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Share Name | Share Symbol | Market | Type |
---|---|---|---|
First Trust High Yield Opportunities 2027 Term Fund | NYSE:FTHY | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.12 | -0.84% | 14.20 | 14.305 | 14.13 | 14.27 | 95,534 | 21:00:11 |
Principal Value | Description | Stated Coupon | Stated Maturity | Value | ||||
CORPORATE BONDS AND NOTES – 89.1% | ||||||||
Aerospace & Defense – 0.9% | ||||||||
$158,000 | Booz Allen Hamilton, Inc. (a) (b) | 3.88% | 09/01/28 | $143,610 | ||||
2,598,000 | TransDigm, Inc. (a) (b) | 6.25% | 03/15/26 | 2,575,773 | ||||
2,579,000 | TransDigm, Inc. (a) (b) | 6.75% | 08/15/28 | 2,591,264 | ||||
5,310,647 | ||||||||
Agricultural Products & Services – 0.1% | ||||||||
623,000 | Lamb Weston Holdings, Inc. (a) (b) | 4.88% | 05/15/28 | 588,941 | ||||
Apparel Retail – 0.8% | ||||||||
4,040,000 | Nordstrom, Inc. (b) | 4.00% | 03/15/27 | 3,528,698 | ||||
1,146,000 | Nordstrom, Inc. (b) | 4.38% | 04/01/30 | 916,800 | ||||
4,445,498 | ||||||||
Application Software – 1.9% | ||||||||
2,239,000 | Alteryx, Inc. (a) (b) | 8.75% | 03/15/28 | 2,162,650 | ||||
5,755,000 | GoTo Group, Inc. (a) (b) | 5.50% | 09/01/27 | 3,374,240 | ||||
3,000,000 | McAfee Corp. (a) (b) | 7.38% | 02/15/30 | 2,627,439 | ||||
1,513,000 | Open Text Holdings, Inc. (a) (b) | 4.13% | 12/01/31 | 1,257,352 | ||||
1,576,000 | RingCentral, Inc. (a) (b) | 8.50% | 08/15/30 | 1,553,834 | ||||
10,975,515 | ||||||||
Automobile Manufacturers – 0.7% | ||||||||
3,369,000 | Ford Motor Co. (b) | 9.63% | 04/22/30 | 3,899,621 | ||||
Automotive Retail – 0.1% | ||||||||
83,000 | Group 1 Automotive, Inc. (a) (b) | 4.00% | 08/15/28 | 73,774 | ||||
333,000 | Penske Automotive Group, Inc. (b) | 3.50% | 09/01/25 | 317,380 | ||||
391,154 | ||||||||
Broadcasting – 13.8% | ||||||||
5,708,000 | Gray Television, Inc. (a) (b) | 5.88% | 07/15/26 | 5,227,918 | ||||
8,201,000 | Gray Television, Inc. (a) (b) | 7.00% | 05/15/27 | 7,369,496 | ||||
3,409,000 | Gray Television, Inc. (a) (b) | 4.75% | 10/15/30 | 2,383,706 | ||||
13,053,000 | iHeartCommunications, Inc. (b) | 8.38% | 05/01/27 | 9,051,907 | ||||
22,177,000 | Nexstar Media, Inc. (a) (b) | 5.63% | 07/15/27 | 20,865,073 | ||||
3,150,000 | Nexstar Media, Inc. (a) (b) | 4.75% | 11/01/28 | 2,766,728 | ||||
611,000 | Scripps Escrow II, Inc. (a) (b) | 3.88% | 01/15/29 | 491,198 | ||||
17,974,000 | Sinclair Television Group, Inc. (a) (b) | 5.63% | 02/15/27 | 14,757,835 | ||||
7,069,000 | Sirius XM Radio, Inc. (a) (b) | 3.13% | 09/01/26 | 6,387,548 | ||||
