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GAM-B General American Investors Company Inc

24.87
0.00 (0.00%)
26 Jul 2024 - Closed
Delayed by 15 minutes
Name Symbol Market Type
General American Investors Company Inc NYSE:GAM-B NYSE Preference Share
  Price Change % Change Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 24.87 0 01:00:00

Annual Statement of Changes in Beneficial Ownership (5)

21/01/2022 8:23pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Priest Jeffrey W
2. Issuer Name and Ticker or Trading Symbol

GENERAL AMERICAN INVESTORS CO INC [GAM]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President & CEO
(Last)          (First)          (Middle)

GENERAL AMERICAN INVESTORS COMPANY, INC.,  530 FIFTH AVE - 26TH FLOOR
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2021 
(Street)

NEW YORK, NY 10036
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Common Stock 12/30/2021  J (1)6347 A$42.7 95862 D  
Common Stock 12/30/2021  J (1)1998 A$42.7 29979 I (2)By Parent 
Common Stock 12/30/2021  J (1)4550 A$42.7 68252 I (2)By Power of Attorney 
Common Stock 12/31/2021  J (3)3892 A (3)31809 I (4)By Thrift Plan Trust 
5.95% Preferred Stock        3200 D  
5.95% Preferred Stock        7739 I (2)By Parent 
5.95% Preferred Stock        16121 I (2)By Power of Attorney 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Shares received in payment of dividends.
(2) Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.
(3) The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.
(4) By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Remarks:
Mr. Priest is no longer is part of the Nonprofit Trust and therefore holdings for this entity are no longer reported.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Priest Jeffrey W
GENERAL AMERICAN INVESTORS COMPANY, INC.
530 FIFTH AVE - 26TH FLOOR
NEW YORK, NY 10036


President & CEO

Signatures
/s/Jeffrey W. Priest1/21/2022
**Signature of Reporting PersonDate

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