084741085

- Ticker (if CUSIP and ISIN are not available).

AEM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	85.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	49459.02000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 81

Item C.1. Identification of investment.

a. Name of issuer (if any).	Saracen Mineral Holdings Ltd
b. LEI (if any) of issuer. (1)	254900SQ035N7AB62C07
c. Title of the issue or description of the investment.	Saracen Mineral Holdings Ltd
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

AU000000SAR9

- Ticker (if ISIN is not available).

SAR

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	6168838
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	403000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	1475791.04000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	1.254631501731

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	AUSTRALIA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 82

Item C.1. Identification of investment.

a. Name of issuer (if any).	BAY CREST PARTNERS LLC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	BAKER HUGHES CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8598602
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-70.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-8839.17000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00751454699

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	BAY CREST PARTNERS LLC	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Baker Hughes Co
Title of issue.	Baker Hughes Co

At least one of the following other identifiers:

- CUSIP.

05722G100

- ISIN (if CUSIP is not available).

US05722G1004

- Ticker (if CUSIP and ISIN are not available).

BKR

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-3241.81000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 83

Item C.1. Identification of investment.

a. Name of issuer (if any).	Occidental Petroleum Corp
b. LEI (if any) of issuer. (1)	IM7X0T3ECJW4C1T7ON55
c. Title of the issue or description of the investment.	Occidental Petroleum Corp
d. CUSIP (if any).	674599105

At least one of the following other identifiers:

- ISIN

US6745991058

- Ticker (if ISIN is not available).

OXY

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	8098.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	140176.38000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.119169785816

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 84

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ENERGY SELECT SECTOR SPDR FUND
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

XLE 3 C39

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00W4K7P70
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-450.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-101700.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.08645941076

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Energy Select Sector SPDR Fund
Title of issue.	Energy Select Sector SPDR Fund

At least one of the following other identifiers:

- CUSIP.

81369Y506

- ISIN (if CUSIP is not available).

US81369Y5069

- Ticker (if CUSIP and ISIN are not available).

XLE

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	39.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-49139.24000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 85

Item C.1. Identification of investment.

a. Name of issuer (if any).	Newcrest Mining Ltd
b. LEI (if any) of issuer. (1)	5299006MN50OZJUJI655
c. Title of the issue or description of the investment.	Newcrest Mining Ltd
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

AU000000NCM7

- Ticker (if ISIN is not available).

NCM

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	6637101
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	125952.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	2503307.46000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	2.128166056514

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	AUSTRALIA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 86

Item C.1. Identification of investment.

a. Name of issuer (if any).	NBF SECURITIES UK
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	VANECK VECTORS GOLD MINERS ETF
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8905095
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-1250.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-156786.88000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.13329106450

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NBF SECURITIES UK	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	VanEck Vectors Gold Miners ETF
Title of issue.	VanEck Vectors Gold Miners ETF

At least one of the following other identifiers:

- CUSIP.

92189F106

- ISIN (if CUSIP is not available).

US92189F1066

- Ticker (if CUSIP and ISIN are not available).

GDX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	31.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-20587.05000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 87

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	TOTAL SE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775706
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-130.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-94445.88000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.08029238086

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	TOTAL SE
Title of issue.	TOTAL SE

At least one of the following other identifiers:

- CUSIP.

89151E109

- ISIN (if CUSIP is not available).

US89151E1091

- Ticker (if CUSIP and ISIN are not available).

TOT

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	35.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-75730.78000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 88

Item C.1. Identification of investment.

a. Name of issuer (if any).	Alamos Gold Inc
b. LEI (if any) of issuer. (1)	549300TDOX73YGYXE959
c. Title of the issue or description of the investment.	Alamos Gold Inc
d. CUSIP (if any).	011532108

At least one of the following other identifiers:

- ISIN

CA0115321089

- Ticker (if ISIN is not available).

AGI

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	361416.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	3162390.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	2.688479606680

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 89

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	MOWI ASA
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8860108
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-35000.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Norway Krone
e. Value. (4)	-34445.45000000
f. Exchange rate.	8.57425000
g. Percentage value compared to net assets of the Fund.	-0.02928351337

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Mowi ASA
Title of issue.	Mowi ASA

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

NO0003054108

- Ticker (if CUSIP and ISIN are not available).

MOWI

- Other identifier (if CUSIP, ISIN, and ticker are not available).	B02L486
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	1.00000000
v. Exercise price or rate.	190.00000000
vi. Exercise Price Currency Code	Norway Krone
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-25046.81000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 90

Item C.1. Identification of investment.

a. Name of issuer (if any).	Yamana Gold Inc
b. LEI (if any) of issuer. (1)	54930002VY22NXG01418
c. Title of the issue or description of the investment.	Yamana Gold Inc
d. CUSIP (if any).	98462Y100

At least one of the following other identifiers:

- ISIN

CA98462Y1007

- Ticker (if ISIN is not available).

AUY

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	80000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	456800.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.388344727984

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 91

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	FRANCO-NEVADA CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832257
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-132.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-26187.08000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02226272867

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Franco-Nevada Corp
Title of issue.	Franco-Nevada Corp

At least one of the following other identifiers:

- CUSIP.

351858105

- ISIN (if CUSIP is not available).

CA3518581051

- Ticker (if CUSIP and ISIN are not available).

FNV

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	145.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	50895.94000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 92

Item C.1. Identification of investment.

a. Name of issuer (if any).	RBC CAPITAL MARKETS, LLC
b. LEI (if any) of issuer. (1)	549300LCO2FLSSVFFR64
c. Title of the issue or description of the investment.	BARRICK GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8905871
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-488.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-46121.08000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03920945329

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	RBC CAPITAL MARKETS, LLC	549300LCO2FLSSVFFR64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Barrick Gold Corp
Title of issue.	Barrick Gold Corp

At least one of the following other identifiers:

- CUSIP.

067901108

- ISIN (if CUSIP is not available).

CA0679011084

- Ticker (if CUSIP and ISIN are not available).

GOLD

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	28.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-267.48000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 93

Item C.1. Identification of investment.

a. Name of issuer (if any).	Hochschild Mining PLC
b. LEI (if any) of issuer. (1)	549300JK10TVQ3CCJQ89
c. Title of the issue or description of the investment.	Hochschild Mining PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

GB00B1FW5029

- Ticker (if ISIN is not available).

HOC

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B1FW502
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	481500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United Kingdom Pound
e. Value. (4)	1368261.70000000
f. Exchange rate.	0.73126142
g. Percentage value compared to net assets of the Fund.	1.163216325959

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	PERU
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 94

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	NUTRIEN LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8904436
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-250.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-68938.10000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.05860715344

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Nutrien Ltd
Title of issue.	Nutrien Ltd

At least one of the following other identifiers:

- CUSIP.

67077M108

- ISIN (if CUSIP is not available).

CA67077M1086

- Ticker (if CUSIP and ISIN are not available).

NTR

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	50.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2052.47000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 95

Item C.1. Identification of investment.

a. Name of issuer (if any).	CIBC WORLD MARKETS CORP.
b. LEI (if any) of issuer. (1)	549300445CON3DBMU275
c. Title of the issue or description of the investment.	CF INDUSTRIES HOLDINGS INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8904343
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-130.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-55349.18000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04705464590

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CIBC WORLD MARKETS CORP.	549300445CON3DBMU275

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	CF Industries Holdings Inc
Title of issue.	CF Industries Holdings Inc

At least one of the following other identifiers:

- CUSIP.

125269100

- ISIN (if CUSIP is not available).

US1252691001

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	37.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-6215.18000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 96

Item C.1. Identification of investment.

a. Name of issuer (if any).	GOLDMAN SACHS & CO. LLC
b. LEI (if any) of issuer. (1)	FOR8UP27PHTHYVLBNG30
c. Title of the issue or description of the investment.	SUNCOR ENERGY INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902010
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-75.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-7883.42000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00670202407

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	GOLDMAN SACHS & CO. LLC	FOR8UP27PHTHYVLBNG30

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Suncor Energy Inc
Title of issue.	Suncor Energy Inc

At least one of the following other identifiers:

- CUSIP.

867224107

- ISIN (if CUSIP is not available).

CA8672241079

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2688.76000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 97

Item C.1. Identification of investment.

a. Name of issuer (if any).	Deere & Co
b. LEI (if any) of issuer. (1)	PWFTNG3EI0Y73OXWDH08
c. Title of the issue or description of the investment.	Deere & Co
d. CUSIP (if any).	244199105

At least one of the following other identifiers:

- ISIN

US2441991054

- Ticker (if ISIN is not available).

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	10000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	2690500.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	2.287306240461

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 98

Item C.1. Identification of investment.

a. Name of issuer (if any).	NESBITT BURNS
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	ROYAL GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8913814
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-45.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-23381.38000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01987748611

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NESBITT BURNS	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Royal Gold Inc
Title of issue.	Royal Gold Inc

At least one of the following other identifiers:

- CUSIP.

780287108

- ISIN (if CUSIP is not available).

US7802871084

- Ticker (if CUSIP and ISIN are not available).

RGLD

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	115.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	10726.16000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 99

Item C.1. Identification of investment.

a. Name of issuer (if any).	UBS SECURITIES LLC
b. LEI (if any) of issuer. (1)	T6FIZBDPKLYJKFCRVK44
c. Title of the issue or description of the investment.	VALERO ENERGY CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8901980
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-13.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3057.08000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00259895118

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	UBS SECURITIES LLC	T6FIZBDPKLYJKFCRVK44

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Valero Energy Corp
Title of issue.	Valero Energy Corp

At least one of the following other identifiers:

- CUSIP.

91913Y100

- ISIN (if CUSIP is not available).

US91913Y1001

- Ticker (if CUSIP and ISIN are not available).

VLO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	70.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	790.34000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 100

Item C.1. Identification of investment.

a. Name of issuer (if any).	B2Gold Corp
b. LEI (if any) of issuer. (1)	549300F7OK456M5NLM05
c. Title of the issue or description of the investment.	B2Gold Corp
d. CUSIP (if any).	11777Q209

At least one of the following other identifiers:

- ISIN

CA11777Q2099

- Ticker (if ISIN is not available).

BTG

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	147000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	823200.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.699836646403

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 101

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	IDEXX LABORATORIES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

IDXX 4 C500

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WTQ5FS1
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-30.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-102000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.08671445327

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	IDEXX Laboratories Inc
Title of issue.	IDEXX Laboratories Inc

At least one of the following other identifiers:

- CUSIP.

45168D104

- ISIN (if CUSIP is not available).

US45168D1046

- Ticker (if CUSIP and ISIN are not available).

IDXX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	500.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-31276.74000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 102

Item C.1. Identification of investment.

a. Name of issuer (if any).	FBN SECURITIES, INC.
b. LEI (if any) of issuer. (1)	549300IZFVXL9ZPJFM37
c. Title of the issue or description of the investment.	BARRICK GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832289
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-125.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-4034.70000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00343006671

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	FBN SECURITIES, INC.	549300IZFVXL9ZPJFM37

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Barrick Gold Corp
Title of issue.	Barrick Gold Corp

At least one of the following other identifiers:

- CUSIP.

067901108

- ISIN (if CUSIP is not available).

CA0679011084

- Ticker (if CUSIP and ISIN are not available).

GOLD

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	29.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	9085.59000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 103

Item C.1. Identification of investment.

a. Name of issuer (if any).	CBOE GLOBAL MARKETS, INC.
b. LEI (if any) of issuer. (1)	529900RLNSGA90UPEH54
c. Title of the issue or description of the investment.	B2GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

BTG 1 C5

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00TTZ8GY6
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-335.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-22780.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01936622789

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CBOE GLOBAL MARKETS, INC.	529900RLNSGA90UPEH54

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	B2Gold Corp
Title of issue.	B2Gold Corp

At least one of the following other identifiers:

- CUSIP.

11777Q209

- ISIN (if CUSIP is not available).

CA11777Q2099

- Ticker (if CUSIP and ISIN are not available).

BTG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	5.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	5347.37000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 104

Item C.1. Identification of investment.

a. Name of issuer (if any).	RBC CAPITAL MARKETS, LLC
b. LEI (if any) of issuer. (1)	549300LCO2FLSSVFFR64
c. Title of the issue or description of the investment.	KINDER MORGAN INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902032
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-225.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-7183.89000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00610732444

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	RBC CAPITAL MARKETS, LLC	549300LCO2FLSSVFFR64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kinder Morgan Inc
Title of issue.	Kinder Morgan Inc

At least one of the following other identifiers:

- CUSIP.

49456B101

- ISIN (if CUSIP is not available).

US49456B1017

- Ticker (if CUSIP and ISIN are not available).

KMI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	16.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	7094.80000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 105

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ENERGY SELECT SECTOR SPDR FUND
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

XLE 3 P32

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00W4K7FH1
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-600.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-39000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03315552625

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Energy Select Sector SPDR Fund
Title of issue.	Energy Select Sector SPDR Fund

At least one of the following other identifiers:

- CUSIP.

81369Y506

- ISIN (if CUSIP is not available).

US81369Y5069

- Ticker (if CUSIP and ISIN are not available).

XLE

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	32.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2851.64000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 106

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	FREEPORT-MCMORAN INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

FCX 3 C28

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00YG79468
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-500.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-90000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.07651275288

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Freeport-McMoRan Inc
Title of issue.	Freeport-McMoRan Inc

At least one of the following other identifiers:

- CUSIP.

35671D857

- ISIN (if CUSIP is not available).

US35671D8570

- Ticker (if CUSIP and ISIN are not available).

FCX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	28.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	3320.08000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 107

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	YAMANA GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

AUY 1 C8

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00T6MSHZ5
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-400.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-400.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00034005667

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Yamana Gold Inc
Title of issue.	Yamana Gold Inc

At least one of the following other identifiers:

- CUSIP.

98462Y100

- ISIN (if CUSIP is not available).

CA98462Y1007

- Ticker (if CUSIP and ISIN are not available).

AUY

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	8.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	11185.44000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 108

Item C.1. Identification of investment.

a. Name of issuer (if any).	WELLS FARGO SECURITIES, LLC
b. LEI (if any) of issuer. (1)	VYVVCKR63DVZZN70PB21
c. Title of the issue or description of the investment.	AGCO CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8859013
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-50.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-68118.01000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.05790996073

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	WELLS FARGO SECURITIES, LLC	VYVVCKR63DVZZN70PB21

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	AGCO Corp
Title of issue.	AGCO Corp

At least one of the following other identifiers:

- CUSIP.

001084102

- ISIN (if CUSIP is not available).

US0010841023

- Ticker (if CUSIP and ISIN are not available).

AGCO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	92.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-32719.90000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 109

Item C.1. Identification of investment.

a. Name of issuer (if any).	CF Industries Holdings Inc
b. LEI (if any) of issuer. (1)	529900CG8YAQFZ2JMV97
c. Title of the issue or description of the investment.	CF Industries Holdings Inc
d. CUSIP (if any).	125269100

At least one of the following other identifiers:

- ISIN

US1252691001

- Ticker (if ISIN is not available).

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	26000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1006460.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.855633614114

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 110

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	HELMERICH & PAYNE INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

HP 6 C27.5

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00XX30Y27
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-25.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-5250.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00446324391

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Helmerich & Payne Inc
Title of issue.	Helmerich & Payne Inc

At least one of the following other identifiers:

- CUSIP.

423452101

- ISIN (if CUSIP is not available).

US4234521015

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	27.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	948.92000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 111

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	VANECK VECTORS GOLD MINERS ETF
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

GDX 2 C42

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00YKKN217
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-540.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-24840.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02111751979

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	VanEck Vectors Gold Miners ETF
Title of issue.	VanEck Vectors Gold Miners ETF

At least one of the following other identifiers:

- CUSIP.

92189F106

- ISIN (if CUSIP is not available).

US92189F1066

- Ticker (if CUSIP and ISIN are not available).

GDX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	42.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	37239.64000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 112

Item C.1. Identification of investment.

a. Name of issuer (if any).	Northern Star Resources Ltd
b. LEI (if any) of issuer. (1)	254900XFXCRYYZAX6M78
c. Title of the issue or description of the investment.	Northern Star Resources Ltd
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

AU000000NST8

- Ticker (if ISIN is not available).

NST

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	6717456
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	309357.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	3026549.51000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	2.572995941753

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	AUSTRALIA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 113

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	GOLD FIELDS LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

GFI 7 C13

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Y7ZQ948
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-350.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-24500.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02082847161

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Gold Fields Ltd
Title of issue.	Gold Fields Ltd

At least one of the following other identifiers:

- CUSIP.

38059T106

- ISIN (if CUSIP is not available).

US38059T1060

- Ticker (if CUSIP and ISIN are not available).

GFI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	13.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-363.05000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 114

Item C.1. Identification of investment.

a. Name of issuer (if any).	IAMGOLD CORP
b. LEI (if any) of issuer. (1)	254900E7II30XAB9LA72
c. Title of the issue or description of the investment.	IAMGOLD Corp
d. CUSIP (if any).	450913AF5

At least one of the following other identifiers:

- ISIN

US450913AF55

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BLFDX89
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	500000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	508125.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.431978250672

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☒ Yes ☐ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2028-10-15

b. Coupon.

i. Coupon category. (13)	Fixed
ii. Annualized rate.	5.75000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☐ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
—	—	—	—

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
—	—	—

v. Delta (if applicable).

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 115

Item C.1. Identification of investment.

a. Name of issuer (if any).	Pan American Silver CVR
b. LEI (if any) of issuer. (1)	549300MKTF5851TYIB83
c. Title of the issue or description of the investment.	Pan American Silver CVR
d. CUSIP (if any).	697900132

At least one of the following other identifiers:

- ISIN

CA6979001329

- Ticker (if ISIN is not available).

PAASF

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	90000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	74250.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.063123021131

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 116

Item C.1. Identification of investment.

a. Name of issuer (if any).	NBF SECURITIES UK
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	EQUINOX GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8921493
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-485.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-28580.66000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02429761084

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NBF SECURITIES UK	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Equinox Gold Corp
Title of issue.	Equinox Gold Corp

At least one of the following other identifiers:

- CUSIP.

29446Y502

- ISIN (if CUSIP is not available).

CA29446Y5020

- Ticker (if CUSIP and ISIN are not available).

EQX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	13.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-2893.94000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 117

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	CONCHO RESOURCES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902076
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-34.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-5167.87000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00439342178

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Concho Resources Inc
Title of issue.	Concho Resources Inc

At least one of the following other identifiers:

- CUSIP.

20605P101

- ISIN (if CUSIP is not available).