343,000 | Sirius XM Radio, Inc. (a) (b) | 5.50% | 07/01/29 | 309,169 | ||||
8,350,000 | Tegna Inc. (b) | 4.63% | 03/15/28 | 7,489,225 | ||||
2,027,000 | Univision Communications, Inc. (a) (b) | 6.63% | 06/01/27 | 1,964,432 | ||||
79,064,235 | ||||||||
Building Products – 0.3% | ||||||||
588,000 | Beacon Roofing Supply, Inc (a) (b) | 6.50% | 08/01/30 | 581,532 | ||||
574,000 | Standard Industries, Inc. (a) (b) | 4.75% | 01/15/28 | 529,230 | ||||
858,000 | Standard Industries, Inc. (a) (b) | 4.38% | 07/15/30 | 736,340 | ||||
1,847,102 | ||||||||
Cable & Satellite – 6.8% | ||||||||
323,000 | CCO Holdings, LLC/CCO Holdings Capital Corp. (a) (b) | 5.00% | 02/01/28 | 297,934 | ||||
9,088,000 | CCO Holdings, LLC/CCO Holdings Capital Corp. (a) (b) | 5.38% | 06/01/29 | 8,279,836 | ||||
4,567,000 | CCO Holdings, LLC/CCO Holdings Capital Corp. (a) (b) | 6.38% | 09/01/29 | 4,327,858 | ||||
5,048,000 | CCO Holdings, LLC/CCO Holdings Capital Corp. (a) (b) | 4.75% | 03/01/30 | 4,344,776 | ||||
3,993,000 | CCO Holdings, LLC/CCO Holdings Capital Corp. (a) (b) | 4.50% | 08/15/30 | 3,363,572 |
Principal Value | Description | Stated Coupon | Stated Maturity | Value | ||||
CORPORATE BONDS AND NOTES (Continued) | ||||||||
Cable & Satellite (Continued) | ||||||||
$1,155,000 | CCO Holdings, LLC/CCO Holdings Capital Corp. (a) (b) | 4.25% | 02/01/31 | $948,468 | ||||
1,544,000 | CCO Holdings, LLC/CCO Holdings Capital Corp. (a) (b) | 7.38% | 03/03/31 | 1,536,079 | ||||
2,370,000 | CSC Holdings, LLC (a) (b) | 7.50% | 04/01/28 | 1,508,897 | ||||
667,000 | CSC Holdings, LLC (a) (b) | 11.25% | 05/15/28 | 658,478 | ||||
20,875,000 | CSC Holdings, LLC (a) (b) | 5.75% | 01/15/30 | 11,566,316 | ||||
3,000,000 | CSC Holdings, LLC (a) (b) | 4.63% | 12/01/30 | 1,572,454 | ||||
250,000 | CSC Holdings, LLC (a) (b) | 3.38% | 02/15/31 | 171,927 | ||||
143,000 | Directv Financing, LLC/Directv Financing Co-Obligor, Inc. (a) (b) | 5.88% | 08/15/27 | 126,858 | ||||
38,703,453 | ||||||||
Casinos & Gaming – 4.2% | ||||||||
1,438,000 | Boyd Gaming Corp. (a) (b) | 4.75% | 06/15/31 | 1,267,862 | ||||
1,999,000 | Caesars Entertainment, Inc. (a) (b) | 4.63% | 10/15/29 | 1,751,589 | ||||
77,000 | Caesars Entertainment, Inc. (a) (b) | 7.00% | 02/15/30 | 77,370 | ||||
71,000 | CDI Escrow Issuer, Inc. (a) (b) | 5.75% | 04/01/30 | 66,094 | ||||
9,182,000 | Fertitta Entertainment, LLC/Fertitta Entertainment Finance Co., Inc. (a) (b) | 6.75% | 01/15/30 | 7,590,531 | ||||
930,000 | Light & Wonder (FKA Scientific Games International Inc) (a) (b) | 7.50% | 09/01/31 | 943,860 | ||||
