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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Gabelli Converitble and Income Securities Fund Inc | NYSE:GCV | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.09 | 2.47% | 3.74 | 3.70 | 3.65 | 3.65 | 25,697 | 01:00:00 |
1(a) NAME OF ISSUER (Please type or print)
|
(b) IRS IDENT. NO.
|
(c) S.E.C. FILE NO.
|
||
Gabelli Convertible & Income Securities Fund Inc.
|
13-3523423
|
811-05715
|
1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE
|
(e) TELEPHONE NO.
|
|
One Corporate Center Rye
NY 10580
|
AREA CODE
914
|
NUMBER
921-5000
|
2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE
SECURITIES ARE TO BE SOLD
|
(b) IRS IDENT. NO.
|
(c) RELATIONSHIP
TO ISSUER
|
(d) ADDRESS STREET CITY STATE ZIP CODE
|
GGCP, Inc.
|
13-3056041
|
See Note
|
191 Mason Street Greenwich CT 06830
|
Title of
the Class
|
Date You
Acquired
|
Nature of Acquisition Transaction
|
Name of Person from Whom Acquired
(if gift, also give date donor acquired)
|
Amount of
Securities Acquired
|
Date of
Payment
|
Nature of Payment
|
Common Stock
|
Various
|
Open Market Purchase
|
Issuer
|
1,137,198
|
Various
|
Cash
|
INSTRUCTIONS:
|
If the securities were purchased and full payment therefore was not made in cash at the time of purchase, explain in the table or in a note thereto
the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments, describe the arrangement and state when the note or other obligation was discharged in full or the
last installment paid.
|
Name and Address of Seller
|
Title of Securities Sold
|
Date of Sale
|
Amount of Securities Sold
|
Gross Proceeds
|
Mario J. Gabelli
One Corporate Center
Rye, NY 10580
|
Common Stock
|
7/16/2020
|
6,000
|
$31,595
|
Associated Capital Group, Inc.
191 Mason Street
Greenwich, CT 06830
|
Common Stock
|
7/23/2020
|
2,000
|
$10,770
|
INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities
are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account
of the person filing this notice.
|
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not
know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading
instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
|
IF RELYING ON RULE 10B5-1 |
The notice shall be signed by the person for whose account the
securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or
printed signatures.
|
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
|
1 Year Gabelli Converitble and ... Chart |
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