US20605P1012

- Ticker (if CUSIP and ISIN are not available).

CXO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	70.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	3126.66000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 118

Item C.1. Identification of investment.

a. Name of issuer (if any).	OSISKO GOLD ROYALTIES
b. LEI (if any) of issuer. (1)	549300TJZTXZMPQ6K004
c. Title of the issue or description of the investment.	Osisko Gold Royalties Ltd
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BF8J122
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	350000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	291597.93000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	0.247899559559

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2022-12-31

b. Coupon.

i. Coupon category. (13)	Fixed
ii. Annualized rate.	4.00000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☒ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
#1	OSISKO GOLD ROYALTIES LTD	OSISKO GOLD ROYALTIES LTD	Canada Dollar
	At least one of the following other identifiers:
	Identifier type	Identifier value
	CUSIP	68827L101
	ISIN (if CUSIP is not available)	CA68827L1013
	Ticker (if CUSIP and ISIN are not available)	OR

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
#1	43.68720000	Canada Dollar

v. Delta (if applicable).

XXXX

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 119

Item C.1. Identification of investment.

a. Name of issuer (if any).	NESBITT BURNS
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	KIRKLAND LAKE GOLD LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8675261
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-186.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-2933.35000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00249376315

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NESBITT BURNS	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kirkland Lake Gold Ltd
Title of issue.	Kirkland Lake Gold Ltd

At least one of the following other identifiers:

- CUSIP.

49741E100

- ISIN (if CUSIP is not available).

CA49741E1007

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	65.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	89129.64000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 120

Item C.1. Identification of investment.

a. Name of issuer (if any).	RBC CAPITAL MARKETS, LLC
b. LEI (if any) of issuer. (1)	549300LCO2FLSSVFFR64
c. Title of the issue or description of the investment.	ALAMOS GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8921535
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-1200.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-77750.76000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.06609916318

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	RBC CAPITAL MARKETS, LLC	549300LCO2FLSSVFFR64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Alamos Gold Inc
Title of issue.	Alamos Gold Inc

At least one of the following other identifiers:

- CUSIP.

011532108

- ISIN (if CUSIP is not available).

CA0115321089

- Ticker (if CUSIP and ISIN are not available).

AGI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	11.25000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-1596.00000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 121

Item C.1. Identification of investment.

a. Name of issuer (if any).	FBN SECURITIES, INC.
b. LEI (if any) of issuer. (1)	549300IZFVXL9ZPJFM37
c. Title of the issue or description of the investment.	PAN AMERICAN SILVER CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8543433
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-146.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-110559.35000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.09399111362

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	FBN SECURITIES, INC.	549300IZFVXL9ZPJFM37

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Pan American Silver Corp
Title of issue.	Pan American Silver Corp

At least one of the following other identifiers:

- CUSIP.

697900108

- ISIN (if CUSIP is not available).

CA6979001089

- Ticker (if CUSIP and ISIN are not available).

PAAS

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	28.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-46616.85000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 122

Item C.1. Identification of investment.

a. Name of issuer (if any).	Gold Fields Ltd
b. LEI (if any) of issuer. (1)	5299003KXIBJQYCBBD72
c. Title of the issue or description of the investment.	Gold Fields Ltd
d. CUSIP (if any).	38059T106

At least one of the following other identifiers:

- ISIN

US38059T1060

- Ticker (if ISIN is not available).

GFI

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	70000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	648900.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.551656948312

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	SOUTH AFRICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 123

Item C.1. Identification of investment.

a. Name of issuer (if any).	BHP Group Ltd
b. LEI (if any) of issuer. (1)	WZE1WSENV6JSZFK0JC28
c. Title of the issue or description of the investment.	BHP Group Ltd
d. CUSIP (if any).	088606108

At least one of the following other identifiers:

- ISIN

US0886061086

- Ticker (if ISIN is not available).

BHP

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	30000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1960200.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	1.666447757871

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	AUSTRALIA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 124

Item C.1. Identification of investment.

a. Name of issuer (if any).	Teranga Gold Corp
b. LEI (if any) of issuer. (1)	549300GNFZCBV9864W15
c. Title of the issue or description of the investment.	Teranga Gold Corp
d. CUSIP (if any).	880797204

At least one of the following other identifiers:

- ISIN

CA8807972044

- Ticker (if ISIN is not available).

TGZ

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BD1FRN6
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	169000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	1813606.72000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	1.541822697788

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 125

Item C.1. Identification of investment.

a. Name of issuer (if any).	GOLDMAN SACHS & CO. LLC
b. LEI (if any) of issuer. (1)	FOR8UP27PHTHYVLBNG30
c. Title of the issue or description of the investment.	BHP GROUP LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8922198
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-60395.27000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.05134453743

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	GOLDMAN SACHS & CO. LLC	FOR8UP27PHTHYVLBNG30

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	BHP Group Ltd
Title of issue.	BHP Group Ltd

At least one of the following other identifiers:

- CUSIP.

088606108

- ISIN (if CUSIP is not available).

US0886061086

- Ticker (if CUSIP and ISIN are not available).

BHP

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	65.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-08-20
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-2599.04000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 126

Item C.1. Identification of investment.

a. Name of issuer (if any).	IMPERIAL CAPITAL, LLC
b. LEI (if any) of issuer. (1)	549300I8X15KSI64Y307
c. Title of the issue or description of the investment.	MARATHON PETROLEUM CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8545859
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-60.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-90.85000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00007723537

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	IMPERIAL CAPITAL, LLC	549300I8X15KSI64Y307

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Marathon Petroleum Corp
Title of issue.	Marathon Petroleum Corp

At least one of the following other identifiers:

- CUSIP.

56585A102

- ISIN (if CUSIP is not available).

US56585A1025

- Ticker (if CUSIP and ISIN are not available).

MPC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	52.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	11786.89000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 127

Item C.1. Identification of investment.

a. Name of issuer (if any).	NBF SECURITIES UK
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	BARRICK GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8920475
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-750.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-48867.75000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04154451199

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NBF SECURITIES UK	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Barrick Gold Corp
Title of issue.	Barrick Gold Corp

At least one of the following other identifiers:

- CUSIP.

067901108

- ISIN (if CUSIP is not available).

CA0679011084

- Ticker (if CUSIP and ISIN are not available).

GOLD

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	27.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-896.03000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 128

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	ONEOK INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775721
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-33685.62000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02863755020

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	ONEOK Inc
Title of issue.	ONEOK Inc

At least one of the following other identifiers:

- CUSIP.

682680103

- ISIN (if CUSIP is not available).

US6826801036

- Ticker (if CUSIP and ISIN are not available).

OKE

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	30.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-23567.13000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 129

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	OSISKO GOLD ROYALTIES LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

OR 4 C18

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WSLLQS1
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-350.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-19934.79000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.01694739623

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Osisko Gold Royalties Ltd
Title of issue.	Osisko Gold Royalties Ltd

At least one of the following other identifiers:

- CUSIP.

68827L101

- ISIN (if CUSIP is not available).

CA68827L1013

- Ticker (if CUSIP and ISIN are not available).

OM4

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	18.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-1528.20000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 130

Item C.1. Identification of investment.

a. Name of issuer (if any).	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
b. LEI (if any) of issuer. (1)	8NAV47T0Y26Q87Y0QP81
c. Title of the issue or description of the investment.	CABOT OIL & GAS CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775631
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-75.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1199.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00101931989

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	8NAV47T0Y26Q87Y0QP81

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Cabot Oil & Gas Corp
Title of issue.	Cabot Oil & Gas Corp

At least one of the following other identifiers:

- CUSIP.

127097103

- ISIN (if CUSIP is not available).

US1270971039

- Ticker (if CUSIP and ISIN are not available).

COG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	21.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	8398.18000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 131

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	NORTHERN STAR RESOURCES LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8722749
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-906.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	-23339.73000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	-0.01984207771

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Northern Star Resources Ltd
Title of issue.	Northern Star Resources Ltd

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

AU000000NST8

- Ticker (if CUSIP and ISIN are not available).

NST

- Other identifier (if CUSIP, ISIN, and ticker are not available).	6717456
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	14.88710000
vi. Exercise Price Currency Code	Australia Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	38978.88000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 132

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	TERANGA GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

TGZ 4 C15

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WSLN4G1
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-315.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-65578.60000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.05575110240

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Teranga Gold Corp
Title of issue.	Teranga Gold Corp

At least one of the following other identifiers:

- CUSIP.

880797204

- ISIN (if CUSIP is not available).

CA8807972044

- Ticker (if CUSIP and ISIN are not available).

0TGA

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	15.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-32299.64000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 133

Item C.1. Identification of investment.

a. Name of issuer (if any).	Schlumberger NV
b. LEI (if any) of issuer. (1)	213800ZUA17OK3QLGM62
c. Title of the issue or description of the investment.	Schlumberger NV
d. CUSIP (if any).	806857108

At least one of the following other identifiers:

- ISIN

AN8068571086

- Ticker (if ISIN is not available).

SLB

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	50000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1091500.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.927929664175

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 134

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	MARATHON PETROLEUM CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8913796
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-20051.91000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01704696483

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Marathon Petroleum Corp
Title of issue.	Marathon Petroleum Corp

At least one of the following other identifiers:

- CUSIP.

56585A102

- ISIN (if CUSIP is not available).

US56585A1025

- Ticker (if CUSIP and ISIN are not available).

MPC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	40.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-2133.82000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 135

Item C.1. Identification of investment.

a. Name of issuer (if any).	NATIONAL BANK OF CANADA
b. LEI (if any) of issuer. (1)	BSGEFEIOM18Y80CKCV46
c. Title of the issue or description of the investment.	ENERGY SELECT SECTOR SPDR FUND
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8541728
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-452.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1993.82000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00169502952

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NATIONAL BANK OF CANADA	BSGEFEIOM18Y80CKCV46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Energy Select Sector SPDR Fund
Title of issue.	Energy Select Sector SPDR Fund

At least one of the following other identifiers:

- CUSIP.

81369Y506

- ISIN (if CUSIP is not available).

US81369Y5069

- Ticker (if CUSIP and ISIN are not available).

XLE

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	32.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	122741.14000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 136

Item C.1. Identification of investment.

a. Name of issuer (if any).	BAY CREST PARTNERS LLC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	WILLIAMS COS INC/THE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8735192
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-110.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-2027.14000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00172335624

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	BAY CREST PARTNERS LLC	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Williams Cos Inc/The
Title of issue.	Williams Cos Inc/The

At least one of the following other identifiers:

- CUSIP.

969457100

- ISIN (if CUSIP is not available).

US9694571004

- Ticker (if CUSIP and ISIN are not available).

WMB

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	23.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	4458.72000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 137

Item C.1. Identification of investment.

a. Name of issuer (if any).	Bunge Ltd
b. LEI (if any) of issuer. (1)	5493007M0RIN8HY3MM77
c. Title of the issue or description of the investment.	Bunge Ltd
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

BMG169621056

- Ticker (if ISIN is not available).

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	2788713
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	20500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1344390.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	1.142921998369

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 138

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	HOLLYFRONTIER CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8901979
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-36.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-4447.89000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00378133676

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	HollyFrontier Corp
Title of issue.	HollyFrontier Corp

At least one of the following other identifiers:

- CUSIP.

436106108

- ISIN (if CUSIP is not available).

US4361061082

- Ticker (if CUSIP and ISIN are not available).

HFC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	33.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	698.63000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 139

Item C.1. Identification of investment.

a. Name of issuer (if any).	NATIONAL BANK OF CANADA
b. LEI (if any) of issuer. (1)	BSGEFEIOM18Y80CKCV46
c. Title of the issue or description of the investment.	B2GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8675195
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-835.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-20268.37000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01723098650

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NATIONAL BANK OF CANADA	BSGEFEIOM18Y80CKCV46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	B2Gold Corp
Title of issue.	B2Gold Corp

At least one of the following other identifiers:

- CUSIP.

11777Q209

- ISIN (if CUSIP is not available).

CA11777Q2099

- Ticker (if CUSIP and ISIN are not available).

BTG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	7.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	59860.15000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 140

Item C.1. Identification of investment.

a. Name of issuer (if any).	FBN SECURITIES, INC.
b. LEI (if any) of issuer. (1)	549300IZFVXL9ZPJFM37
c. Title of the issue or description of the investment.	NEWMONT CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8918250
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-205.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-64120.25000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.05451129825

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	FBN SECURITIES, INC.	549300IZFVXL9ZPJFM37

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Newmont Corp
Title of issue.	Newmont Corp

At least one of the following other identifiers:

- CUSIP.

651639106

- ISIN (if CUSIP is not available).

US6516391066

- Ticker (if CUSIP and ISIN are not available).

NEM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	65.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	650.57000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 141

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	MOWI ASA
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8908949
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-35000.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Norway Krone
e. Value. (4)	-26176.27000000
f. Exchange rate.	8.57425000
g. Percentage value compared to net assets of the Fund.	-0.02225353864

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Mowi ASA
Title of issue.	Mowi ASA

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

NO0003054108

- Ticker (if CUSIP and ISIN are not available).

MOWI

- Other identifier (if CUSIP, ISIN, and ticker are not available).	B02L486
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	1.00000000
v. Exercise price or rate.	200.00000000
vi. Exercise Price Currency Code	Norway Krone
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-9902.03000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 142

Item C.1. Identification of investment.

a. Name of issuer (if any).	Tyson Foods Inc
b. LEI (if any) of issuer. (1)	WD6L6041MNRW1JE49D58
c. Title of the issue or description of the investment.	Tyson Foods Inc
d. CUSIP (if any).	902494103

At least one of the following other identifiers:

- ISIN

US9024941034

- Ticker (if ISIN is not available).

TSN

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	39000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	2513160.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	2.136542111606

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 143

Item C.1. Identification of investment.

a. Name of issuer (if any).	CITIGROUP GLOBAL MARKETS INC.
b. LEI (if any) of issuer. (1)	MBNUM2BPBDO7JBLYG310
c. Title of the issue or description of the investment.	AGNICO EAGLE MINES LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8861309
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-206.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-58500.58000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04973378245

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CITIGROUP GLOBAL MARKETS INC.	MBNUM2BPBDO7JBLYG310

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Agnico Eagle Mines Ltd
Title of issue.	Agnico Eagle Mines Ltd

At least one of the following other identifiers:

- CUSIP.

008474108

- ISIN (if CUSIP is not available).

CA0084741085

- Ticker (if CUSIP and ISIN are not available).

AEM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	77.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-5360.35000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 144

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	DEERE & CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8731351
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-70.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-353368.72000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.30041348390

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Deere & Co
Title of issue.	Deere & Co

At least one of the following other identifiers:

- CUSIP.

244199105

- ISIN (if CUSIP is not available).

US2441991054

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	220.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-216941.36000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 145

Item C.1. Identification of investment.

a. Name of issuer (if any).	CBOE GLOBAL MARKETS, INC.
b. LEI (if any) of issuer. (1)	529900RLNSGA90UPEH54
c. Title of the issue or description of the investment.	ALAMOS GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

AGI 1 C10

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Q8JXKQ3
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-580.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-5800.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00493082185

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CBOE GLOBAL MARKETS, INC.	529900RLNSGA90UPEH54

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Alamos Gold Inc
Title of issue.	Alamos Gold Inc

At least one of the following other identifiers:

- CUSIP.

011532108

- ISIN (if CUSIP is not available).

CA0115321089

- Ticker (if CUSIP and ISIN are not available).

AGI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	10.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	32335.37000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 146

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ANGLOGOLD ASHANTI LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

AU 7 C28

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Y7LPHY9
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-150.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-27000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02295382586

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	AngloGold Ashanti Ltd
Title of issue.	AngloGold Ashanti Ltd

At least one of the following other identifiers:

- CUSIP.

035128206

- ISIN (if CUSIP is not available).

US0351282068

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	28.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	744.02000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 147

Item C.1. Identification of investment.

a. Name of issuer (if any).	CNH Industrial NV
b. LEI (if any) of issuer. (1)	549300WGC2HZ5J67V817
c. Title of the issue or description of the investment.	CNH Industrial NV
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

NL0010545661

- Ticker (if ISIN is not available).

CNHI

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BDX85Z1
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	124000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1592160.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	1.353561607066

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 148

Item C.1. Identification of investment.

a. Name of issuer (if any).	Phillips 66
b. LEI (if any) of issuer. (1)	5493005JBO5YSIGK1814
c. Title of the issue or description of the investment.	Phillips 66
d. CUSIP (if any).	718546104

At least one of the following other identifiers:

- ISIN

US7185461040

- Ticker (if ISIN is not available).

PSX

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	15200.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1063088.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.903775438230

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 149

Item C.1. Identification of investment.

a. Name of issuer (if any).	Pan American Silver Corp
b. LEI (if any) of issuer. (1)	549300MKTF5851TYIB83
c. Title of the issue or description of the investment.	Pan American Silver Corp
d. CUSIP (if any).	697900108

At least one of the following other identifiers:

- ISIN

CA6979001089

- Ticker (if ISIN is not available).

PAAS

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	29100.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1004241.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.853747149684

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 150

Item C.1. Identification of investment.

a. Name of issuer (if any).	Kirkland Lake Gold Ltd
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	Kirkland Lake Gold Ltd
d. CUSIP (if any).	49741E100

At least one of the following other identifiers:

- ISIN

CA49741E1007

- Ticker (if ISIN is not available).

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	100126.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	4132200.02000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	3.512955544538

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 151

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	ENI SPA
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8908986
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Euro Member Countries
e. Value. (4)	-6597.08000000
f. Exchange rate.	0.81856505
g. Percentage value compared to net assets of the Fund.	-0.00560845279

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Eni SpA
Title of issue.	Eni SpA

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

IT0003132476

- Ticker (if CUSIP and ISIN are not available).

ENI

- Other identifier (if CUSIP, ISIN, and ticker are not available).	7145056
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	500.00000000
v. Exercise price or rate.	9.50000000
vi. Exercise Price Currency Code	Euro Member Countries
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	266.47000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 152

Item C.1. Identification of investment.

a. Name of issuer (if any).	Franco-Nevada Corp
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	Franco-Nevada Corp
d. CUSIP (if any).	351858105

At least one of the following other identifiers:

- ISIN

CA3518581051

- Ticker (if ISIN is not available).