170,000 | MGM Resorts International (b) | 6.75% | 05/01/25 | 170,435 | ||||
582,000 | MGM Resorts International (b) | 5.75% | 06/15/25 | 574,450 | ||||
284,000 | Scientific Games Holdings L.P./Scientific Games US FinCo, Inc. (a) (b) | 6.63% | 03/01/30 | 250,604 | ||||
2,694,000 | Station Casinos, LLC (a) (b) | 4.50% | 02/15/28 | 2,413,555 | ||||
1,624,000 | VICI Properties L.P./VICI Note Co., Inc. (a) (b) | 3.50% | 02/15/25 | 1,557,168 | ||||
7,698,000 | VICI Properties L.P./VICI Note Co., Inc. (a) (b) | 4.25% | 12/01/26 | 7,259,011 | ||||
60,000 | VICI Properties L.P./VICI Note Co., Inc. (a) (b) | 3.75% | 02/15/27 | 55,135 | ||||
23,977,664 | ||||||||
Commercial Printing – 0.2% | ||||||||
471,000 | Multi-Color Corp. (LABL, Inc.) (a) (b) | 10.50% | 07/15/27 | 451,327 | ||||
612,000 | Multi-Color Corp. (LABL, Inc.) (a) (b) | 9.50% | 11/01/28 | 630,678 | ||||
1,082,005 | ||||||||
Construction & Engineering – 0.6% | ||||||||
3,855,000 | Pike Corp. (a) (b) | 5.50% | 09/01/28 | 3,473,168 | ||||
Construction Materials – 0.9% | ||||||||
74,000 | GYP Holdings III Corp. (a) (b) | 4.63% | 05/01/29 | 65,256 | ||||
5,167,000 | Summit Materials, LLC/Summit Materials Finance Corp. (a) (b) | 5.25% | 01/15/29 | 4,845,457 | ||||
4,910,713 | ||||||||
Consumer Finance – 0.6% | ||||||||
811,000 | Black Knight InfoServ, LLC (a) (b) | 3.63% | 09/01/28 | 748,148 | ||||
3,056,000 | FirstCash, Inc. (a) (b) | 4.63% | 09/01/28 | 2,721,079 | ||||
3,469,227 | ||||||||
Diversified Support Services – 0.1% | ||||||||
300,000 | Ritchie Bros. Auctioneers, Inc. (a) (b) | 6.75% | 03/15/28 | 304,050 | ||||
300,000 | Ritchie Bros. Auctioneers, Inc. (a) (b) | 7.75% | 03/15/31 | 310,656 | ||||
614,706 | ||||||||
Electric Utilities – 1.1% | ||||||||
5,275,000 | PG&E Corp. (b) | 5.00% | 07/01/28 | 4,857,392 | ||||
1,588,000 | Vistra Operations Co., LLC (a) (b) | 5.00% | 07/31/27 | 1,494,957 | ||||
6,352,349 |
Principal Value | Description | Stated Coupon | Stated Maturity | Value | ||||
CORPORATE BONDS AND NOTES (Continued) | ||||||||
Electrical Components & Equipment – 0.1% | ||||||||
$333,000 | Sensata Technologies, Inc. (a) (b) | 3.75% | 02/15/31 | $279,355 | ||||
Environmental & Facilities Services – 0.3% | ||||||||
1,907,000 | Waste Pro USA, Inc. (a) (b) | 5.50% | 02/15/26 | 1,799,477 | ||||
Financial Exchanges & Data – 0.2% | ||||||||
1,538,000 | MSCI, Inc. (a) (b) | 3.25% | 08/15/33 | 1,239,117 | ||||
Food Distributors – 0.1% | ||||||||
603,000 | US Foods, Inc. (a) (b) | 4.75% | 02/15/29 | 550,914 | ||||
