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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Guess Inc | NYSE:GES | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.44 | 1.67% | 26.71 | 27.16 | 26.50 | 27.00 | 204,772 | 15:39:44 |
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UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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Guess?, Inc.
(Name of Issuer)
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December 31, 2016
(Date of Event Which Requires Filing of this Statement)
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o
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Rule 13d-1(b)
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o
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Rule 13d-1(c)
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ý
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Rule 13d-1(d)
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CUSIP No. 401617 10 5
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1.
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Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (Entities Only)
Paul Marciano
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2.
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Check the Appropriate Box if a Member of a Group
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(a)
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o
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(b)
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o
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
United States of America
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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5.
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Sole Voting Power
12,288,533*
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6.
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Shared Voting Power
0
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7.
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Sole Dispositive Power
12,414,608*
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8.
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Shared Dispositive Power
0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
14,258,970*
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
o
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11.
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Percent of Class Represented by Amount in Row (9)
16.8%*
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12.
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Type of Reporting Person
IN
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Manner of Holding
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Number of Shares
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Voting Power
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Investment Power
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Direct
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58,622
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Sole
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Sole
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As sole trustee of Paul Marciano Trust
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8,902,438
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Sole
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Sole
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As investment director of NRG Capital Holdings, LLC and a fiduciary of a member thereof
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1,481,700
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Sole as to 370,425 shares
(none as to remaining shares)
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Sole
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As investment director of G Financial Holdings, LLC
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170,666
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None
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Sole
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As investment director of G Financial Holdings II, LLC
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339,005
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None
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Sole
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As distribution advisor of a member of Carolem Capital, LLC
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1,125,000*
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Sole
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None
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As trustee of certain members of Next Step Capital, LLC
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92,401*
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Sole
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None
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As trustee of a member of Next Step Capital II, LLC
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277,470*
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Sole
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None
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As distribution advisor of Maurice Marciano Special Exempt Trust
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349,491*
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Sole
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None
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As investment advisor of Paul Marciano Special Exempt Trust
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349,491
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None
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Sole
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As trustee of Nonexempt Gift Trust under the Next Step Trust
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370,309**
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Sole
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Sole
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As trustee of Exempt Gift Trust under the Next Step Trust
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105,977**
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Sole
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Sole
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As president of Paul Marciano Foundation
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234,500***
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Sole
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Sole
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Options exercisable within 60 days
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401,900
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Sole
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Sole
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/s/ PAUL MARCIANO
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PAUL MARCIANO
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