FNV

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	33300.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	4173489.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	3.548057028135

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 153

Item C.1. Identification of investment.

a. Name of issuer (if any).	NATIONAL BANK OF CANADA
b. LEI (if any) of issuer. (1)	BSGEFEIOM18Y80CKCV46
c. Title of the issue or description of the investment.	B2GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8468045
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-400.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-27866.72000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02369066067

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NATIONAL BANK OF CANADA	BSGEFEIOM18Y80CKCV46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	B2Gold Corp
Title of issue.	B2Gold Corp

At least one of the following other identifiers:

- CUSIP.

11777Q209

- ISIN (if CUSIP is not available).

CA11777Q2099

- Ticker (if CUSIP and ISIN are not available).

BTG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	5.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	28118.20000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 154

Item C.1. Identification of investment.

a. Name of issuer (if any).	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
b. LEI (if any) of issuer. (1)	8NAV47T0Y26Q87Y0QP81
c. Title of the issue or description of the investment.	CABOT OIL & GAS CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775640
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-75.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3315.66000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00281878082

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	8NAV47T0Y26Q87Y0QP81

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Cabot Oil & Gas Corp
Title of issue.	Cabot Oil & Gas Corp

At least one of the following other identifiers:

- CUSIP.

127097103

- ISIN (if CUSIP is not available).

US1270971039

- Ticker (if CUSIP and ISIN are not available).

COG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	21.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	9656.51000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 155

Item C.1. Identification of investment.

a. Name of issuer (if any).	RBC CAPITAL MARKETS LLC
b. LEI (if any) of issuer. (1)	549300LCO2FLSSVFFR64
c. Title of the issue or description of the investment.	BARRICK GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8905871
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-200.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-18902.08000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01606944640

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	RBC CAPITAL MARKETS LLC	549300LCO2FLSSVFFR64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Barrick Gold Corp
Title of issue.	Barrick Gold Corp

At least one of the following other identifiers:

- CUSIP.

067901108

- ISIN (if CUSIP is not available).

CA0679011084

- Ticker (if CUSIP and ISIN are not available).

GOLD

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	28.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	6790.38000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 156

Item C.1. Identification of investment.

a. Name of issuer (if any).	INTL TRADING INC
b. LEI (if any) of issuer. (1)	529900BLZT9AG15BKB77
c. Title of the issue or description of the investment.	CNH INDUSTRIAL NV
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8731374
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-450.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-139473.68000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.11857239124

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	INTL TRADING INC	529900BLZT9AG15BKB77

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	CNH Industrial NV
Title of issue.	CNH Industrial NV

At least one of the following other identifiers:

- ISIN (if CUSIP is not available).

NL0010545661

- Ticker (if CUSIP and ISIN are not available).

CNHI

- Other identifier (if CUSIP, ISIN, and ticker are not available).	BDX85Z1
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	9.75000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-125990.65000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 157

Item C.1. Identification of investment.

a. Name of issuer (if any).	NESBITT BURNS
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	CENTERRA GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B01NXQ038
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-49.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-2694.63000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.00229081732

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NESBITT BURNS	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Centerra Gold Inc
Title of issue.	Centerra Gold Inc

At least one of the following other identifiers:

- CUSIP.

152006102

- ISIN (if CUSIP is not available).

CA1520061021

- Ticker (if CUSIP and ISIN are not available).

0UP5

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	19.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-40.78000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 158

Item C.1. Identification of investment.

a. Name of issuer (if any).	INTL FCSTONE FINANCIAL INC.
b. LEI (if any) of issuer. (1)	549300LNKU6K5TJCRG93
c. Title of the issue or description of the investment.	WILLIAMS COS INC/THE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775621
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-144.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-10166.70000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00864313560

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	INTL FCSTONE FINANCIAL INC.	549300LNKU6K5TJCRG93

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Williams Cos Inc/The
Title of issue.	Williams Cos Inc/The

At least one of the following other identifiers:

- CUSIP.

969457100

- ISIN (if CUSIP is not available).

US9694571004

- Ticker (if CUSIP and ISIN are not available).

WMB

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	21.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1923.87000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 159

Item C.1. Identification of investment.

a. Name of issuer (if any).	JEFFERIES GROUP LLC
b. LEI (if any) of issuer. (1)	NY9Q8VBNB6D1L6YV0J84
c. Title of the issue or description of the investment.	DEVON ENERGY CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8922918
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-7.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1009.97000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00085861761

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	JEFFERIES GROUP LLC	NY9Q8VBNB6D1L6YV0J84

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Devon Energy Corp
Title of issue.	Devon Energy Corp

At least one of the following other identifiers:

- CUSIP.

25179M103

- ISIN (if CUSIP is not available).

US25179M1036

- Ticker (if CUSIP and ISIN are not available).

DVN

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-44.26000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 160

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ELDORADO GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

EGO 4 C19

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WTH7B08
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-243.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-12150.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01032922163

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Eldorado Gold Corp
Title of issue.	Eldorado Gold Corp

At least one of the following other identifiers:

- CUSIP.

284902509

- ISIN (if CUSIP is not available).

CA2849025093

- Ticker (if CUSIP and ISIN are not available).

EGO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	19.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	13525.85000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 161

Item C.1. Identification of investment.

a. Name of issuer (if any).	Eni SpA
b. LEI (if any) of issuer. (1)	BUCRF72VH5RBN7X3VL35
c. Title of the issue or description of the investment.	Eni SpA
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

IT0003132476

- Ticker (if ISIN is not available).

ENI

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	7145056
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	61500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Euro Member Countries
e. Value. (4)	642223.85000000
f. Exchange rate.	0.81856505
g. Percentage value compared to net assets of the Fund.	0.545981274810

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	ITALY
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 162

Item C.1. Identification of investment.

a. Name of issuer (if any).	Royal Gold Inc
b. LEI (if any) of issuer. (1)	5493001NGRU6SFL04184
c. Title of the issue or description of the investment.	Royal Gold Inc
d. CUSIP (if any).	780287108

At least one of the following other identifiers:

- ISIN

US7802871084

- Ticker (if ISIN is not available).

RGLD

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	10000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1063600.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.904210710780

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 163

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	SCHLUMBERGER NV
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832290
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-130.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-33491.17000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02847224015

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Schlumberger NV
Title of issue.	Schlumberger NV

At least one of the following other identifiers:

- CUSIP.

806857108

- ISIN (if CUSIP is not available).

AN8068571086

- Ticker (if CUSIP and ISIN are not available).

SLB

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-20886.07000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 164

Item C.1. Identification of investment.

a. Name of issuer (if any).	Sunoco LP
b. LEI (if any) of issuer. (1)	54930001NJU8E40NQ561
c. Title of the issue or description of the investment.	Sunoco LP
d. CUSIP (if any).	86765K109

At least one of the following other identifiers:

- ISIN

US86765K1097

- Ticker (if ISIN is not available).

SUN

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	15000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	431700.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.367006171346

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 165

Item C.1. Identification of investment.

a. Name of issuer (if any).	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
b. LEI (if any) of issuer. (1)	8NAV47T0Y26Q87Y0QP81
c. Title of the issue or description of the investment.	SCHLUMBERGER NV
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8909075
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-70.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-8192.62000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00696488788

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	8NAV47T0Y26Q87Y0QP81

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Schlumberger NV
Title of issue.	Schlumberger NV

At least one of the following other identifiers:

- CUSIP.

806857108

- ISIN (if CUSIP is not available).

AN8068571086

- Ticker (if CUSIP and ISIN are not available).

SLB

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	24.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2934.49000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 166

Item C.1. Identification of investment.

a. Name of issuer (if any).	JEFFERIES GROUP LLC
b. LEI (if any) of issuer. (1)	NY9Q8VBNB6D1L6YV0J84
c. Title of the issue or description of the investment.	HALLIBURTON CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8394755
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-90.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-36153.36000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03073547888

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	JEFFERIES GROUP LLC	NY9Q8VBNB6D1L6YV0J84

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Halliburton Co
Title of issue.	Halliburton Co

At least one of the following other identifiers:

- CUSIP.

406216101

- ISIN (if CUSIP is not available).

US4062161017

- Ticker (if CUSIP and ISIN are not available).

HAL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	15.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-30486.75000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 167

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	VANECK VECTORS GOLD MINERS ETF
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

GDX 1 C43

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00PY22LW8
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-270.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-270.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00022953825

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	VanEck Vectors Gold Miners ETF
Title of issue.	VanEck Vectors Gold Miners ETF

At least one of the following other identifiers:

- CUSIP.

92189F106

- ISIN (if CUSIP is not available).

US92189F1066

- Ticker (if CUSIP and ISIN are not available).

GDX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	43.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	55052.91000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 168

Item C.1. Identification of investment.

a. Name of issuer (if any).	Harmony Gold Mining Co Ltd
b. LEI (if any) of issuer. (1)	378900986D05F0C29811
c. Title of the issue or description of the investment.	Harmony Gold Mining Co Ltd
d. CUSIP (if any).	413216300

At least one of the following other identifiers:

- ISIN

US4132163001

- Ticker (if ISIN is not available).

HMY

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	263724.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1234228.32000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	1.049268960598

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	SOUTH AFRICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 169

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	EOG RESOURCES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832411
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-60.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-21902.70000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01862039858

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	EOG Resources Inc
Title of issue.	EOG Resources Inc

At least one of the following other identifiers:

- CUSIP.

26875P101

- ISIN (if CUSIP is not available).

US26875P1012

- Ticker (if CUSIP and ISIN are not available).

EOG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	52.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-11524.96000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 170

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	SCHLUMBERGER NV
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8774927
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-39258.79000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03337553442

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Schlumberger NV
Title of issue.	Schlumberger NV

At least one of the following other identifiers:

- CUSIP.

806857108

- ISIN (if CUSIP is not available).

AN8068571086

- Ticker (if CUSIP and ISIN are not available).

SLB

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	18.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-28762.56000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 171

Item C.1. Identification of investment.

a. Name of issuer (if any).	Gold Road Resources Ltd
b. LEI (if any) of issuer. (1)	213800HJWH96TDEMNY83
c. Title of the issue or description of the investment.	Gold Road Resources Ltd
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

AU000000GOR5

- Ticker (if ISIN is not available).

GOR

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B15F5K1
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	748733.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	764837.31000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	0.650220089983

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	AUSTRALIA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 172

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	BHP GROUP LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8497120
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-203405.98000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.17292390537

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	BHP Group Ltd
Title of issue.	BHP Group Ltd

At least one of the following other identifiers:

- CUSIP.

088606108

- ISIN (if CUSIP is not available).

US0886061086

- Ticker (if CUSIP and ISIN are not available).

BHP

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	45.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-179109.75000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 173

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	TOREX GOLD RESOURCES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

TXG 1 C0

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00TT8KFK9
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-3142.43000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.00267151077

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Torex Gold Resources Inc
Title of issue.	Torex Gold Resources Inc

At least one of the following other identifiers:

- CUSIP.

891054603

- ISIN (if CUSIP is not available).

CA8910546032

- Ticker (if CUSIP and ISIN are not available).

0VL5

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	13052.05000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 174

Item C.1. Identification of investment.

a. Name of issuer (if any).	Pioneer Natural Resources Co
b. LEI (if any) of issuer. (1)	FY8JBF7CCL2VE4F1B628
c. Title of the issue or description of the investment.	Pioneer Natural Resources Co
d. CUSIP (if any).	723787107

At least one of the following other identifiers:

- ISIN

US7237871071

- Ticker (if ISIN is not available).

PXD

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	5100.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	580839.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.493795454154

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 175

Item C.1. Identification of investment.

a. Name of issuer (if any).	NBF SECURITIES UK
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	ALAMOS GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8913824
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-525.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-24580.03000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02089650845

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NBF SECURITIES UK	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Alamos Gold Inc
Title of issue.	Alamos Gold Inc

At least one of the following other identifiers:

- CUSIP.

011532108

- ISIN (if CUSIP is not available).

CA0115321089

- Ticker (if CUSIP and ISIN are not available).

AGI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	11.25000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2700.18000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 176

Item C.1. Identification of investment.

a. Name of issuer (if any).	CREDIT SUISSE SECURITIES (USA) LLC
b. LEI (if any) of issuer. (1)	1V8Y6QCX6YMJ2OELII46
c. Title of the issue or description of the investment.	BARRICK GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8860126
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-675.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-34761.62000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02955230267

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CREDIT SUISSE SECURITIES (USA) LLC	1V8Y6QCX6YMJ2OELII46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Barrick Gold Corp
Title of issue.	Barrick Gold Corp

At least one of the following other identifiers:

- CUSIP.

067901108

- ISIN (if CUSIP is not available).

CA0679011084

- Ticker (if CUSIP and ISIN are not available).

GOLD

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	27.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	34062.93000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 177

Item C.1. Identification of investment.

a. Name of issuer (if any).	Centerra Gold Inc
b. LEI (if any) of issuer. (1)	549300K0HXTMP5JJ0E62
c. Title of the issue or description of the investment.	Centerra Gold Inc
d. CUSIP (if any).	152006102

At least one of the following other identifiers:

- ISIN

CA1520061021

- Ticker (if ISIN is not available).

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B01NXQ4
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	99000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	1146405.84000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	0.974607408263

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 178

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ISHARES GLOBAL CLEAN ENERGY ETF
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

ICLN 4 P21

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WTQ1XR7
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-300.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-15000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01275212548

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	ISHARES GLOBAL CLEAN ENERGY ETF
Title of issue.	ISHARES GLOBAL CLEAN ENERGY ETF

At least one of the following other identifiers:

- CUSIP.

464288224

- ISIN (if CUSIP is not available).

US4642882249

- Ticker (if CUSIP and ISIN are not available).

ICLN

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	21.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1188.92000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 179

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	CF INDUSTRIES HOLDINGS INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8859263
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-130.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-64875.69000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.05515352930

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	CF Industries Holdings Inc
Title of issue.	CF Industries Holdings Inc

At least one of the following other identifiers:

- CUSIP.

125269100

- ISIN (if CUSIP is not available).

US1252691001

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	35.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-44860.59000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 180

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ELDORADO GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

EGO 4 C18

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WTH78X9
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-185.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-11100.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00943657285

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Eldorado Gold Corp
Title of issue.	Eldorado Gold Corp

At least one of the following other identifiers:

- CUSIP.

284902509

- ISIN (if CUSIP is not available).

CA2849025093

- Ticker (if CUSIP and ISIN are not available).

EGO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	18.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	7672.33000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 181

Item C.1. Identification of investment.

a. Name of issuer (if any).	Agnico Eagle Mines Ltd
b. LEI (if any) of issuer. (1)	YGE0EUBRF7IJOB3QRX76
c. Title of the issue or description of the investment.	Agnico Eagle Mines Ltd
d. CUSIP (if any).	008474108

At least one of the following other identifiers:

- ISIN

CA0084741085

- Ticker (if ISIN is not available).

AEM

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	61800.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	4357518.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	3.704507754812

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 182

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	SUNOCO LP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8732091
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-50.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-11747.93000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00998740516

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Sunoco LP
Title of issue.	Sunoco LP

At least one of the following other identifiers:

- CUSIP.

86765K109

- ISIN (if CUSIP is not available).

US86765K1097

- Ticker (if CUSIP and ISIN are not available).

SUN

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	27.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-6849.82000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 183

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	ENI SPA
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8751609
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Euro Member Countries
e. Value. (4)	-23846.19000000
f. Exchange rate.	0.81856505
g. Percentage value compared to net assets of the Fund.	-0.02027264047

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Eni SpA
Title of issue.	Eni SpA

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

IT0003132476

- Ticker (if CUSIP and ISIN are not available).

ENI

- Other identifier (if CUSIP, ISIN, and ticker are not available).	7145056
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	500.00000000
v. Exercise price or rate.	7.80000000
vi. Exercise Price Currency Code	Euro Member Countries
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-18611.48000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 184

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ENERGY SELECT SECTOR SPDR FUND
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

XLE 2 C38

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00XXNJ170
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-290.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-60900.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.05177362945

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Energy Select Sector SPDR Fund
Title of issue.	Energy Select Sector SPDR Fund

At least one of the following other identifiers:

- CUSIP.

81369Y506

- ISIN (if CUSIP is not available).

US81369Y5069

- Ticker (if CUSIP and ISIN are not available).

XLE

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	38.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-34605.04000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 185

Item C.1. Identification of investment.

a. Name of issuer (if any).	EOG Resources Inc
b. LEI (if any) of issuer. (1)	XWTZDRYZPBUHIQBKDB46
c. Title of the issue or description of the investment.	EOG Resources Inc
d. CUSIP (if any).	26875P101

At least one of the following other identifiers:

- ISIN

US26875P1012

- Ticker (if ISIN is not available).

EOG

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	18200.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	907634.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.771617510594

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 186

Item C.1. Identification of investment.

a. Name of issuer (if any).	CBOE GLOBAL MARKETS, INC.
b. LEI (if any) of issuer. (1)	529900RLNSGA90UPEH54
c. Title of the issue or description of the investment.	EQUINOX GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

EQX 1 C12.5

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00TV5F4M1
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-485.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3395.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00288623106

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CBOE GLOBAL MARKETS, INC.	529900RLNSGA90UPEH54

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Equinox Gold Corp
Title of issue.	Equinox Gold Corp

At least one of the following other identifiers:

- CUSIP.

29446Y502

- ISIN (if CUSIP is not available).

CA29446Y5020

- Ticker (if CUSIP and ISIN are not available).

EQX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	12.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	9464.14000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 187

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	DEVON ENERGY CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

DVN 1 C15

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00MKKDS44
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-63.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-9324.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00792672119

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Devon Energy Corp
Title of issue.	Devon Energy Corp

At least one of the following other identifiers:

- CUSIP.

25179M103

- ISIN (if CUSIP is not available).

US25179M1036

- Ticker (if CUSIP and ISIN are not available).

DVN

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	15.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-4311.71000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 188

Item C.1. Identification of investment.

a. Name of issuer (if any).	Royal Dutch Shell PLC
b. LEI (if any) of issuer. (1)	21380068P1DRHMJ8KU70
c. Title of the issue or description of the investment.	Royal Dutch Shell PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

GB00B03MLX29

- Ticker (if ISIN is not available).

RDSA

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B03MLX2
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	150500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United Kingdom Pound
e. Value. (4)	2670985.96000000
f. Exchange rate.	0.73126142
g. Percentage value compared to net assets of the Fund.	2.270716541346

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	NETHERLANDS
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 189

Item C.1. Identification of investment.

a. Name of issuer (if any).	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
b. LEI (if any) of issuer. (1)	8NAV47T0Y26Q87Y0QP81
c. Title of the issue or description of the investment.	CHEVRON CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8701591
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-73.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-16451.63000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01398621667

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	8NAV47T0Y26Q87Y0QP81

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Chevron Corp
Title of issue.	Chevron Corp

At least one of the following other identifiers:

- CUSIP.