Health Care Equipment – 0.1% | ||||||||
652,000 | Baxter International, Inc. (b) | 1.32% | 11/29/24 | 617,954 | ||||
Health Care Facilities – 6.7% | ||||||||
1,510,000 | Acadia Healthcare Co., Inc. (a) (b) | 5.00% | 04/15/29 | 1,390,569 | ||||
7,218,000 | HCA, Inc. (b) | 5.88% | 02/15/26 | 7,232,880 | ||||
569,000 | HCA, Inc. (b) | 5.38% | 09/01/26 | 565,027 | ||||
7,842,000 | Select Medical Corp. (a) (b) | 6.25% | 08/15/26 | 7,775,236 | ||||
302,000 | Tenet Healthcare Corp. (b) | 4.88% | 01/01/26 | 293,074 | ||||
19,000,000 | Tenet Healthcare Corp. (b) | 6.25% | 02/01/27 | 18,728,792 | ||||
1,358,000 | Tenet Healthcare Corp. (b) | 5.13% | 11/01/27 | 1,292,654 | ||||
1,329,000 | Tenet Healthcare Corp. (b) | 4.63% | 06/15/28 | 1,225,183 | ||||
38,503,415 | ||||||||
Health Care Services – 1.6% | ||||||||
1,994,000 | DaVita, Inc. (a) (b) | 4.63% | 06/01/30 | 1,712,155 | ||||
551,000 | DaVita, Inc. (a) (b) | 3.75% | 02/15/31 | 439,281 | ||||
10,403,000 | Global Medical Response, Inc. (a) (b) | 6.50% | 10/01/25 | 7,199,495 | ||||
9,350,931 | ||||||||
Health Care Supplies – 2.3% | ||||||||
9,847,000 | Medline Borrower L.P. (a) (b) | 3.88% | 04/01/29 | 8,605,543 | ||||
4,833,000 | Medline Borrower L.P. (a) (b) | 5.25% | 10/01/29 | 4,296,614 | ||||
12,902,157 | ||||||||
Health Care Technology – 2.4% | ||||||||
6,527,000 | AthenaHealth Group, Inc. (a) (b) | 6.50% | 02/15/30 | 5,674,580 | ||||
397,000 | HealthEquity, Inc. (a) (b) | 4.50% | 10/01/29 | 352,546 | ||||
7,520,000 | Verscend Escrow Corp. (a) (b) | 9.75% | 08/15/26 | 7,489,218 | ||||
13,516,344 | ||||||||
Hotels, Resorts & Cruise Lines – 0.0% | ||||||||
289,000 | Wyndham Hotels & Resorts, Inc. (a) (b) | 4.38% | 08/15/28 | 263,828 | ||||
Household Products – 0.6% | ||||||||
1,121,000 | Energizer Holdings, Inc. (a) (b) | 6.50% | 12/31/27 | 1,084,130 | ||||
1,746,000 | Energizer Holdings, Inc. (a) (b) | 4.75% | 06/15/28 | 1,543,563 | ||||
650,000 | Energizer Holdings, Inc. (a) (b) | 4.38% | 03/31/29 | 557,453 | ||||
3,185,146 | ||||||||
Human Resource & Employment Services – 0.1% | ||||||||
314,000 | TriNet Group, Inc. (a) (b) | 7.13% | 08/15/31 | 316,091 | ||||
Independent Power Producers & Energy Traders – 0.4% | ||||||||
2,770,000 | Calpine Corp. (a) (b) | 5.13% | 03/15/28 | 2,526,185 |
Principal Value | Description | Stated Coupon | Stated Maturity | Value | ||||
CORPORATE BONDS AND NOTES (Continued) | ||||||||
Industrial Machinery & Supplies & Components – 1.1% | ||||||||
$6,597,000 | Gates Global, LLC/Gates Corp. (a) (b) | 6.25% | 01/15/26 | $6,537,204 | ||||
