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FUL H B Fuller Co

86.17
2.96 (3.56%)
After Hours
Last Updated: 22:34:01
Delayed by 15 minutes
Share Name Share Symbol Market Type
H B Fuller Co NYSE:FUL NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  2.96 3.56% 86.17 86.29 83.32 83.62 420,428 22:34:01

Statement of Changes in Beneficial Ownership (4)

01/11/2021 5:51pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Cai Zhiwei
2. Issuer Name and Ticker or Trading Symbol

FULLER H B CO [ FUL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Executive Vice President, EA
(Last)          (First)          (Middle)

1200 WILLOW LAKE BOULEVARD, P.O. BOX 64683
3. Date of Earliest Transaction (MM/DD/YYYY)

10/29/2021
(Street)

ST. PAUL, MN 55164-0683
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock         26411.0000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Units $0.0000 (1)10/29/2021  A   7.2200     (2) (2)Common Stock 7.2200 $70.5100 3291.4700 (3)D  
Employee Stock Option (Right-to-Buy) $45.0500           1/24/2020 (4)1/24/2029 Common Stock 27472.0000  27472.0000 D  
Employee Stock Option (Right-to-Buy) $48.3500           1/24/2021 (4)1/24/2030 Common Stock 28985.0000  28985.0000 D  
Employee Stock Option (Right-to-Buy) $48.9200           1/23/2015 (5)1/23/2024 Common Stock 2746.0000  2746.0000 D  
Employee Stock Option (Right-to-Buy) $50.1000           1/26/2018 (5)1/26/2027 Common Stock 13033.0000  13033.0000 D  
Employee Stock Option (Right-to-Buy) $51.8900           1/27/2022 (4)1/27/2031 Common Stock 25571.0000  25571.0000 D  
Employee Stock Option (Right-to-Buy) $53.5700           1/25/2019 (5)1/25/2028 Common Stock 16375.0000  16375.0000 D  
Performance Stock Units $0.0000 (6)          1/24/2020 (7)1/24/2022 Common Stock 1023.7400  1023.7400 (8)D  
Restricted Stock Units $0.0000 (9)          1/24/2020 (10)1/24/2022 Common Stock 1038.7700  1038.7700 (11)D  
Restricted Stock Units $0.0000 (9)          1/24/2021 (10)1/24/2023 Common Stock 2035.5100  2035.5100 (11)D  
Restricted Stock Units $0.0000 (9)          1/27/2022 (10)1/27/2024 Common Stock 3273.9200  3273.9200 (11)D  

Explanation of Responses:
(1) These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
(2) These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
(3) Amount includes stock units acquired pursuant to a dividend equivalent feature.
(4) This option vests in three equal annual installments beginning on the date shown.
(5) This option is 100% vested.
(6) These performance stock units convert into shares of common stock on a 1-for-1 basis.
(7) These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
(8) This amount has been adjusted to reflect a decrease in number of performance stock units from the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
(9) These restricted stock units convert into shares of common stock on a 1-for-1 basis.
(10) These restricted stock units vest in three equal annual installments beginning on the date shown.
(11) Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Cai Zhiwei
1200 WILLOW LAKE BOULEVARD
P.O. BOX 64683
ST. PAUL, MN 55164-0683


Executive Vice President, EA

Signatures
/s/ Debra L. Hovland, Attorney-in-Fact11/1/2021
**Signature of Reporting PersonDate

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