166764100

- ISIN (if CUSIP is not available).

US1667641005

- Ticker (if CUSIP and ISIN are not available).

CVX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	93.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	11139.62000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 190

Item C.1. Identification of investment.

a. Name of issuer (if any).	MKM PARTNERS LLC
b. LEI (if any) of issuer. (1)	25490041O5W104HFWA62
c. Title of the issue or description of the investment.	CONOCOPHILLIPS
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832683
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-18.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-2822.69000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00239968647

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MKM PARTNERS LLC	25490041O5W104HFWA62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	ConocoPhillips
Title of issue.	ConocoPhillips

At least one of the following other identifiers:

- CUSIP.

20825C104

- ISIN (if CUSIP is not available).

US20825C1045

- Ticker (if CUSIP and ISIN are not available).

COP

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	40.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-1095.37000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 191

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	CHEVRON CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8520357
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1344.82000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00114328755

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Chevron Corp
Title of issue.	Chevron Corp

At least one of the following other identifiers:

- CUSIP.

166764100

- ISIN (if CUSIP is not available).

US1667641005

- Ticker (if CUSIP and ISIN are not available).

CVX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	92.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	35573.67000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 192

Item C.1. Identification of investment.

a. Name of issuer (if any).	US BANCORP PIPER JAFFRAY INC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	DEERE & CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902190
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-30.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-96108.38000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.08170574143

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	US BANCORP PIPER JAFFRAY INC	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Deere & Co
Title of issue.	Deere & Co

At least one of the following other identifiers:

- CUSIP.

244199105

- ISIN (if CUSIP is not available).

US2441991054

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	250.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-5001.53000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 193

Item C.1. Identification of investment.

a. Name of issuer (if any).	Valero Energy Corp
b. LEI (if any) of issuer. (1)	549300XTO5VR8SKV1V74
c. Title of the issue or description of the investment.	Valero Energy Corp
d. CUSIP (if any).	91913Y100

At least one of the following other identifiers:

- ISIN

US91913Y1001

- Ticker (if ISIN is not available).

VLO

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	16300.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	922091.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.783908009133

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 194

Item C.1. Identification of investment.

a. Name of issuer (if any).	Labrador Iron Ore Royalty Corp
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	Labrador Iron Ore Royalty Corp
d. CUSIP (if any).	505440107

At least one of the following other identifiers:

- ISIN

CA5054401073

- Ticker (if ISIN is not available).

LIF

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B8L02P3
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	10000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	256186.66000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	0.217794962327

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 195

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ELDORADO GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

EGO 7 C17

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Y7VW1Q3
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-240.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-30000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02550425096

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Eldorado Gold Corp
Title of issue.	Eldorado Gold Corp

At least one of the following other identifiers:

- CUSIP.

284902509

- ISIN (if CUSIP is not available).

CA2849025093

- Ticker (if CUSIP and ISIN are not available).

EGO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	17.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-105.24000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 196

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	BP PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8749629
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-170.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-16430.98000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01396866124

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	BP PLC
Title of issue.	BP PLC

At least one of the following other identifiers:

- CUSIP.

055622104

- ISIN (if CUSIP is not available).

US0556221044

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-6067.39000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 197

Item C.1. Identification of investment.

a. Name of issuer (if any).	Nutrien Ltd
b. LEI (if any) of issuer. (1)	5493002QQ7GD21OWF963
c. Title of the issue or description of the investment.	Nutrien Ltd
d. CUSIP (if any).	67077M108

At least one of the following other identifiers:

- ISIN

CA67077M1086

- Ticker (if ISIN is not available).

NTR

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	74990.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	3611518.40000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	3.070302387608

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 198

Item C.1. Identification of investment.

a. Name of issuer (if any).	SSR Mining Inc
b. LEI (if any) of issuer. (1)	549300JD2KR7AB9DYJ38
c. Title of the issue or description of the investment.	SSR Mining Inc
d. CUSIP (if any).	784730103

At least one of the following other identifiers:

- ISIN

CA7847301032

- Ticker (if ISIN is not available).

SSRM

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	59000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1186490.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	1.008684624138

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 199

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	FMC CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775705
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-65.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-52907.63000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04497898244

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	FMC Corp
Title of issue.	FMC Corp

At least one of the following other identifiers:

- CUSIP.

302491303

- ISIN (if CUSIP is not available).

US3024913036

- Ticker (if CUSIP and ISIN are not available).

FMC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	110.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-4225.08000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 200

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	IDEXX LABORATORIES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

IDXX 2 C470

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00YKPKVX0
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-30.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-137100.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.11655442689

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	IDEXX Laboratories Inc
Title of issue.	IDEXX Laboratories Inc

At least one of the following other identifiers:

- CUSIP.

45168D104

- ISIN (if CUSIP is not available).

US45168D1046

- Ticker (if CUSIP and ISIN are not available).

IDXX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	470.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-67381.13000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 201

Item C.1. Identification of investment.

a. Name of issuer (if any).	US BANCORP PIPER JAFFRAY INC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	TOTAL SE
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8861534
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-26351.29000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02240233044

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	US BANCORP PIPER JAFFRAY INC	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	TOTAL SE
Title of issue.	TOTAL SE

At least one of the following other identifiers:

- CUSIP.

89151E109

- ISIN (if CUSIP is not available).

US89151E1091

- Ticker (if CUSIP and ISIN are not available).

TOT

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	42.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-7055.06000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 202

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	ENDEAVOUR MINING CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

EDV 7 C36

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Y74WDK3
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-90.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-17499.41000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.01487697814

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Endeavour Mining Corp
Title of issue.	Endeavour Mining Corp

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

KYG3040R1589

- Ticker (if CUSIP and ISIN are not available).

EDV

- Other identifier (if CUSIP, ISIN, and ticker are not available).	BDGN4L2
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	36.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	202.96000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 203

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	PIONEER NATURAL RESOURCES CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8598617
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-18.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3739.76000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00317932591

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Pioneer Natural Resources Co
Title of issue.	Pioneer Natural Resources Co

At least one of the following other identifiers:

- CUSIP.

723787107

- ISIN (if CUSIP is not available).

US7237871071

- Ticker (if CUSIP and ISIN are not available).

PXD

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	120.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	6483.56000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 204

Item C.1. Identification of investment.

a. Name of issuer (if any).	Torex Gold Resources Inc
b. LEI (if any) of issuer. (1)	549300QL07027186GQ85
c. Title of the issue or description of the investment.	Torex Gold Resources Inc
d. CUSIP (if any).	891054603

At least one of the following other identifiers:

- ISIN

CA8910546032

- Ticker (if ISIN is not available).

TXG

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BD2NKY1
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	10000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	149972.50000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	0.127497875914

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 205

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	ROYAL DUTCH SHELL PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8732086
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-50.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United Kingdom Pound
e. Value. (4)	-92236.44000000
f. Exchange rate.	0.73126142
g. Percentage value compared to net assets of the Fund.	-0.07841404378

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Royal Dutch Shell PLC
Title of issue.	Royal Dutch Shell PLC

At least one of the following other identifiers:

- CUSIP.

780259206

- ISIN (if CUSIP is not available).

US7802592060

- Ticker (if CUSIP and ISIN are not available).

RDS/A

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	1000.00000000
v. Exercise price or rate.	12.00000000
vi. Exercise Price Currency Code	United Kingdom Pound
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-72167.23000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 206

Item C.1. Identification of investment.

a. Name of issuer (if any).	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
b. LEI (if any) of issuer. (1)	8NAV47T0Y26Q87Y0QP81
c. Title of the issue or description of the investment.	EOG RESOURCES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8751618
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-67.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-33661.58000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02861711280

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	8NAV47T0Y26Q87Y0QP81

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	EOG Resources Inc
Title of issue.	EOG Resources Inc

At least one of the following other identifiers:

- CUSIP.

26875P101

- ISIN (if CUSIP is not available).

US26875P1012

- Ticker (if CUSIP and ISIN are not available).

EOG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	45.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-25758.11000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 207

Item C.1. Identification of investment.

a. Name of issuer (if any).	RBC CAPITAL MARKETS, LLC
b. LEI (if any) of issuer. (1)	549300LCO2FLSSVFFR64
c. Title of the issue or description of the investment.	RIO TINTO PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8749684
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-160.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-219396.56000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.18651816421

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	RBC CAPITAL MARKETS, LLC	549300LCO2FLSSVFFR64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Rio Tinto PLC
Title of issue.	Rio Tinto PLC

At least one of the following other identifiers:

- CUSIP.

767204100

- ISIN (if CUSIP is not available).

US7672041008

- Ticker (if CUSIP and ISIN are not available).

RIO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	60.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-154220.19000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 208

Item C.1. Identification of investment.

a. Name of issuer (if any).	Westgold Resources Ltd
b. LEI (if any) of issuer. (1)	2549003AMX9BL7CKBQ74
c. Title of the issue or description of the investment.	Westgold Resources Ltd
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

AU000000WGX6

- Ticker (if ISIN is not available).

WGX

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BYVQ673
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	10.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	20.35000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	0.000017300383

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	AUSTRALIA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 209

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	ENI SPA
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775608
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Euro Member Countries
e. Value. (4)	-39173.84000000
f. Exchange rate.	0.81856505
g. Percentage value compared to net assets of the Fund.	-0.03330331488

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Eni SpA
Title of issue.	Eni SpA

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

IT0003132476

- Ticker (if CUSIP and ISIN are not available).

ENI

- Other identifier (if CUSIP, ISIN, and ticker are not available).	7145056
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	500.00000000
v. Exercise price or rate.	7.00000000
vi. Exercise Price Currency Code	Euro Member Countries
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-32601.08000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 210

Item C.1. Identification of investment.

a. Name of issuer (if any).	CREDIT SUISSE SECURITIES (USA) LLC
b. LEI (if any) of issuer. (1)	1V8Y6QCX6YMJ2OELII46
c. Title of the issue or description of the investment.	SCHLUMBERGER LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8570973
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-200.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-40631.88000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03454285548

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CREDIT SUISSE SECURITIES (USA) LLC	1V8Y6QCX6YMJ2OELII46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Schlumberger NV
Title of issue.	Schlumberger NV

At least one of the following other identifiers:

- CUSIP.

806857108

- ISIN (if CUSIP is not available).

AN8068571086

- Ticker (if CUSIP and ISIN are not available).

SLB

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1960.58000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 211

Item C.1. Identification of investment.

a. Name of issuer (if any).	GOLDMAN SACHS & CO. LLC
b. LEI (if any) of issuer. (1)	FOR8UP27PHTHYVLBNG30
c. Title of the issue or description of the investment.	EXXON MOBIL CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832432
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-24482.49000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02081358563

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	GOLDMAN SACHS & CO. LLC	FOR8UP27PHTHYVLBNG30

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Exxon Mobil Corp
Title of issue.	Exxon Mobil Corp

At least one of the following other identifiers:

- CUSIP.

30231G102

- ISIN (if CUSIP is not available).

US30231G1022

- Ticker (if CUSIP and ISIN are not available).

XOM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	43.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-10686.26000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 212

Item C.1. Identification of investment.

a. Name of issuer (if any).	Devon Energy Corp
b. LEI (if any) of issuer. (1)	54930042348RKR3ZPN35
c. Title of the issue or description of the investment.	Devon Energy Corp
d. CUSIP (if any).	25179M103

At least one of the following other identifiers:

- ISIN

US25179M1036

- Ticker (if ISIN is not available).

DVN

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	12000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	189720.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.161288883085

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 213

Item C.1. Identification of investment.

a. Name of issuer (if any).	Helmerich & Payne Inc
b. LEI (if any) of issuer. (1)	254900NAOGHJ88RZ4C73
c. Title of the issue or description of the investment.	Helmerich & Payne Inc
d. CUSIP (if any).	423452101

At least one of the following other identifiers:

- ISIN

US4234521015

- Ticker (if ISIN is not available).

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	5000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	115800.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.098446408714

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 214

Item C.1. Identification of investment.

a. Name of issuer (if any).	Osisko Gold Royalties Ltd
b. LEI (if any) of issuer. (1)	549300TJZTXZMPQ6K004
c. Title of the issue or description of the investment.	Osisko Gold Royalties Ltd
d. CUSIP (if any).	68827L101

At least one of the following other identifiers:

- ISIN

CA68827L1013

- Ticker (if ISIN is not available).

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BN60CQ4
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	76700.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	971931.02000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	0.826279088401

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 215

Item C.1. Identification of investment.

a. Name of issuer (if any).	GOLDMAN SACHS & CO LLC
b. LEI (if any) of issuer. (1)	FOR8UP27PHTHYVLBNG30
c. Title of the issue or description of the investment.	PIONEER NATURAL RESOURCES CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8732836
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-18.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-15815.95000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01344579860

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	GOLDMAN SACHS & CO LLC	FOR8UP27PHTHYVLBNG30

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Pioneer Natural Resources Co
Title of issue.	Pioneer Natural Resources Co

At least one of the following other identifiers:

- CUSIP.

723787107

- ISIN (if CUSIP is not available).

US7237871071

- Ticker (if CUSIP and ISIN are not available).

PXD

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	117.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-7194.45000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 216

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	WHEATON PRECIOUS METALS CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

WPM 1 C65

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00TRN6XG0
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-190.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-190.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00016152692

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Wheaton Precious Metals Corp
Title of issue.	Wheaton Precious Metals Corp

At least one of the following other identifiers:

- CUSIP.

962879102

- ISIN (if CUSIP is not available).

CA9628791027

- Ticker (if CUSIP and ISIN are not available).

WPM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	65.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	57751.93000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 217

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	KINROSS GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

KGC 2 C11

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00VKK8KP4
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-150.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1050.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00089264878

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kinross Gold Corp
Title of issue.	Kinross Gold Corp

At least one of the following other identifiers:

- CUSIP.

496902404

- ISIN (if CUSIP is not available).

CA4969024047

- Ticker (if CUSIP and ISIN are not available).

KGC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	11.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	11394.36000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 218

Item C.1. Identification of investment.

a. Name of issuer (if any).	JEFFERIES GROUP LLC
b. LEI (if any) of issuer. (1)	NY9Q8VBNB6D1L6YV0J84
c. Title of the issue or description of the investment.	ARCHER-DANIELS-MIDLAND CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8906093
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-230.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-50822.78000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04320656452

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	JEFFERIES GROUP LLC	NY9Q8VBNB6D1L6YV0J84

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Archer-Daniels-Midland Co
Title of issue.	Archer-Daniels-Midland Co

At least one of the following other identifiers:

- CUSIP.

039483102

- ISIN (if CUSIP is not available).

US0394831020

- Ticker (if CUSIP and ISIN are not available).

ADM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	51.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-5062.48000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 219

Item C.1. Identification of investment.

a. Name of issuer (if any).	CBOE GLOBAL MARKETS, INC.
b. LEI (if any) of issuer. (1)	529900RLNSGA90UPEH54
c. Title of the issue or description of the investment.	PRETIUM RESOURCES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

PVG 1 C13

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00T7F9MP0
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-400.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-4000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00340056679

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CBOE GLOBAL MARKETS, INC.	529900RLNSGA90UPEH54

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Pretium Resources Inc
Title of issue.	Pretium Resources Inc

At least one of the following other identifiers:

- CUSIP.

74139C102

- ISIN (if CUSIP is not available).

CA74139C1023

- Ticker (if CUSIP and ISIN are not available).

PVG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	13.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	11684.48000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 220

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	DEVON ENERGY CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8913786
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-50.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-8292.74000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00705000407

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Devon Energy Corp
Title of issue.	Devon Energy Corp

At least one of the following other identifiers:

- CUSIP.

25179M103

- ISIN (if CUSIP is not available).

US25179M1036

- Ticker (if CUSIP and ISIN are not available).

DVN

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	17.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-1144.79000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 221

Item C.1. Identification of investment.

a. Name of issuer (if any).	MKM PARTNERS LLC
b. LEI (if any) of issuer. (1)	25490041O5W104HFWA62
c. Title of the issue or description of the investment.	RIO TINTO PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8554858
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-170.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-293463.15000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.24948526085

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MKM PARTNERS LLC	25490041O5W104HFWA62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Rio Tinto PLC
Title of issue.	Rio Tinto PLC

At least one of the following other identifiers:

- CUSIP.

767204100

- ISIN (if CUSIP is not available).

US7672041008

- Ticker (if CUSIP and ISIN are not available).

RIO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	58.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-230059.56000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 222

Item C.1. Identification of investment.

a. Name of issuer (if any).	GOLDMAN SACHS & CO. LLC
b. LEI (if any) of issuer. (1)	FOR8UP27PHTHYVLBNG30
c. Title of the issue or description of the investment.	KINDER MORGAN INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8859077
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-235.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1649.68000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00140246175

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	GOLDMAN SACHS & CO. LLC	FOR8UP27PHTHYVLBNG30

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kinder Morgan Inc
Title of issue.	Kinder Morgan Inc

At least one of the following other identifiers:

- CUSIP.

49456B101

- ISIN (if CUSIP is not available).

US49456B1017

- Ticker (if CUSIP and ISIN are not available).

KMI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	17.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1866.46000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 223

Item C.1. Identification of investment.

a. Name of issuer (if any).	Wheaton Precious Metals Corp
b. LEI (if any) of issuer. (1)	549300XSFG5ZCGVYD886
c. Title of the issue or description of the investment.	Wheaton Precious Metals Corp
d. CUSIP (if any).	962879102

At least one of the following other identifiers:

- ISIN

CA9628791027

- Ticker (if ISIN is not available).

WPM

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	81850.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	3416419.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	2.904440252269

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 224

Item C.1. Identification of investment.

a. Name of issuer (if any).	BARCLAYS BANK PLC
b. LEI (if any) of issuer. (1)	G5GSEF7VJP5I7OUK5573
c. Title of the issue or description of the investment.	CHEVRON CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	IS8762696
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-30.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-11.95000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00001015919

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	BARCLAYS BANK PLC	G5GSEF7VJP5I7OUK5573

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Chevron Corp
Title of issue.	Chevron Corp

At least one of the following other identifiers:

- CUSIP.

166764100

- ISIN (if CUSIP is not available).

US1667641005

- Ticker (if CUSIP and ISIN are not available).