Insurance Brokers – 14.3% | ||||||||
17,071,000 | Alliant Holdings Intermediate, LLC/Alliant Holdings Co-Issuer (a) (b) | 6.75% | 10/15/27 | 16,154,202 | ||||
7,588,000 | Alliant Holdings Intermediate, LLC/Alliant Holdings Co-Issuer (a) (b) | 6.75% | 04/15/28 | 7,482,861 | ||||
210,000 | Alliant Holdings Intermediate, LLC/Alliant Holdings Co-Issuer (a) (b) | 5.88% | 11/01/29 | 184,117 | ||||
19,462,000 | AmWINS Group, Inc. (a) (b) | 4.88% | 06/30/29 | 17,483,061 | ||||
8,980,000 | AssuredPartners, Inc. (a) (b) | 7.00% | 08/15/25 | 8,898,953 | ||||
13,689,000 | AssuredPartners, Inc. (a) (b) | 5.63% | 01/15/29 | 11,908,143 | ||||
2,092,000 | BroadStreet Partners, Inc. (a) (b) | 5.88% | 04/15/29 | 1,843,081 | ||||
1,211,000 | GTCR AP Finance, Inc. (a) (b) | 8.00% | 05/15/27 | 1,198,339 | ||||
7,908,000 | HUB International Ltd. (a) (b) | 7.00% | 05/01/26 | 7,900,299 | ||||
4,934,000 | HUB International Ltd. (a) (b) | 5.63% | 12/01/29 | 4,368,683 | ||||
800,000 | National Financial Partners Corp. (NFP) (a) (b) | 6.88% | 08/15/28 | 705,339 | ||||
3,801,000 | Ryan Specialty Group, LLC (a) (b) | 4.38% | 02/01/30 | 3,402,050 | ||||
81,529,128 | ||||||||
Integrated Telecommunication Services – 0.9% | ||||||||
61,000 | Zayo Group Holdings, Inc. (a) (b) | 4.00% | 03/01/27 | 45,770 | ||||
8,267,000 | Zayo Group Holdings, Inc. (a) (b) | 6.13% | 03/01/28 | 5,381,150 | ||||
5,426,920 | ||||||||
Interactive Media & Services – 1.3% | ||||||||
8,270,000 | Cars.com, Inc. (a) (b) | 6.38% | 11/01/28 | 7,655,787 | ||||
Internet Services & Infrastructure – 1.5% | ||||||||
6,210,000 | Go Daddy Operating Co., LLC/GD Finance Co., Inc. (a) (b) | 5.25% | 12/01/27 | 5,952,130 | ||||
2,785,000 | Go Daddy Operating Co., LLC/GD Finance Co., Inc. (a) (b) | 3.50% | 03/01/29 | 2,396,417 | ||||
8,348,547 | ||||||||
Investment Banking & Brokerage – 0.2% | ||||||||
1,045,000 | LPL Holdings, Inc. (a) (b) | 4.63% | 11/15/27 | 977,764 | ||||
IT Consulting & Other Services – 0.4% | ||||||||
613,000 | CDK Global Inc. (Central Parent, Inc.) (a) (b) | 7.25% | 06/15/29 | 605,220 | ||||
2,000,000 | Gartner, Inc. (a) (b) | 4.50% | 07/01/28 | 1,867,033 | ||||
2,472,253 | ||||||||
Leisure Facilities – 0.0% | ||||||||
283,000 | SeaWorld Parks & Entertainment, Inc. (a) (b) | 5.25% | 08/15/29 | 254,347 | ||||
Managed Health Care – 1.7% | ||||||||
6,806,000 | Centene Corp. (b) | 4.25% | 12/15/27 | 6,373,058 | ||||
2,577,000 | MPH Acquisition Holdings, LLC (a) (b) | 5.50% | 09/01/28 | 2,190,796 | ||||
1,296,000 | MPH Acquisition Holdings, LLC (a) (b) | 5.75% | 11/01/28 | 972,227 | ||||
9,536,081 | ||||||||
Metal, Glass & Plastic Containers – 2.5% | ||||||||
903,000 | Ball Corp. (b) | 6.88% | 03/15/28 | 917,479 | ||||
4,227,000 | Ball Corp. (b) | 2.88% | 08/15/30 | 3,461,776 | ||||
5,419,000 | Berry Global, Inc. (a) (b) | 5.63% | 07/15/27 | 5,316,980 | ||||
75,000 | Crown Americas, LLC (b) | 5.25% | 04/01/30 | 70,747 |
Principal Value | Description | Stated Coupon | Stated Maturity | Value | ||||
CORPORATE BONDS AND NOTES (Continued) | ||||||||
Metal, Glass & Plastic Containers (Continued) | ||||||||
$4,222,000 | Owens-Brockway Glass Container, Inc. (a) (b) | 7.25% | 05/15/31 | $4,265,064 | ||||
14,032,046 | ||||||||
Movies & Entertainment – 1.2% | ||||||||
4,380,000 | Live Nation Entertainment, Inc. (a) (b) | 5.63% | 03/15/26 | 4,252,287 | ||||
2,620,000 | Live Nation Entertainment, Inc. (a) (b) | 4.75% | 10/15/27 | 2,443,150 | ||||
394,000 | WMG Acquisition Corp. (a) (b) | 3.00% | 02/15/31 | 321,626 | ||||
7,017,063 | ||||||||
Office Services & Supplies – 0.0% | ||||||||
163,000 | Dun & Bradstreet Corp. (a) (b) | 5.00% | 12/15/29 | 146,438 | ||||
Paper & Plastic Packaging Products & Materials – 3.2% | ||||||||
12,810,000 | Graham Packaging Co., Inc. (a) (b) | 7.13% | 08/15/28 | 11,185,052 | ||||
6,200,000 | Pactiv Evergreen Group Issuer, Inc./Pactiv Evergreen Group Issuer, LLC (a) (b) | 4.00% | 10/15/27 | 5,581,984 | ||||
180,000 | Pactiv, LLC (b) | 7.95% | 12/15/25 | 182,180 | ||||
617,000 | Sealed Air Corp. (a) (b) | 6.13% | 02/01/28 | 606,907 | ||||
566,000 | Sealed Air Corp. (a) (b) | 5.00% | 04/15/29 | 525,738 | ||||
18,081,861 | ||||||||
Personal Care Products – 0.2% | ||||||||
1,389,000 | Prestige Brands, Inc. (a) (b) | 5.13% | 01/15/28 | 1,317,791 | ||||
Research & Consulting Services – 1.0% | ||||||||
973,000 | Clarivate Analytics PLC (Camelot) (a) (b) | 3.88% | 07/01/28 | 858,352 | ||||
6,126,000 | CoreLogic, Inc. (a) (b) | 4.50% | 05/01/28 | 5,013,518 | ||||
5,871,870 | ||||||||
Restaurants – 0.9% | ||||||||
5,088,000 | IRB Holding Corp. (a) (b) | 7.00% | 06/15/25 | 5,092,579 | ||||
Security & Alarm Services – 0.3% | ||||||||
2,000,000 | Brink’s (The) Co. (a) (b) | 4.63% | 10/15/27 | 1,861,640 | ||||
Specialized Consumer Services – 1.3% | ||||||||
2,794,000 | Aramark Services, Inc. (a) (b) | 6.38% | 05/01/25 | 2,801,222 | ||||
4,932,000 | Aramark Services, Inc. (a) (b) | 5.00% | 02/01/28 | 4,605,580 | ||||
7,406,802 | ||||||||
Specialized Finance – 0.2% | ||||||||
1,149,000 | Radiate HoldCo, LLC/Radiate Finance, Inc. (a) (b) | 4.50% | 09/15/26 | 896,670 | ||||