CVX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	12.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1321.92000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 225

Item C.1. Identification of investment.

a. Name of issuer (if any).	TREASURY BILL
b. LEI (if any) of issuer. (1)	254900HROIFWPRGM1V77
c. Title of the issue or description of the investment.	United States Treasury Bill
d. CUSIP (if any).	9127962Y4

At least one of the following other identifiers:

- ISIN

US9127962Y48

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BMFKW91
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	4480000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	4478794.12000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	3.807609641486

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	U.S. Treasury

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2021-05-20

b. Coupon.

i. Coupon category. (13)	None
ii. Annualized rate.	0.00000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☐ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
—	—	—	—

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
—	—	—

v. Delta (if applicable).

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 226

Item C.1. Identification of investment.

a. Name of issuer (if any).	CBOE GLOBAL MARKETS, INC.
b. LEI (if any) of issuer. (1)	529900RLNSGA90UPEH54
c. Title of the issue or description of the investment.	PRETIUM RESOURCES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

PVG 3 C14

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00W44LMB2
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-375.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-15000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01275212548

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CBOE GLOBAL MARKETS, INC.	529900RLNSGA90UPEH54

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Pretium Resources Inc
Title of issue.	Pretium Resources Inc

At least one of the following other identifiers:

- CUSIP.

74139C102

- ISIN (if CUSIP is not available).

CA74139C1023

- Ticker (if CUSIP and ISIN are not available).

PVG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	14.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-2034.94000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 227

Item C.1. Identification of investment.

a. Name of issuer (if any).	RBC CAPITAL MARKETS, LLC
b. LEI (if any) of issuer. (1)	549300LCO2FLSSVFFR64
c. Title of the issue or description of the investment.	EXXON MOBIL CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8921546
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-65.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-17547.50000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01491786145

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	RBC CAPITAL MARKETS, LLC	549300LCO2FLSSVFFR64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Exxon Mobil Corp
Title of issue.	Exxon Mobil Corp

At least one of the following other identifiers:

- CUSIP.

30231G102

- ISIN (if CUSIP is not available).

US30231G1022

- Ticker (if CUSIP and ISIN are not available).

XOM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	42.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2177.54000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 228

Item C.1. Identification of investment.

a. Name of issuer (if any).	SOCIETE GENERALE
b. LEI (if any) of issuer. (1)	O2RNE8IBXP4R0TD8PU41
c. Title of the issue or description of the investment.	AGNICO EAGLE MINES LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8543345
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-215.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-52134.77000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04432194193

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	FRANCE
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	SOCIETE GENERALE	O2RNE8IBXP4R0TD8PU41

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Agnico Eagle Mines Ltd
Title of issue.	Agnico Eagle Mines Ltd

At least one of the following other identifiers:

- CUSIP.

008474108

- ISIN (if CUSIP is not available).

CA0084741085

- Ticker (if CUSIP and ISIN are not available).

AEM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	70.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	43209.62000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 229

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	APACHE CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

APA 7 C20

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Y7KRB18
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-75.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-11250.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00956409411

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Apache Corp
Title of issue.	Apache Corp

At least one of the following other identifiers:

- CUSIP.

037411105

- ISIN (if CUSIP is not available).

US0374111054

- Ticker (if CUSIP and ISIN are not available).

APA

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-07-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-32.93000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 230

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	SSR MINING INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

SSRM 6 C23

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00XWJ7VZ6
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-250.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-50000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04250708493

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	SSR Mining Inc
Title of issue.	SSR Mining Inc

At least one of the following other identifiers:

- CUSIP.

784730103

- ISIN (if CUSIP is not available).

CA7847301032

- Ticker (if CUSIP and ISIN are not available).

SSRM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	23.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-10500.20000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 231

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	GOLD FIELDS LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

GFI 4 C17

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WTM64N9
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-350.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3500.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00297549594

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Gold Fields Ltd
Title of issue.	Gold Fields Ltd

At least one of the following other identifiers:

- CUSIP.

38059T106

- ISIN (if CUSIP is not available).

US38059T1060

- Ticker (if CUSIP and ISIN are not available).

GFI

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	17.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	33964.66000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 232

Item C.1. Identification of investment.

a. Name of issuer (if any).	CITIGROUP GLOBAL MARKETS INC.
b. LEI (if any) of issuer. (1)	MBNUM2BPBDO7JBLYG310
c. Title of the issue or description of the investment.	DIAMONDBACK ENERGY INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8909141
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-25.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-17883.89000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01520384062

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CITIGROUP GLOBAL MARKETS INC.	MBNUM2BPBDO7JBLYG310

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Diamondback Energy Inc
Title of issue.	Diamondback Energy Inc

At least one of the following other identifiers:

- CUSIP.

25278X109

- ISIN (if CUSIP is not available).

US25278X1090

- Ticker (if CUSIP and ISIN are not available).

FANG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	50.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-1935.19000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 233

Item C.1. Identification of investment.

a. Name of issuer (if any).	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
b. LEI (if any) of issuer. (1)	8NAV47T0Y26Q87Y0QP81
c. Title of the issue or description of the investment.	HALLIBURTON CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902191
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-14773.74000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01255977242

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	8NAV47T0Y26Q87Y0QP81

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Halliburton Co
Title of issue.	Halliburton Co

At least one of the following other identifiers:

- CUSIP.

406216101

- ISIN (if CUSIP is not available).

US4062161017

- Ticker (if CUSIP and ISIN are not available).

HAL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	7022.00000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 234

Item C.1. Identification of investment.

a. Name of issuer (if any).	RBC CAPITAL MARKETS, LLC
b. LEI (if any) of issuer. (1)	549300LCO2FLSSVFFR64
c. Title of the issue or description of the investment.	ZOETIS INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902252
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-150.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-192968.79000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.16405081493

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	RBC CAPITAL MARKETS, LLC	549300LCO2FLSSVFFR64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Zoetis Inc
Title of issue.	Zoetis Inc

At least one of the following other identifiers:

- CUSIP.

98978V103

- ISIN (if CUSIP is not available).

US98978V1035

- Ticker (if CUSIP and ISIN are not available).

ZTS

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	162.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-16953.35000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 235

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	YAMANA GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

AUY 4 C9

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WT5ZC74
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-400.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3600.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00306051011

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Yamana Gold Inc
Title of issue.	Yamana Gold Inc

At least one of the following other identifiers:

- CUSIP.

98462Y100

- ISIN (if CUSIP is not available).

CA98462Y1007

- Ticker (if CUSIP and ISIN are not available).

AUY

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	9.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	10785.38000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 236

Item C.1. Identification of investment.

a. Name of issuer (if any).	MKM PARTNERS LLC
b. LEI (if any) of issuer. (1)	25490041O5W104HFWA62
c. Title of the issue or description of the investment.	ARCHER-DANIELS-MIDLAND CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775674
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-250.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3646.55000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00310008421

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MKM PARTNERS LLC	25490041O5W104HFWA62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Archer-Daniels-Midland Co
Title of issue.	Archer-Daniels-Midland Co

At least one of the following other identifiers:

- CUSIP.

039483102

- ISIN (if CUSIP is not available).

US0394831020

- Ticker (if CUSIP and ISIN are not available).

ADM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	52.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	29594.02000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 237

Item C.1. Identification of investment.

a. Name of issuer (if any).	RBC CAPITAL MARKETS, LLC
b. LEI (if any) of issuer. (1)	549300LCO2FLSSVFFR64
c. Title of the issue or description of the investment.	NUTRIEN LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775713
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-250.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-210063.05000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.17858335816

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	RBC CAPITAL MARKETS, LLC	549300LCO2FLSSVFFR64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Nutrien Ltd
Title of issue.	Nutrien Ltd

At least one of the following other identifiers:

- CUSIP.

67077M108

- ISIN (if CUSIP is not available).

CA67077M1086

- Ticker (if CUSIP and ISIN are not available).

NTR

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	40.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-140447.48000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 238

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	SSR MINING INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

SSRM 3 C24

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00W49SV06
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-340.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-25500.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02167861331

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	SSR Mining Inc
Title of issue.	SSR Mining Inc

At least one of the following other identifiers:

- CUSIP.

784730103

- ISIN (if CUSIP is not available).

CA7847301032

- Ticker (if CUSIP and ISIN are not available).

SSRM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	24.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	20556.82000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 239

Item C.1. Identification of investment.

a. Name of issuer (if any).	Dundee Precious Metals Inc
b. LEI (if any) of issuer. (1)	549300LATVTU0EIUMD45
c. Title of the issue or description of the investment.	Dundee Precious Metals Inc
d. CUSIP (if any).	265269209

At least one of the following other identifiers:

- ISIN

CA2652692096

- Ticker (if ISIN is not available).

DPM

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B00VD03
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	75000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	539123.26000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	0.458331164086

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 240

Item C.1. Identification of investment.

a. Name of issuer (if any).	US BANCORP PIPER JAFFRAY INC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	SUNCOR ENERGY INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8751861
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-75.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-6190.77000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00526303172

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	US BANCORP PIPER JAFFRAY INC	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Suncor Energy Inc
Title of issue.	Suncor Energy Inc

At least one of the following other identifiers:

- CUSIP.

867224107

- ISIN (if CUSIP is not available).

CA8672241079

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	16.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-4168.60000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 241

Item C.1. Identification of investment.

a. Name of issuer (if any).	US BANCORP PIPER JAFFRAY INC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	EXXON MOBIL CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8774926
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-202.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-101339.12000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.08615261162

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	US BANCORP PIPER JAFFRAY INC	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Exxon Mobil Corp
Title of issue.	Exxon Mobil Corp

At least one of the following other identifiers:

- CUSIP.

30231G102

- ISIN (if CUSIP is not available).

US30231G1022

- Ticker (if CUSIP and ISIN are not available).

XOM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	37.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-63572.74000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 242

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	PAN AMERICAN SILVER CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

PAAS 1 C23

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00T7F2RL0
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-75.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-85875.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.07300591837

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Pan American Silver Corp
Title of issue.	Pan American Silver Corp

At least one of the following other identifiers:

- CUSIP.

697900108

- ISIN (if CUSIP is not available).

CA6979001089

- Ticker (if CUSIP and ISIN are not available).

PAAS

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	23.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-59702.83000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 243

Item C.1. Identification of investment.

a. Name of issuer (if any).	FBN SECURITIES, INC.
b. LEI (if any) of issuer. (1)	549300IZFVXL9ZPJFM37
c. Title of the issue or description of the investment.	PRETIUM RESOURCES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8922959
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-375.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-21305.62000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01811279597

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	FBN SECURITIES, INC.	549300IZFVXL9ZPJFM37

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Pretium Resources Inc
Title of issue.	Pretium Resources Inc

At least one of the following other identifiers:

- CUSIP.

74139C102

- ISIN (if CUSIP is not available).

CA74139C1023

- Ticker (if CUSIP and ISIN are not available).

PVG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	15.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-2944.76000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 244

Item C.1. Identification of investment.

a. Name of issuer (if any).	SOCIETE GENERALE
b. LEI (if any) of issuer. (1)	O2RNE8IBXP4R0TD8PU41
c. Title of the issue or description of the investment.	EXXON MOBIL CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902057
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-107.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-9731.68000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00827330696

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	FRANCE
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	SOCIETE GENERALE	O2RNE8IBXP4R0TD8PU41

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Exxon Mobil Corp
Title of issue.	Exxon Mobil Corp

At least one of the following other identifiers:

- CUSIP.

30231G102

- ISIN (if CUSIP is not available).

US30231G1022

- Ticker (if CUSIP and ISIN are not available).

XOM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	50.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	6688.42000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 245

Item C.1. Identification of investment.

a. Name of issuer (if any).	Cabot Oil & Gas Corp
b. LEI (if any) of issuer. (1)	FCNMH6O7VWU7LHXMK351
c. Title of the issue or description of the investment.	Cabot Oil & Gas Corp
d. CUSIP (if any).	127097103

At least one of the following other identifiers:

- ISIN

US1270971039

- Ticker (if ISIN is not available).

COG

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	21300.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	346764.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.294798536022

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 246

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	ROYAL DUTCH SHELL PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8541621
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United Kingdom Pound
e. Value. (4)	-89.00000000
f. Exchange rate.	0.73126142
g. Percentage value compared to net assets of the Fund.	-0.00007566261

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Royal Dutch Shell PLC
Title of issue.	Royal Dutch Shell PLC

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

GB00B03MLX29

- Ticker (if CUSIP and ISIN are not available).

RDSA

- Other identifier (if CUSIP, ISIN, and ticker are not available).	B03MLX2
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	1000.00000000
v. Exercise price or rate.	16.00000000
vi. Exercise Price Currency Code	United Kingdom Pound
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	27303.31000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 247

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	OCCIDENTAL PETROLEUM CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

OXY 2 C15

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00VW7GF09
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-12600.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01071178540

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Occidental Petroleum Corp
Title of issue.	Occidental Petroleum Corp

At least one of the following other identifiers:

- CUSIP.

674599105

- ISIN (if CUSIP is not available).

US6745991058

- Ticker (if CUSIP and ISIN are not available).

OXY

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	15.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-10283.49000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 248

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	PHILLIPS 66
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8673267
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-10.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-1481.54000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00125951893

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Phillips 66
Title of issue.	Phillips 66

At least one of the following other identifiers:

- CUSIP.

718546104

- ISIN (if CUSIP is not available).

US7185461040

- Ticker (if CUSIP and ISIN are not available).

PSX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	72.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1108.08000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 249

Item C.1. Identification of investment.

a. Name of issuer (if any).	STIFEL, NICOLAUS & COMPANY, INCORPORATED
b. LEI (if any) of issuer. (1)	5WUVMA08EYG4KEUPW589
c. Title of the issue or description of the investment.	BAKER HUGHES CO
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8882148
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-95.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-17862.37000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01518554557

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	STIFEL, NICOLAUS & COMPANY, INCORPORATED	5WUVMA08EYG4KEUPW589

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Baker Hughes Co
Title of issue.	Baker Hughes Co

At least one of the following other identifiers:

- CUSIP.

05722G100

- ISIN (if CUSIP is not available).

US05722G1004

- Ticker (if CUSIP and ISIN are not available).

BKR

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	21.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-2476.30000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 250

Item C.1. Identification of investment.

a. Name of issuer (if any).	CITIGROUP GLOBAL MARKETS INC.
b. LEI (if any) of issuer. (1)	MBNUM2BPBDO7JBLYG310
c. Title of the issue or description of the investment.	NEWMONT CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8751808
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-150.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-158.97000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00013514702

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CITIGROUP GLOBAL MARKETS INC.	MBNUM2BPBDO7JBLYG310

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Newmont Corp
Title of issue.	Newmont Corp

At least one of the following other identifiers:

- CUSIP.

651639106

- ISIN (if CUSIP is not available).

US6516391066

- Ticker (if CUSIP and ISIN are not available).

NEM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	75.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	26685.37000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 251

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	AGCO CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

AGCO 5 C100

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00XDY6QY7
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-50.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-57500.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04888314767

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	AGCO Corp
Title of issue.	AGCO Corp

At least one of the following other identifiers:

- CUSIP.

001084102

- ISIN (if CUSIP is not available).

US0010841023

- Ticker (if CUSIP and ISIN are not available).

AGCO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	100.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-16140.71000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 252

Item C.1. Identification of investment.

a. Name of issuer (if any).	NESBITT BURNS
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	KIRKLAND LAKE GOLD LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8636225
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-61.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3.40000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00000289048

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NESBITT BURNS	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kirkland Lake Gold Ltd
Title of issue.	Kirkland Lake Gold Ltd

At least one of the following other identifiers:

- CUSIP.

49741E100

- ISIN (if CUSIP is not available).

CA49741E1007

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	60.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	38912.30000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 253

Item C.1. Identification of investment.

a. Name of issuer (if any).	Rio Tinto PLC
b. LEI (if any) of issuer. (1)	213800YOEO5OQ72G2R82
c. Title of the issue or description of the investment.	Rio Tinto PLC
d. CUSIP (if any).	767204100

At least one of the following other identifiers:

- ISIN

US7672041008

- Ticker (if ISIN is not available).

RIO

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	50000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	3761000.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	3.197382928963

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 254

Item C.1. Identification of investment.

a. Name of issuer (if any).	J.P. MORGAN SECURITIES LLC
b. LEI (if any) of issuer. (1)	ZBUT11V806EZRVTWT807
c. Title of the issue or description of the investment.	VALERO ENERGY CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8755223
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-55.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-46305.18000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03936596438

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	J.P. MORGAN SECURITIES LLC	ZBUT11V806EZRVTWT807

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Valero Energy Corp
Title of issue.	Valero Energy Corp

At least one of the following other identifiers:

- CUSIP.

91913Y100

- ISIN (if CUSIP is not available).

US91913Y1001

- Ticker (if CUSIP and ISIN are not available).

VLO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	50.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-36022.25000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 255

Item C.1. Identification of investment.

a. Name of issuer (if any).	Pretium Resources Inc
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	Pretium Resources Inc
d. CUSIP (if any).	74139C102

At least one of the following other identifiers:

- ISIN

CA74139C1023

- Ticker (if ISIN is not available).

PVG

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	112500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1291500.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	1.097958003923

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 256

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	WHEATON PRECIOUS METALS CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

WPM 3 C60

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00W4JLPR5
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-130.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3770.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00320503420

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Wheaton Precious Metals Corp
Title of issue.	Wheaton Precious Metals Corp

At least one of the following other identifiers:

- CUSIP.

962879102

- ISIN (if CUSIP is not available).

CA9628791027

- Ticker (if CUSIP and ISIN are not available).

WPM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	60.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	33505.93000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 257

Item C.1. Identification of investment.

a. Name of issuer (if any).	J.P. MORGAN SECURITIES LLC
b. LEI (if any) of issuer. (1)	ZBUT11V806EZRVTWT807
c. Title of the issue or description of the investment.	HESS CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8543718
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-24.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-810.68000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00068919287

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	J.P. MORGAN SECURITIES LLC	ZBUT11V806EZRVTWT807

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Hess Corp
Title of issue.	Hess Corp

At least one of the following other identifiers:

- CUSIP.

42809H107

- ISIN (if CUSIP is not available).

US42809H1077

- Ticker (if CUSIP and ISIN are not available).

HES

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	60.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	11380.42000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 258

Item C.1. Identification of investment.

a. Name of issuer (if any).	CIBC WORLD MARKETS CORP.
b. LEI (if any) of issuer. (1)	549300445CON3DBMU275
c. Title of the issue or description of the investment.	VALERO ENERGY CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8570976
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3806.46000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00323603037

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CIBC WORLD MARKETS CORP.	549300445CON3DBMU275

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Valero Energy Corp
Title of issue.	Valero Energy Corp

At least one of the following other identifiers:

- CUSIP.