Specialty Chemicals – 1.6% | ||||||||
9,754,000 | Avantor Funding, Inc. (a) (b) | 4.63% | 07/15/28 | 9,063,796 | ||||
Systems Software – 5.5% | ||||||||
2,724,000 | Boxer Parent Co., Inc. (a) (b) | 9.13% | 03/01/26 | 2,728,765 | ||||
1,931,000 | Gen Digital, Inc. (a) (b) | 7.13% | 09/30/30 | 1,946,159 | ||||
1,000,000 | Oracle Corp. (b) | 6.15% | 11/09/29 | 1,041,497 | ||||
1,000,000 | Oracle Corp. (b) | 6.25% | 11/09/32 | 1,047,024 | ||||
1,796,000 | Oracle Corp. (b) | 6.50% | 04/15/38 | 1,895,808 | ||||
22,995,000 | SS&C Technologies, Inc. (a) (b) | 5.50% | 09/30/27 | 22,157,984 | ||||
652,000 | VMware, Inc. (b) | 1.00% | 08/15/24 | 623,357 | ||||
31,440,594 | ||||||||
Trading Companies & Distributors – 1.8% | ||||||||
1,035,000 | SRS Distribution, Inc. (a) (b) | 6.13% | 07/01/29 | 900,920 |
Principal Value | Description | Stated Coupon | Stated Maturity | Value | ||||
CORPORATE BONDS AND NOTES (Continued) | ||||||||
Trading Companies & Distributors (Continued) | ||||||||
$3,884,000 | SRS Distribution, Inc. (a) (b) | 6.00% | 12/01/29 | $3,324,976 | ||||
5,952,000 | United Rentals, Inc. (a) (b) | 6.00% | 12/15/29 | 5,920,890 | ||||
10,146,786 | ||||||||
Total Corporate Bonds and Notes | 509,270,879 | |||||||
(Cost $557,875,693) | ||||||||
Principal Value | Description | Rate (c) | Stated Maturity (d) | Value | ||||
SENIOR FLOATING-RATE LOAN INTERESTS – 21.8% | ||||||||
Application Software – 8.6% | ||||||||
707,558 | Applied Systems, Inc., 2026 Term Loan, 3 Mo. CME Term SOFR + 4.50%, 0.50% Floor (b) | 9.74% | 09/18/26 | 711,149 | ||||
3,500,000 | Epicor Software Corp., Second Lien Term Loan, 1 Mo. CME Term SOFR + CSA + 7.75%, 1.00% Floor (b) | 13.18% | 07/30/28 | 3,527,615 | ||||
8,631,755 | Gainwell Acquisition Corp. (fka Milano), Term Loan B, 3 Mo. CME Term SOFR + CSA + 4.00%, 0.75% Floor (b) | 9.34% | 10/01/27 | 8,513,068 | ||||
4,408,904 | Greeneden U.S. Holdings II, LLC (Genesys Telecommunications Laboratories, Inc.), Initial Dollar Term Loan, 1 Mo. CME Term SOFR + CSA + 4.00%, 0.75% Floor (b) | 9.45% | 12/01/27 | 4,414,437 | ||||
6,414,323 | Informatica Corporation, Initial Term Loan B, 1 Mo. CME Term SOFR + CSA + 2.75%, 0.00% Floor (b) | 8.20% | 10/29/28 | 6,417,338 | ||||
3,131,932 | Internet Brands, Inc. (Web MD/MH Sub I. LLC), 2020 June New Term Loan, 1 Mo. CME Term SOFR + CSA + 3.75%, 1.00% Floor (b) | 9.20% | 09/15/24 | 3,137,146 | ||||
8,877,441 | Internet Brands, Inc. (Web MD/MH Sub I. LLC), 2nd Lien Term Loan, 1 Mo. CME Term SOFR + 6.25%, 0.00% Floor (b) | 11.58% | 02/23/29 | 7,785,516 | ||||