91913Y100

- ISIN (if CUSIP is not available).

US91913Y1001

- Ticker (if CUSIP and ISIN are not available).

VLO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	60.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	21712.03000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 259

Item C.1. Identification of investment.

a. Name of issuer (if any).	Belo Sun Mining Corp
b. LEI (if any) of issuer. (1)	529900ULB9RX8NM2PN76
c. Title of the issue or description of the investment.	Belo Sun Mining Corp
d. CUSIP (if any).	080558109

At least one of the following other identifiers:

- ISIN

CA0805581091

- Ticker (if ISIN is not available).

BSX

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	2942973
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	475000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	361968.73000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	0.307724711013

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 260

Item C.1. Identification of investment.

a. Name of issuer (if any).	Newmont Corp
b. LEI (if any) of issuer. (1)	549300VSP3RIX7FGDZ51
c. Title of the issue or description of the investment.	Newmont Corp
d. CUSIP (if any).	651639106

At least one of the following other identifiers:

- ISIN

US6516391066

- Ticker (if ISIN is not available).

NEM

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	61200.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	3665268.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	3.115997163859

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 261

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	ENDEAVOUR MINING CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

EDV 4 C40

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WSLJM76
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-335.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-17106.61000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.01454304248

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Endeavour Mining Corp
Title of issue.	Endeavour Mining Corp

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

KYG3040R1589

- Ticker (if CUSIP and ISIN are not available).

EDV

- Other identifier (if CUSIP, ISIN, and ticker are not available).	BDGN4L2
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	40.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	43760.72000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 262

Item C.1. Identification of investment.

a. Name of issuer (if any).	CBOE GLOBAL MARKETS, INC.
b. LEI (if any) of issuer. (1)	529900RLNSGA90UPEH54
c. Title of the issue or description of the investment.	FRANCO-NEVADA CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

FNV 1 C150

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00RL7YYM5
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-21.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-147.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00012497082

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CBOE GLOBAL MARKETS, INC.	529900RLNSGA90UPEH54

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Franco-Nevada Corp
Title of issue.	Franco-Nevada Corp

At least one of the following other identifiers:

- CUSIP.

351858105

- ISIN (if CUSIP is not available).

CA3518581051

- Ticker (if CUSIP and ISIN are not available).

FNV

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	150.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	12964.57000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 263

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	PHILLIPS 66
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8835067
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-35.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-31299.52000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02660902710

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Phillips 66
Title of issue.	Phillips 66

At least one of the following other identifiers:

- CUSIP.

718546104

- ISIN (if CUSIP is not available).

US7185461040

- Ticker (if CUSIP and ISIN are not available).

PSX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	65.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-24020.84000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 264

Item C.1. Identification of investment.

a. Name of issuer (if any).	Perseus Mining Ltd
b. LEI (if any) of issuer. (1)	54930054ZDGKBCW3SM26
c. Title of the issue or description of the investment.	Perseus Mining Ltd
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

AU000000PRU3

- Ticker (if ISIN is not available).

PRU

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B02FBC1
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	600000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	601341.00000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	0.511225059262

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	AUSTRALIA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 265

Item C.1. Identification of investment.

a. Name of issuer (if any).	Endeavour Mining Corp
b. LEI (if any) of issuer. (1)	529900R1F0JCJDI3A443
c. Title of the issue or description of the investment.	Endeavour Mining Corp
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

KYG3040R1589

- Ticker (if ISIN is not available).

EDV

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BDGN4L2
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	70255.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	1634812.71000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	1.389822454402

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	MONACO
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 266

Item C.1. Identification of investment.

a. Name of issuer (if any).	WELLS FARGO SECURITIES, LLC
b. LEI (if any) of issuer. (1)	VYVVCKR63DVZZN70PB21
c. Title of the issue or description of the investment.	WHEATON PRECIOUS METALS CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8905904
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-225.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-49597.74000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.04216510693

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	WELLS FARGO SECURITIES, LLC	VYVVCKR63DVZZN70PB21

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Wheaton Precious Metals Corp
Title of issue.	Wheaton Precious Metals Corp

At least one of the following other identifiers:

- CUSIP.

962879102

- ISIN (if CUSIP is not available).

CA9628791027

- Ticker (if CUSIP and ISIN are not available).

WPM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	50.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	10693.78000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 267

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ELDORADO GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

EGO 1 C11

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00TCQ4SM5
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-265.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-60950.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.05181613653

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Eldorado Gold Corp
Title of issue.	Eldorado Gold Corp

At least one of the following other identifiers:

- CUSIP.

284902509

- ISIN (if CUSIP is not available).

CA2849025093

- Ticker (if CUSIP and ISIN are not available).

EGO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	11.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-26365.06000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 268

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	DUNDEE PRECIOUS METALS INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

DPM 4 C11

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WSLJJ37
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-750.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-27987.27000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.02379314526

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Dundee Precious Metals Inc
Title of issue.	Dundee Precious Metals Inc

At least one of the following other identifiers:

- CUSIP.

265269209

- ISIN (if CUSIP is not available).

CA2652692096

- Ticker (if CUSIP and ISIN are not available).

DPM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	11.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-3590.81000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 269

Item C.1. Identification of investment.

a. Name of issuer (if any).	PRETIUM RESOURCES INC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	Pretium Resources Inc
d. CUSIP (if any).	74139CAB8

At least one of the following other identifiers:

- ISIN

US74139CAB81

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BDRJD12
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	350000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	376250.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.319865814151

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2022-03-15

b. Coupon.

i. Coupon category. (13)	Fixed
ii. Annualized rate.	2.25000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☒ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
#1	Pretium Resources Inc	Pretium Resources Inc	United States Dollar
	At least one of the following other identifiers:
	Identifier type	Identifier value
	CUSIP	74139C102
	ISIN (if CUSIP is not available)	CA74139C1023
	Ticker (if CUSIP and ISIN are not available)	PVG

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
#1	62.50000000	United States Dollar

v. Delta (if applicable).

XXXX

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 270

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	ANGLOGOLD ASHANTI LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

AU 4 C28

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WT5XQK0
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-150.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-12450.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01058426414

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	AngloGold Ashanti Ltd
Title of issue.	AngloGold Ashanti Ltd

At least one of the following other identifiers:

- CUSIP.

035128206

- ISIN (if CUSIP is not available).

US0351282068

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	28.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2844.29000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 271

Item C.1. Identification of investment.

a. Name of issuer (if any).	SG COWEN SECURITIES CORPORATION
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	DIAMONDBACK ENERGY INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8535047
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-20.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-73.11000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00006215385

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	SG COWEN SECURITIES CORPORATION	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Diamondback Energy Inc
Title of issue.	Diamondback Energy Inc

At least one of the following other identifiers:

- CUSIP.

25278X109

- ISIN (if CUSIP is not available).

US25278X1090

- Ticker (if CUSIP and ISIN are not available).

FANG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	70.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	8736.14000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 272

Item C.1. Identification of investment.

a. Name of issuer (if any).	MKM PARTNERS LLC
b. LEI (if any) of issuer. (1)	25490041O5W104HFWA62
c. Title of the issue or description of the investment.	CONCHO RESOURCES INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832688
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-20.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-7283.51000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00619201556

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MKM PARTNERS LLC	25490041O5W104HFWA62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Concho Resources Inc
Title of issue.	Concho Resources Inc

At least one of the following other identifiers:

- CUSIP.

20605P101

- ISIN (if CUSIP is not available).

US20605P1012

- Ticker (if CUSIP and ISIN are not available).

CXO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	59.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-3924.26000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 273

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	VANECK VECTORS GOLD MINERS ETF
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

GDX 3 P32

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00W3N0F74
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-1400.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-123200.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.10473745728

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	VanEck Vectors Gold Miners ETF
Title of issue.	VanEck Vectors Gold Miners ETF

At least one of the following other identifiers:

- CUSIP.

92189F106

- ISIN (if CUSIP is not available).

US92189F1066

- Ticker (if CUSIP and ISIN are not available).

GDX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	32.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	81831.47000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 274

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	PHILLIPS 66
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8673271
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-30.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-9546.24000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00811565669

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Phillips 66
Title of issue.	Phillips 66

At least one of the following other identifiers:

- CUSIP.

718546104

- ISIN (if CUSIP is not available).

US7185461040

- Ticker (if CUSIP and ISIN are not available).

PSX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	72.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-727.37000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 275

Item C.1. Identification of investment.

a. Name of issuer (if any).	NATIONAL BANK OF CANADA
b. LEI (if any) of issuer. (1)	BSGEFEIOM18Y80CKCV46
c. Title of the issue or description of the investment.	DIAMONDBACK ENERGY INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8781700
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-20.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-21367.62000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01816550476

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NATIONAL BANK OF CANADA	BSGEFEIOM18Y80CKCV46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Diamondback Energy Inc
Title of issue.	Diamondback Energy Inc

At least one of the following other identifiers:

- CUSIP.

25278X109

- ISIN (if CUSIP is not available).

US25278X1090

- Ticker (if CUSIP and ISIN are not available).

FANG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	40.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-18088.37000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 276

Item C.1. Identification of investment.

a. Name of issuer (if any).	ISI GROUP INC
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	ISHARES GLOBAL CLEAN ENERGY ETF
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8917455
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-300.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-23855.70000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02028072532

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	ISI GROUP INC	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☒ Put ☐ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	ISHARES GLOBAL CLEAN ENERGY ETF
Title of issue.	ISHARES GLOBAL CLEAN ENERGY ETF

At least one of the following other identifiers:

- CUSIP.

464288224

- ISIN (if CUSIP is not available).

US4642882249

- Ticker (if CUSIP and ISIN are not available).

ICLN

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	21.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-1667.51000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 277

Item C.1. Identification of investment.

a. Name of issuer (if any).	BP PLC
b. LEI (if any) of issuer. (1)	213800LH1BZH3DI6G760
c. Title of the issue or description of the investment.	BP PLC
d. CUSIP (if any).	055622104

At least one of the following other identifiers:

- ISIN

US0556221044

- Ticker (if ISIN is not available).

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	52000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1067040.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.907135198224

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 278

Item C.1. Identification of investment.

a. Name of issuer (if any).	OCCIDENTAL PETROLEUM CORP
b. LEI (if any) of issuer. (1)	IM7X0T3ECJW4C1T7ON55
c. Title of the issue or description of the investment.	OCCIDENTAL PETROLEUM-CW27
d. CUSIP (if any).	674599162

At least one of the following other identifiers:

- ISIN

US6745991629

- Ticker (if ISIN is not available).

OXY/WS

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	1012.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	6891.72000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.005858938548

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☐ 2 ☒ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 279

Item C.1. Identification of investment.

a. Name of issuer (if any).	NATIONAL BANK OF CANADA
b. LEI (if any) of issuer. (1)	BSGEFEIOM18Y80CKCV46
c. Title of the issue or description of the investment.	NEWMONT CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8856930
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-150.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-46554.11000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03957759015

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NATIONAL BANK OF CANADA	BSGEFEIOM18Y80CKCV46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Newmont Corp
Title of issue.	Newmont Corp

At least one of the following other identifiers:

- CUSIP.

651639106

- ISIN (if CUSIP is not available).

US6516391066

- Ticker (if CUSIP and ISIN are not available).

NEM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	63.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	34290.24000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 280

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	VANECK VECTORS GOLD MINERS ETF
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

GDX 6 C41

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00XVX2Z91
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-540.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-111780.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.09502883908

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	VanEck Vectors Gold Miners ETF
Title of issue.	VanEck Vectors Gold Miners ETF

At least one of the following other identifiers:

- CUSIP.

92189F106

- ISIN (if CUSIP is not available).

US92189F1066

- Ticker (if CUSIP and ISIN are not available).

GDX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	41.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1187.81000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 281

Item C.1. Identification of investment.

a. Name of issuer (if any).	MKM PARTNERS LLC
b. LEI (if any) of issuer. (1)	25490041O5W104HFWA62
c. Title of the issue or description of the investment.	RIO TINTO PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902236
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-170.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-99769.69000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.08481837373

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MKM PARTNERS LLC	25490041O5W104HFWA62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Rio Tinto PLC
Title of issue.	Rio Tinto PLC

At least one of the following other identifiers:

- CUSIP.

767204100

- ISIN (if CUSIP is not available).

US7672041008

- Ticker (if CUSIP and ISIN are not available).

RIO

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	72.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	10383.91000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 282

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	HARMONY GOLD MINING CO LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

HMY 2 C7

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00VPG5VZ6
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-792.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-7920.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00673312225

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Harmony Gold Mining Co Ltd
Title of issue.	Harmony Gold Mining Co Ltd

At least one of the following other identifiers:

- CUSIP.

413216300

- ISIN (if CUSIP is not available).

US4132163001

- Ticker (if CUSIP and ISIN are not available).

HMY

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	7.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	26898.94000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 283

Item C.1. Identification of investment.

a. Name of issuer (if any).	CBOE GLOBAL MARKETS, INC.
b. LEI (if any) of issuer. (1)	529900RLNSGA90UPEH54
c. Title of the issue or description of the investment.	FRANCO-NEVADA CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

FNV 2 C135

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00YKJGRG7
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-110.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-29920.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.02543623962

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CBOE GLOBAL MARKETS, INC.	529900RLNSGA90UPEH54

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Franco-Nevada Corp
Title of issue.	Franco-Nevada Corp

At least one of the following other identifiers:

- CUSIP.

351858105

- ISIN (if CUSIP is not available).

CA3518581051

- Ticker (if CUSIP and ISIN are not available).

FNV

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	135.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	18628.99000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 284

Item C.1. Identification of investment.

a. Name of issuer (if any).	Chevron Corp
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	Chevron Corp
d. CUSIP (if any).	166764100

At least one of the following other identifiers:

- ISIN

US1667641005

- Ticker (if ISIN is not available).

CVX

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	28145.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	2376845.25000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	2.020655258478

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 285

Item C.1. Identification of investment.

a. Name of issuer (if any).	TREASURY BILL
b. LEI (if any) of issuer. (1)	254900HROIFWPRGM1V77
c. Title of the issue or description of the investment.	United States Treasury Bill
d. CUSIP (if any).	9127962F5

At least one of the following other identifiers:

- ISIN

US9127962F58

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BKPSY39
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	115000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	114983.39000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.097752174501

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	U.S. Treasury

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2021-03-25

b. Coupon.

i. Coupon category. (13)	None
ii. Annualized rate.	0.00000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☐ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
—	—	—	—

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
—	—	—

v. Delta (if applicable).

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 286

Item C.1. Identification of investment.

a. Name of issuer (if any).	GOLDMAN SACHS & CO. LLC
b. LEI (if any) of issuer. (1)	FOR8UP27PHTHYVLBNG30
c. Title of the issue or description of the investment.	NORTHERN STAR RESOURCES LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8866252
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-1532.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	-66488.70000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	-0.05652481636

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	GOLDMAN SACHS & CO. LLC	FOR8UP27PHTHYVLBNG30

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Northern Star Resources Ltd
Title of issue.	Northern Star Resources Ltd

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

AU000000NST8

- Ticker (if CUSIP and ISIN are not available).

NST

- Other identifier (if CUSIP, ISIN, and ticker are not available).	6717456
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	15.00000000
vi. Exercise Price Currency Code	Australia Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-19334.11000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 287

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	MARATHON PETROLEUM CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8859139
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-12.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3112.45000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00264602353

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Marathon Petroleum Corp
Title of issue.	Marathon Petroleum Corp

At least one of the following other identifiers:

- CUSIP.

56585A102

- ISIN (if CUSIP is not available).

US56585A1025

- Ticker (if CUSIP and ISIN are not available).

MPC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	42.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-244.90000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 288

Item C.1. Identification of investment.

a. Name of issuer (if any).	Zoetis Inc
b. LEI (if any) of issuer. (1)	549300HD9Q1LOC9KLJ48
c. Title of the issue or description of the investment.	Zoetis Inc
d. CUSIP (if any).	98978V103

At least one of the following other identifiers:

- ISIN

US98978V1035

- Ticker (if ISIN is not available).

ZTS

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	49000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	8109500.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	6.894224105937

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 289

Item C.1. Identification of investment.

a. Name of issuer (if any).	J.P. MORGAN SECURITIES LLC
b. LEI (if any) of issuer. (1)	ZBUT11V806EZRVTWT807
c. Title of the issue or description of the investment.	CONOCOPHILLIPS
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8915756
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-41095.02000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03493659011

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	J.P. MORGAN SECURITIES LLC	ZBUT11V806EZRVTWT807

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	ConocoPhillips
Title of issue.	ConocoPhillips

At least one of the following other identifiers:

- CUSIP.

20825C104

- ISIN (if CUSIP is not available).

US20825C1045

- Ticker (if CUSIP and ISIN are not available).

COP

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	40.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1950.25000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 290

Item C.1. Identification of investment.

a. Name of issuer (if any).	AngloGold Ashanti Ltd
b. LEI (if any) of issuer. (1)	378900EF3BA9A5F42A59
c. Title of the issue or description of the investment.	AngloGold Ashanti Ltd
d. CUSIP (if any).	035128206

At least one of the following other identifiers:

- ISIN

US0351282068

- Ticker (if ISIN is not available).

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	30000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	678600.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.576906156765

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	SOUTH AFRICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 291

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	EXXON MOBIL CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8570982
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-15.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-2773.78000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00235810604

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Exxon Mobil Corp
Title of issue.	Exxon Mobil Corp

At least one of the following other identifiers:

- CUSIP.

30231G102

- ISIN (if CUSIP is not available).

US30231G1022

- Ticker (if CUSIP and ISIN are not available).

XOM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	45.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	4335.65000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 292

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	OCCIDENTAL PETROLEUM CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

OXY 1 C25

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00VW7G6C6
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-41.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-123.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00010456742

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Occidental Petroleum Corp
Title of issue.	Occidental Petroleum Corp

At least one of the following other identifiers:

- CUSIP.

674599105

- ISIN (if CUSIP is not available).

US6745991058

- Ticker (if CUSIP and ISIN are not available).

OXY

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	25.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	4983.93000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 293

Item C.1. Identification of investment.

a. Name of issuer (if any).	UBS SECURITIES LLC
b. LEI (if any) of issuer. (1)	T6FIZBDPKLYJKFCRVK44
c. Title of the issue or description of the investment.	CONOCOPHILLIPS
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8781540
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-56.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-14593.28000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01240635584

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	UBS SECURITIES LLC	T6FIZBDPKLYJKFCRVK44

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	ConocoPhillips
Title of issue.	ConocoPhillips

At least one of the following other identifiers:

- CUSIP.

20825C104

- ISIN (if CUSIP is not available).

US20825C1045

- Ticker (if CUSIP and ISIN are not available).

COP

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	40.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-7819.39000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 294

Item C.1. Identification of investment.

a. Name of issuer (if any).	TREASURY BILL
b. LEI (if any) of issuer. (1)	254900HROIFWPRGM1V77
c. Title of the issue or description of the investment.	United States Treasury Bill
d. CUSIP (if any).	912796XE4

At least one of the following other identifiers:

- ISIN

US912796XE43

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BL1LY84
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	2000000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1999833.88000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	1.700142171942

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	U.S. Treasury

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2021-02-25

b. Coupon.

i. Coupon category. (13)	None
ii. Annualized rate.	0.00000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☐ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
—	—	—	—

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
—	—	—

v. Delta (if applicable).

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 295

Item C.1. Identification of investment.

a. Name of issuer (if any).	TREASURY BILL
b. LEI (if any) of issuer. (1)	254900HROIFWPRGM1V77
c. Title of the issue or description of the investment.	United States Treasury Bill
d. CUSIP (if any).	912796B81

At least one of the following other identifiers:

- ISIN

US912796B815

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BMX6M13
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	960000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	959931.20000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.816077541042

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	U.S. Treasury

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2021-02-16

b. Coupon.

i. Coupon category. (13)	None
ii. Annualized rate.	0.00000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☐ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
—	—	—	—

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
—	—	—

v. Delta (if applicable).

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 296

Item C.1. Identification of investment.

a. Name of issuer (if any).	OPPENHEIMER & CO. INC.
b. LEI (if any) of issuer. (1)	254900VH02JQR2L8XD64
c. Title of the issue or description of the investment.	CABOT OIL & GAS CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8675309
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-80.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3094.48000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00263074648

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	OPPENHEIMER & CO. INC.	254900VH02JQR2L8XD64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Cabot Oil & Gas Corp
Title of issue.	Cabot Oil & Gas Corp

At least one of the following other identifiers:

- CUSIP.

127097103

- ISIN (if CUSIP is not available).

US1270971039

- Ticker (if CUSIP and ISIN are not available).

COG

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	20.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	14742.50000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 297

Item C.1. Identification of investment.

a. Name of issuer (if any).	TOTAL SE
b. LEI (if any) of issuer. (1)	529900S21EQ1BO4ESM68
c. Title of the issue or description of the investment.	TOTAL SE
d. CUSIP (if any).	89151E109

At least one of the following other identifiers:

- ISIN

US89151E1091

- Ticker (if ISIN is not available).

TOT

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	39000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	1634490.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	1.389548105174

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	FRANCE
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 298

Item C.1. Identification of investment.

a. Name of issuer (if any).	UBS SECURITIES LLC
b. LEI (if any) of issuer. (1)	T6FIZBDPKLYJKFCRVK44
c. Title of the issue or description of the investment.	CNH INDUSTRIAL NV
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8859031
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-450.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-102453.66000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.08710012855

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	UBS SECURITIES LLC	T6FIZBDPKLYJKFCRVK44

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	CNH Industrial NV
Title of issue.	CNH Industrial NV

At least one of the following other identifiers:

- ISIN (if CUSIP is not available).

NL0010545661

- Ticker (if CUSIP and ISIN are not available).

CNHI

- Other identifier (if CUSIP, ISIN, and ticker are not available).	BDX85Z1
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	10.75000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-68720.63000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 299

Item C.1. Identification of investment.

a. Name of issuer (if any).	Williams Cos Inc/The
b. LEI (if any) of issuer. (1)	D71FAKCBLFS2O0RBPG08
c. Title of the issue or description of the investment.	Williams Cos Inc/The
d. CUSIP (if any).	969457100

At least one of the following other identifiers:

- ISIN

US9694571004

- Ticker (if ISIN is not available).

WMB

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	31200.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	625560.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.531814641064

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 300

Item C.1. Identification of investment.

a. Name of issuer (if any).	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
b. LEI (if any) of issuer. (1)	8NAV47T0Y26Q87Y0QP81
c. Title of the issue or description of the investment.	EXXON MOBIL CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8732801
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-196.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-17189.26000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01461330669

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	8NAV47T0Y26Q87Y0QP81

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Exxon Mobil Corp
Title of issue.	Exxon Mobil Corp

At least one of the following other identifiers:

- CUSIP.

30231G102

- ISIN (if CUSIP is not available).

US30231G1022

- Ticker (if CUSIP and ISIN are not available).

XOM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	45.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-3476.65000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 301

Item C.1. Identification of investment.

a. Name of issuer (if any).	NATIONAL BANK OF CANADA
b. LEI (if any) of issuer. (1)	BSGEFEIOM18Y80CKCV46
c. Title of the issue or description of the investment.	APACHE CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8411836
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-39.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-7839.21000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00666443930

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NATIONAL BANK OF CANADA	BSGEFEIOM18Y80CKCV46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Apache Corp
Title of issue.	Apache Corp

At least one of the following other identifiers:

- CUSIP.

037411105

- ISIN (if CUSIP is not available).

US0374111054

- Ticker (if CUSIP and ISIN are not available).

APA

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	12.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-5344.68000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 302

Item C.1. Identification of investment.

a. Name of issuer (if any).	J.P. MORGAN SECURITIES LLC
b. LEI (if any) of issuer. (1)	ZBUT11V806EZRVTWT807
c. Title of the issue or description of the investment.	SUNOCO LP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8774932
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-50.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-17439.61000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01482613967

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	J.P. MORGAN SECURITIES LLC	ZBUT11V806EZRVTWT807

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Sunoco LP
Title of issue.	Sunoco LP

At least one of the following other identifiers:

- CUSIP.

86765K109

- ISIN (if CUSIP is not available).

US86765K1097

- Ticker (if CUSIP and ISIN are not available).

SUN

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	25.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-11441.50000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 303

Item C.1. Identification of investment.

a. Name of issuer (if any).	J.P. MORGAN SECURITIES LLC
b. LEI (if any) of issuer. (1)	ZBUT11V806EZRVTWT807
c. Title of the issue or description of the investment.	CNH INDUSTRIAL NV
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8904015
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-340.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-59944.65000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.05096144658

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	J.P. MORGAN SECURITIES LLC	ZBUT11V806EZRVTWT807

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	CNH Industrial NV
Title of issue.	CNH Industrial NV

At least one of the following other identifiers:

- ISIN (if CUSIP is not available).

NL0010545661

- Ticker (if CUSIP and ISIN are not available).

CNHI

- Other identifier (if CUSIP, ISIN, and ticker are not available).	BDX85Z1
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	12.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-29697.47000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 304

Item C.1. Identification of investment.

a. Name of issuer (if any).	TREASURY BILL
b. LEI (if any) of issuer. (1)	254900HROIFWPRGM1V77
c. Title of the issue or description of the investment.	United States Treasury Bill
d. CUSIP (if any).	9127962Q1

At least one of the following other identifiers:

- ISIN

US9127962Q14

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BMF0406
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	5000000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	4998950.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	4.249815844919

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	U.S. Treasury

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2021-04-22

b. Coupon.

i. Coupon category. (13)	None
ii. Annualized rate.	0.00000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☐ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
—	—	—	—

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
—	—	—

v. Delta (if applicable).

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 305

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	NEWCREST MINING LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8922192
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-510.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Australia Dollar
e. Value. (4)	-27898.92000000
f. Exchange rate.	1.29710097
g. Percentage value compared to net assets of the Fund.	-0.02371803524

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Newcrest Mining Ltd
Title of issue.	Newcrest Mining Ltd

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

AU000000NCM7

- Ticker (if CUSIP and ISIN are not available).

NCM

- Other identifier (if CUSIP, ISIN, and ticker are not available).	6637101
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	30.00000000
vi. Exercise Price Currency Code	Australia Dollar
vii. Expiration date.	2021-05-20
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-3168.77000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 306

Item C.1. Identification of investment.

a. Name of issuer (if any).	CITIGROUP GLOBAL MARKETS INC.
b. LEI (if any) of issuer. (1)	MBNUM2BPBDO7JBLYG310
c. Title of the issue or description of the investment.	AGNICO EAGLE MINES LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8861487
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-117.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-23308.19000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01981526424

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CITIGROUP GLOBAL MARKETS INC.	MBNUM2BPBDO7JBLYG310

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Agnico Eagle Mines Ltd
Title of issue.	Agnico Eagle Mines Ltd

At least one of the following other identifiers:

- CUSIP.

008474108

- ISIN (if CUSIP is not available).

CA0084741085

- Ticker (if CUSIP and ISIN are not available).

AEM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	77.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	1374.40000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 307

Item C.1. Identification of investment.

a. Name of issuer (if any).	ConocoPhillips
b. LEI (if any) of issuer. (1)	WPTL2Z3FIYTHSP5V2253
c. Title of the issue or description of the investment.	ConocoPhillips
d. CUSIP (if any).	20825C104

At least one of the following other identifiers:

- ISIN

US20825C1045

- Ticker (if ISIN is not available).

COP

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	17400.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	695826.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.591550697667

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 308

Item C.1. Identification of investment.

a. Name of issuer (if any).	UBS SECURITIES LLC
b. LEI (if any) of issuer. (1)	T6FIZBDPKLYJKFCRVK44
c. Title of the issue or description of the investment.	MARATHON PETROLEUM CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8755219
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-83.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-46926.13000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.03989385987

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	UBS SECURITIES LLC	T6FIZBDPKLYJKFCRVK44

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Marathon Petroleum Corp
Title of issue.	Marathon Petroleum Corp

At least one of the following other identifiers:

- CUSIP.

56585A102

- ISIN (if CUSIP is not available).

US56585A1025

- Ticker (if CUSIP and ISIN are not available).

MPC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	37.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-38297.26000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 309

Item C.1. Identification of investment.

a. Name of issuer (if any).	TREASURY BILL
b. LEI (if any) of issuer. (1)	254900HROIFWPRGM1V77
c. Title of the issue or description of the investment.	United States Treasury Bill
d. CUSIP (if any).	9127964N6

At least one of the following other identifiers:

- ISIN

US9127964N64

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BN7S9M2
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	10995000.00000000
b. Units	Principal amount
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	10993662.24000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	9.346170692094

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Debt
b. Issuer type. (7)	U.S. Treasury

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

For debt securities, also provide:

a. Maturity date.

2021-03-18

b. Coupon.

i. Coupon category. (13)	None
ii. Annualized rate.	0.00000000
c. Currently in default?	☐ Yes ☒ No
d. Are there any interest payments in arrears? (14)	☐ Yes ☒ No
e. Is any portion of the interest paid in kind? (15)	☐ Yes ☒ No

f. For convertible securities, also provide:

i. Mandatory convertible?	☐ Yes ☐ No
ii. Contingent convertible?	☐ Yes ☐ No

iii. Description of the reference instrument. (16)

Reference Instrument Record	Name of issuer	Title of issue	Currency in which denominated
—	—	—	—

iv. Conversion ratio per US$1000 notional. (17)

Bond Currency Record	Conversion ratio per 1000 units	ISO Currency Code
—	—	—

v. Delta (if applicable).

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 310

Item C.1. Identification of investment.

a. Name of issuer (if any).	RBC CAPITAL MARKETS, LLC
b. LEI (if any) of issuer. (1)	549300LCO2FLSSVFFR64
c. Title of the issue or description of the investment.	KINROSS GOLD CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832439
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-418.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-15747.98000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01338801446

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	RBC CAPITAL MARKETS, LLC	549300LCO2FLSSVFFR64

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Kinross Gold Corp
Title of issue.	Kinross Gold Corp

At least one of the following other identifiers:

- CUSIP.

496902404

- ISIN (if CUSIP is not available).

CA4969024047

- Ticker (if CUSIP and ISIN are not available).

KGC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	9.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	4509.26000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 311

Item C.1. Identification of investment.

a. Name of issuer (if any).	MKM PARTNERS LLC
b. LEI (if any) of issuer. (1)	25490041O5W104HFWA62
c. Title of the issue or description of the investment.	TYSON FOODS INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8918313
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-130.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-17260.76000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01467409182

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MKM PARTNERS LLC	25490041O5W104HFWA62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Tyson Foods Inc
Title of issue.	Tyson Foods Inc

At least one of the following other identifiers:

- CUSIP.

902494103

- ISIN (if CUSIP is not available).

US9024941034

- Ticker (if CUSIP and ISIN are not available).

TSN

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	72.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-626.04000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 312

Item C.1. Identification of investment.

a. Name of issuer (if any).	Diamondback Energy Inc
b. LEI (if any) of issuer. (1)	549300R22LSX6OHWEN64
c. Title of the issue or description of the investment.	Diamondback Energy Inc
d. CUSIP (if any).	25278X109

At least one of the following other identifiers:

- ISIN

US25278X1090

- Ticker (if ISIN is not available).

FANG

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	6500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	314600.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.267454578423

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 313

Item C.1. Identification of investment.

a. Name of issuer (if any).	NEW YORK STOCK EXCHANGE
b. LEI (if any) of issuer. (1)	549300HIIRNTNKXV3M12
c. Title of the issue or description of the investment.	HARMONY GOLD MINING CO LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

HMY 1 C4

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00Q8SF0S5
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-1845.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-132840.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.11293282326

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NEW YORK STOCK EXCHANGE	549300HIIRNTNKXV3M12

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Harmony Gold Mining Co Ltd
Title of issue.	Harmony Gold Mining Co Ltd

At least one of the following other identifiers:

- CUSIP.

413216300

- ISIN (if CUSIP is not available).

US4132163001

- Ticker (if CUSIP and ISIN are not available).

HMY

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	4.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-86767.55000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 314

Item C.1. Identification of investment.

a. Name of issuer (if any).	MONTREAL EXCHANGE
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	CENTERRA GOLD INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Ticker (if ISIN is not available).

CG 4 C19

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	BBG00WSLHW12
Description of other unique identifier.	ID_BB_GLOBAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-500.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	Canada Dollar
e. Value. (4)	-16694.16000000
f. Exchange rate.	1.27290000
g. Percentage value compared to net assets of the Fund.	-0.01419240154

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MONTREAL EXCHANGE	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Centerra Gold Inc
Title of issue.	Centerra Gold Inc

At least one of the following other identifiers:

- CUSIP.

152006102

- ISIN (if CUSIP is not available).

CA1520061021

- Ticker (if CUSIP and ISIN are not available).

0UP5

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	19.00000000
vi. Exercise Price Currency Code	Canada Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-288.55000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 315

Item C.1. Identification of investment.

a. Name of issuer (if any).	Centamin PLC
b. LEI (if any) of issuer. (1)	213800PDI9G7OUKLPV84
c. Title of the issue or description of the investment.	Centamin PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- ISIN

JE00B5TT1872

- Ticker (if ISIN is not available).

CEY

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	B5TT187
Description of other unique identifier.	SEDOL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	175000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United Kingdom Pound
e. Value. (4)	296029.56000000
f. Exchange rate.	0.73126142
g. Percentage value compared to net assets of the Fund.	0.251667073015

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	JERSEY
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 316

Item C.1. Identification of investment.

a. Name of issuer (if any).	HollyFrontier Corp
b. LEI (if any) of issuer. (1)	549300J3U2WK73C9ZK26
c. Title of the issue or description of the investment.	HollyFrontier Corp
d. CUSIP (if any).	436106108

At least one of the following other identifiers:

- ISIN

US4361061082

- Ticker (if ISIN is not available).

HFC

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	6500.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	168025.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.142845058930

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 317

Item C.1. Identification of investment.

a. Name of issuer (if any).	UBS SECURITIES LLC
b. LEI (if any) of issuer. (1)	T6FIZBDPKLYJKFCRVK44
c. Title of the issue or description of the investment.	ONEOK INC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8913790
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-40.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-5891.65000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00500873733

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	UBS SECURITIES LLC	T6FIZBDPKLYJKFCRVK44

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	ONEOK Inc
Title of issue.	ONEOK Inc

At least one of the following other identifiers:

- CUSIP.

682680103

- ISIN (if CUSIP is not available).

US6826801036

- Ticker (if CUSIP and ISIN are not available).

OKE

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	45.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-04-16
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	2026.66000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 318

Item C.1. Identification of investment.

a. Name of issuer (if any).	Northern Dynasty Minerals Ltd
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	Northern Dynasty Minerals Ltd
d. CUSIP (if any).	66510M204

At least one of the following other identifiers:

- ISIN

CA66510M2040

- Ticker (if ISIN is not available).

NAK

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	67085.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	21601.37000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.018364225386

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 319

Item C.1. Identification of investment.

a. Name of issuer (if any).	CANTOR FITZGERALD & CO.
b. LEI (if any) of issuer. (1)	5493004J7H4GCPG6OB62
c. Title of the issue or description of the investment.	BP PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902013
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-139.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-7773.45000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00660853398

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CANTOR FITZGERALD & CO.	5493004J7H4GCPG6OB62

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	BP PLC
Title of issue.	BP PLC

At least one of the following other identifiers:

- CUSIP.

055622104

- ISIN (if CUSIP is not available).

US0556221044

- Ticker (if CUSIP and ISIN are not available).

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	25.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-05-21
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	6399.31000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 320

Item C.1. Identification of investment.

a. Name of issuer (if any).	CITIGROUP GLOBAL MARKETS INC.
b. LEI (if any) of issuer. (1)	MBNUM2BPBDO7JBLYG310
c. Title of the issue or description of the investment.	HESS CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8902107
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-23.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-4188.48000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00356080150

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	CITIGROUP GLOBAL MARKETS INC.	MBNUM2BPBDO7JBLYG310

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Hess Corp
Title of issue.	Hess Corp

At least one of the following other identifiers:

- CUSIP.

42809H107

- ISIN (if CUSIP is not available).

US42809H1077

- Ticker (if CUSIP and ISIN are not available).

HES

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	62.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	3009.48000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 321

Item C.1. Identification of investment.

a. Name of issuer (if any).	SG COWEN SECURITIES CORPORATION
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	PHILLIPS 66
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8570975
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-35.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-8814.53000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00749359950

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	SG COWEN SECURITIES CORPORATION	N/A

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Phillips 66
Title of issue.	Phillips 66

At least one of the following other identifiers:

- CUSIP.

718546104

- ISIN (if CUSIP is not available).

US7185461040

- Ticker (if CUSIP and ISIN are not available).

PSX

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	70.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	17364.15000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 322

Item C.1. Identification of investment.

a. Name of issuer (if any).	NATIONAL BANK OF CANADA
b. LEI (if any) of issuer. (1)	BSGEFEIOM18Y80CKCV46
c. Title of the issue or description of the investment.	NEWMONT CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8792630
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-87.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-16609.75000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.01412064108

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	NATIONAL BANK OF CANADA	BSGEFEIOM18Y80CKCV46

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Newmont Corp
Title of issue.	Newmont Corp

At least one of the following other identifiers:

- CUSIP.

651639106

- ISIN (if CUSIP is not available).

US6516391066

- Ticker (if CUSIP and ISIN are not available).

NEM

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	65.00000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-03-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	15228.97000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 323

Item C.1. Identification of investment.

a. Name of issuer (if any).	JEFFERIES GROUP LLC
b. LEI (if any) of issuer. (1)	NY9Q8VBNB6D1L6YV0J84
c. Title of the issue or description of the investment.	MARATHON PETROLEUM CORP
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8832693
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-27.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-3309.79000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.00281379049

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	JEFFERIES GROUP LLC	NY9Q8VBNB6D1L6YV0J84

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Marathon Petroleum Corp
Title of issue.	Marathon Petroleum Corp

At least one of the following other identifiers:

- CUSIP.

56585A102

- ISIN (if CUSIP is not available).

US56585A1025

- Ticker (if CUSIP and ISIN are not available).

MPC

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	42.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-01-15
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-637.81000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 324

Item C.1. Identification of investment.

a. Name of issuer (if any).	FBN SECURITIES, INC.
b. LEI (if any) of issuer. (1)	549300IZFVXL9ZPJFM37
c. Title of the issue or description of the investment.	BUNGE LTD
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8775717
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-100.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	-84205.14000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	-0.07158630076

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	FBN SECURITIES, INC.	549300IZFVXL9ZPJFM37

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Bunge Ltd
Title of issue.	Bunge Ltd

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

BMG169621056

- Ticker (if CUSIP and ISIN are not available).

- Other identifier (if CUSIP, ISIN, and ticker are not available).	2788713
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	100.00000000
v. Exercise price or rate.	57.50000000
vi. Exercise Price Currency Code	United States Dollar
vii. Expiration date.	2021-02-19
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	-59908.91000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 325

Item C.1. Identification of investment.

a. Name of issuer (if any).	MORGAN STANLEY & CO. LLC
b. LEI (if any) of issuer. (1)	9R7GPTSO7KV3UQJZQ078
c. Title of the issue or description of the investment.	ROYAL DUTCH SHELL PLC
d. CUSIP (if any).	000000000

At least one of the following other identifiers:

- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used	ES8904009
Description of other unique identifier.	INTERNAL

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	-61.00000000
b. Units	Number of contracts
c. Description of other units.
d. Currency. (3)	United Kingdom Pound
e. Value. (4)	-36235.56000000
f. Exchange rate.	0.73126142
g. Percentage value compared to net assets of the Fund.	-0.03080536053

Item C.3. Payoff profile.

a. Payoff profile. (5)

☐ Long ☐ Short ☒ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Derivative-equity
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☐ 1 ☒ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

a. Type of derivative instrument (21)

Option

b. Counterparty.

i. Provide the name and LEI (if any) of counterparty (including a central counterparty).

Counterparty Info Record	Name of counterparty	LEI (if any) of counterparty
#1	MORGAN STANLEY & CO. LLC	9R7GPTSO7KV3UQJZQ078

ii. Type, selected from among the following (put, call). Respond call for warrants.	☐ Put ☒ Call
iii. Payoff profile, selected from among the following (written, purchased). Respond purchased for warrants.	☒ Written ☐ Purchased

3. The reference instrument is neither a derivative or an index (28)

Name of issuer.	Royal Dutch Shell PLC
Title of issue.	Royal Dutch Shell PLC

At least one of the following other identifiers:

- CUSIP.

000000000

- ISIN (if CUSIP is not available).

GB00B03MLX29

- Ticker (if CUSIP and ISIN are not available).

RDSA

- Other identifier (if CUSIP, ISIN, and ticker are not available).	B03MLX2
If other identifier provided, indicate the type of identifier used.	SEDOL

iv. Number of shares or principal amount of underlying reference instrument per contract.

Number of shares.	1000.00000000
v. Exercise price or rate.	1500.00000000
vi. Exercise Price Currency Code	United Kingdom Pound
vii. Expiration date.	2021-06-18
viii. Delta.	XXXX
ix. Unrealized appreciation or depreciation. (24)	25784.91000000

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 326

Item C.1. Identification of investment.

a. Name of issuer (if any).	Pilgrim's Pride Corp
b. LEI (if any) of issuer. (1)	549300ZSLGV64ZL3HD75
c. Title of the issue or description of the investment.	Pilgrim's Pride Corp
d. CUSIP (if any).	72147K108

At least one of the following other identifiers:

- ISIN

US72147K1088

- Ticker (if ISIN is not available).

PPC

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	15000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	294150.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.250069180684

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 327

Item C.1. Identification of investment.

a. Name of issuer (if any).	Marathon Petroleum Corp
b. LEI (if any) of issuer. (1)	3BNYRYQHD39K4LCKQF12
c. Title of the issue or description of the investment.	Marathon Petroleum Corp
d. CUSIP (if any).	56585A102

At least one of the following other identifiers:

- ISIN

US56585A1025

- Ticker (if ISIN is not available).

MPC

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	22195.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	917985.20000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.780417497346

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 328

Item C.1. Identification of investment.

a. Name of issuer (if any).	Baker Hughes Co
b. LEI (if any) of issuer. (1)	N/A
c. Title of the issue or description of the investment.	Baker Hughes Co
d. CUSIP (if any).	05722G100

At least one of the following other identifiers:

- ISIN

US05722G1004

- Ticker (if ISIN is not available).

BKR

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	23000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	479550.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.407685451631

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 329

Item C.1. Identification of investment.

a. Name of issuer (if any).	Suncor Energy Inc
b. LEI (if any) of issuer. (1)	549300W70ZOQDVLCHY06
c. Title of the issue or description of the investment.	Suncor Energy Inc
d. CUSIP (if any).	867224107

At least one of the following other identifiers:

- ISIN

CA8672241079

- Ticker (if ISIN is not available).

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	21000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	352380.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.299572931802

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	CANADA (FEDERAL LEVEL)
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 330

Item C.1. Identification of investment.

a. Name of issuer (if any).	Archer-Daniels-Midland Co
b. LEI (if any) of issuer. (1)	549300LO13MQ9HYSTR83
c. Title of the issue or description of the investment.	Archer-Daniels-Midland Co
d. CUSIP (if any).	039483102

At least one of the following other identifiers:

- ISIN

US0394831020

- Ticker (if ISIN is not available).

ADM

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	48000.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	2419680.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	2.057070865608

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

Schedule of Portfolio Investments Record: 331

Item C.1. Identification of investment.

a. Name of issuer (if any).	Concho Resources Inc
b. LEI (if any) of issuer. (1)	SYHS7HRDXLL4I0IQ8776
c. Title of the issue or description of the investment.	Concho Resources Inc
d. CUSIP (if any).	20605P101

At least one of the following other identifiers:

- ISIN

US20605P1012

- Ticker (if ISIN is not available).

CXO

Item C.2. Amount of each investment.

Balance. (2)

a. Balance	7400.00000000
b. Units	Number of shares
c. Description of other units.
d. Currency. (3)	United States Dollar
e. Value. (4)	431790.00000000
f. Exchange rate.
g. Percentage value compared to net assets of the Fund.	0.367082684099

Item C.3. Payoff profile.

a. Payoff profile. (5)

☒ Long ☐ Short ☐ N/A

Item C.4. Asset and issuer type.

a. Asset type. (6)	Equity-common
b. Issuer type. (7)	Corporate

Item C.5. Country of investment or issuer.

a. ISO country code. (8)	UNITED STATES OF AMERICA
b. Investment ISO country code. (9)

Item C.6. Is the investment a Restricted Security?

a. Is the investment a Restricted Security?

☐ Yes ☒ No

Item C.7. Liquidity classification information.

a. Liquidity classification information. (10)

Category.

N/A

Item C.8. Fair value level.

a. Level within the fair value hierarchy (12)

☒ 1 ☐ 2 ☐ 3 ☐ N/A

Item C.9. Debt securities.

N/A

Item C.10. Repurchase and reverse repurchase agreements.

N/A

Item C.11. Derivatives.

N/A

Item C.12. Securities lending.

a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities?

☐ Yes ☒ No

b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities?

☐ Yes ☒ No

c. Is any portion of this investment on loan by the Fund?

☐ Yes ☒ No

NPORT-P: Part E: Explanatory Notes (if any)

The Fund may provide any information it believes would be helpful in understanding the information reported in response to any Item of this Form. The Fund may also explain any assumptions that it made in responding to any Item of this Form. To the extent responses relate to a particular Item, provide the Item number(s), as applicable.

NPORT-P: Additional notes

Identifier	Note
(1)	LEI (if any) of issuer. In the case of a holding in a fund that is a series of a series trust, report the LEI of the series.
(2)	Balance. Indicate whether amount is expressed in number of shares, principal amount, or other units. For derivatives contracts, as applicable, provide the number of contracts.
(3)	Currency. Indicate the currency in which the investment is denominated.
(4)	Value. Report values in U.S. dollars. If currency of investment is not denominated in U.S. dollars, provide the exchange rate used to calculate value.
(5)	Indicate payoff profile among the following categories (long, short, N/A). For derivatives, respond N/A to this Item and respond to the relevant payoff profile question in Item [C/D].11.
(6)	Asset type (short-term investment vehicle (e.g., money market fund, liquidity pool, or other cash management vehicle), repurchase agreement, equity-common, equity-preferred, debt, derivative-commodity, derivative-credit, derivative-equity, derivative-foreign exchange, derivative-interest rate, derivatives-other, structured note, loan, ABS-mortgage backed security, ABS-asset backed commercial paper, ABS-collateralized bond/debt obligation, ABS-other, commodity, real estate, other). If “other” provide a brief description.
(7)	Issuer type (corporate, U.S. Treasury, U.S. government agency, U.S. government sponsored entity, municipal, non-U.S. sovereign, private fund, registered fund, other). If “other” provide a brief description.
(8)	Report the ISO country code that corresponds to the country where the issuer is organized.
(9)	If different from the country where the issuer is organized, also report the ISO country code that corresponds to the country of investment or issuer based on the concentrations of the risk and economic exposure of the investments.
(10)	Liquidity classification information. For portfolio investments of open-end management investment companies, provide the liquidity classification(s) for each portfolio investment among the following categories as specified in rule 22e-4 [17 CFR 270.22e-4]: Highly Liquid Investments, Moderately Liquid Investments, Less Liquid Investments, Illiquid Investments. For portfolio investments with multiple liquidity classifications, indicate the percentage amount attributable to each classification.
(11)	Funds may choose to indicate the percentage amount of a holding attributable to multiple classification categories only in the following circumstances: (1) if portions of the position have differing liquidity features that justify treating the portions separately; (2) if a fund has multiple sub-advisers with differing liquidity views; or (3) if the fund chooses to classify the position through evaluation of how long it would take to liquidate the entire position (rather than basing it on the sizes it would reasonably anticipated trading). In (1) and (2), a fund would classify using the reasonably anticipated trade size for each portion of the position.
(12)	Indicate the level within the fair value hierarchy in which the fair value measurements fall pursuant to U.S. Generally Accepted Accounting Principles 7 (ASC 820, Fair Value Measurement). [1/2/3] Report "N/A" if the investment does not have a level associated with it (i.e., net asset value used as the practical expedient).
(13)	Select the category that most closely reflects the coupon type among the following (fixed, floating, variable, none).
(14)	Are there any interest payments in arrears or have any coupon payments been legally deferred by the issuer? [Y/N]
(15)	Enter "N" if the interest may be paid in kind but is not actually paid in kind or if the Fund has the option of electing in-kind payment and has elected to be paid in-kind.
(16)	Description of the reference instrument, including the name of issuer, title of issue, and currency in which denominated, as well as CUSIP of reference instrument, ISIN (if CUSIP is not available), ticker (if CUSIP and ISIN are not available), or other identifier (if CUSIP, ISIN, and ticker are not available). If other identifier provided, indicate the type of identifier used.
(17)	Conversion ratio per US$1000 notional, or, if bond currency is not in U.S. dollars, per 1000 units of the relevant currency, indicating the relevant currency. If there is more than one conversion ratio, provide each conversion ratio.
(18)	Select the category that reflects the transaction (repurchase, reverse repurchase). Select "repurchase agreement" if the Fund is the cash lender and receives collateral. Select "reverse repurchase agreement" if the Fund is the cash borrower and posts collateral.
(19)	If multiple securities of an issuer are subject to the repurchase agreement, those securities may be aggregated.
(20)	Category of investments that most closely represents the collateral, selected from among the following (asset-backed securities; agency collateralized mortgage obligations; agency debentures and agency strips; agency mortgage-backed securities; private label collateralized mortgage obligations; corporate debt securities; equities; money market; U.S. Treasuries (including strips); other instrument). If "other instrument", include a brief description, including, if applicable, whether it is a collateralized debt obligation, municipal debt, whole loan, or international debt
(21)	Type of derivative instrument that most closely represents the investment, selected from among the following (forward, future, option, swaption, swap (including but not limited to total return swaps, credit default swaps, and interest rate swaps), warrant, other).
(22)	In the case of a holding in a fund that is a series of a series trust, report the LEI of the series.
(23)	Description and terms of payments necessary for a user of financial information to understand the terms of payments to be paid and received, including, as applicable, description of the reference instrument, obligation, or index, financing rate, floating coupon rate, fixed coupon rate, and payment frequency.
(24)	Depreciation shall be reported as a negative number.
(25)	If the reference instrument is a derivative, indicate the category of derivative from among the categories listed in sub-Item C.11.a. and provide all information required to be reported on this Form for that category.
(26)	If the reference instrument is an index or custom basket, and if the index’s or custom basket’s components are publicly available on a website and are updated on that website no less frequently than quarterly, identify the index and provide the index identifier, if any. If the index’s or custom basket’s components are not publicly available in that manner, and the notional amount of the derivative represents 1% or less of the net asset value of the Fund, provide a narrative description of the index. If the index’s or custom basket’s components are not publicly available in that manner, and the notional amount of the derivative represents more than 5% of the net asset value of the Fund, provide the (i) name, (ii) identifier, (iii) number of shares or notional amount or contract value as of the trade date (all of which would be reported as negative for short positions), and (iv) value of every component in the index or custom basket. The identifier shall include CUSIP of the index’s or custom basket’s components, ISIN (if CUSIP is not available), ticker (if CUSIP and ISIN are not available), or other identifier (if CUSIP, ISIN, and ticker are not available). If other identifier provided, indicate the type of identifier used. If the index’s or custom basket’s components are not publicly available in that manner, and the notional amount of the derivative represents greater than 1%, but 5% or less, of the net asset value of the Fund, Funds shall report the required component information described above, but may limit reporting to the (i) 50 largest components in the index and (ii) any other components where the notional value for that components is over 1% of the notional value of the index or custom basket. An index or custom basket, where the components are publicly available on a website and are updated on that website no less frequently than quarterly.
(27)	If the index’s or custom basket’s components are not publicly available in that manner, and the notional amount of the derivative represents 1% or less of the net asset value of the Fund, provide a narrative description of the index.
(28)	If the reference instrument is neither a derivative or an index, the description of the reference instrument shall include the name of issuer and title of issue, as well as CUSIP of the reference instrument, ISIN (if CUSIP is not available), ticker if (CUSIP and ISIN are not available), or other identifier (if CUSIP, ISIN, and ticker are not available).

NPORT-P: Signatures

The Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Registrant:

GAMCO Natural Resources, Gold & Income Trust

By (Signature):

John C. Ball

Name:

John C. Ball

Title:

Treasurer

Date:

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GNT-A GAMCO Natural Resources Gold and Income Trust

Monthly Portfolio Investments Report on Form N-port (public) (nport-p)

19/02/2021 5:58pm

Edgar (US Regulatory)

NPORT-P: Filer Information

Submission Contact Information

Notification Information

NPORT-P: Part A: General Information

Item A.1. Information about the Registrant.

Item A.2. Information about the Series.

Item A.3. Reporting period.

Item A.4. Final filing

NPORT-P: Part B: Information About the Fund

Item B.1. Assets and liabilities. Report amounts in U.S. dollars.

Item B.2. Certain assets and liabilities. Report amounts in U.S. dollars.

Item B.3. Portfolio level risk metrics.

Item B.4. Securities lending.

Item B.5. Return information.

Item B.6. Flow information.

Item B.7. Highly Liquid Investment Minimum information.

Item B.8. Derivatives Transactions.

NPORT-P: Part C: Schedule of Portfolio Investments

Item C.1. Identification of investment.

Item C.2. Amount of each investment.

Item C.3. Payoff profile.

Item C.4. Asset and issuer type.

Item C.5. Country of investment or issuer.

Item C.6. Is the investment a Restricted Security?

Item C.7. Liquidity classification information.

Item C.8. Fair value level.

Item C.9. Debt securities.

Item C.10. Repurchase and reverse repurchase agreements.

Item C.11. Derivatives.

Item C.12. Securities lending.

Item C.1. Identification of investment.

Item C.2. Amount of each investment.

Item C.3. Payoff profile.

Item C.4. Asset and issuer type.

Item C.5. Country of investment or issuer.

Item C.6. Is the investment a Restricted Security?

Item C.7. Liquidity classification information.

Item C.8. Fair value level.

Item C.9. Debt securities.

Item C.10. Repurchase and reverse repurchase agreements.

Item C.11. Derivatives.

Item C.12. Securities lending.

Item C.1. Identification of investment.

Item C.2. Amount of each investment.

Item C.3. Payoff profile.

Item C.4. Asset and issuer type.

Item C.5. Country of investment or issuer.

Item C.6. Is the investment a Restricted Security?

Item C.7. Liquidity classification information.

Item C.8. Fair value level.

Item C.9. Debt securities.

Item C.10. Repurchase and reverse repurchase agreements.

Item C.11. Derivatives.

Item C.12. Securities lending.

Item C.1. Identification of investment.

Item C.2. Amount of each investment.

Item C.3. Payoff profile.

Item C.4. Asset and issuer type.

Item C.5. Country of investment or issuer.

Item C.6. Is the investment a Restricted Security?

Item C.7. Liquidity classification information.

Item C.8. Fair value level.

Item C.9. Debt securities.

Item C.10. Repurchase and reverse repurchase agreements.