1,876,576 | Internet Brands, Inc. (Web MD/MH Sub I. LLC), Initial Term Loan, 1 Mo. CME Term SOFR + CSA + 3.75%, 0.00% Floor (b) | 9.20% | 09/13/24 | 1,879,982 | ||||
111,260 | ION Trading Technologies Limited, Term Loan B, 3 Mo. CME Term SOFR + CSA + 4.75%, 0.00% Floor (b) | 10.09% | 04/01/28 | 109,208 | ||||
5,813,300 | LogMeIn, Inc. (GoTo Group, Inc.), Term Loan B, 3 Mo. CME Term SOFR + CSA + 4.75%, 0.00% Floor (b) | 10.27% | 08/31/27 | 3,776,843 | ||||
1,334,014 | Open Text Corp. (GXS), Term Loan B, 1 Mo. CME Term SOFR + CSA + 1.75%, 0.00% Floor (b) | 7.18% | 05/30/25 | 1,337,162 | ||||
3,538,182 | RealPage, Inc., Second Lien Term Loan, 1 Mo. CME Term SOFR + CSA + 6.50%, 0.75% Floor (b) | 11.95% | 04/22/29 | 3,563,233 | ||||
1,196,962 | Ultimate Kronos Group (UKG, Inc.), 2021 Term Loan, 3 Mo. CME Term SOFR + CSA + 3.25%, 0.50% Floor (b) | 8.62% | 05/03/26 | 1,198,632 | ||||
2,675,976 | Ultimate Kronos Group (UKG, Inc.), Initial Term Loan B, 3 Mo. CME Term SOFR + CSA + 3.75%, 0.00% Floor (b) | 9.22% | 05/03/26 | 2,680,017 | ||||
49,051,346 | ||||||||
Cable & Satellite – 0.3% | ||||||||
1,546,450 | Cablevision (aka CSC Holdings, LLC), March 2017 Term Loan B-1, 1 Mo. LIBOR + 2.25%, 0.00% Floor (b) | 7.67% | 07/17/25 | 1,494,257 | ||||
Education Services – 0.0% | ||||||||
142,291 | Ascensus Holdings, Inc. (Mercury), Second Lien Term Loan, 3 Mo. CME Term SOFR + CSA + 6.50%, 0.50% Floor | 12.03% | 08/02/29 | 134,999 | ||||
Electric Utilities – 0.5% | ||||||||
2,984,616 | PG&E Corp., Term Loan B, 1 Mo. CME Term SOFR + CSA + 3.00%, 0.50% Floor (b) | 8.45% | 06/23/25 | 2,986,899 |
Principal Value | Description | Rate (c) | Stated Maturity (d) | Value | ||||
SENIOR FLOATING-RATE LOAN INTERESTS (Continued) | ||||||||
Electronic Equipment & Instruments – 0.5% | ||||||||
$2,929,026 | Verifone Systems, Inc., Term Loan B, 3 Mo. CME Term SOFR + CSA + 4.00%, 0.00% Floor (b) | 9.65% | 08/20/25 | $2,721,021 | ||||
Health Care Facilities – 0.4% | ||||||||
2,436,864 | Select Medical Corp., Tranche B-1, 1 Mo. CME Term SOFR + 3.00%, 0.00% Floor (b) | 8.33% | 03/08/27 | 2,440,922 | ||||
Health Care Technology – 6.6% | ||||||||
2,551,979 | Ciox Health (Healthport/CT Technologies Intermediate Holdings, Inc.), New Term Loan B, 1 Mo. CME Term SOFR + CSA + 4.25%, 0.75% Floor (b) | 9.70% | 12/16/25 | 2,418,919 | ||||
9,344,060 | Navicure, Inc. (Waystar Technologies, Inc.), Term Loan B, 1 Mo. CME Term SOFR + CSA + 4.00%, 0.00% Floor (b) | 9.45% | 10/23/26 | 9,359,664 | ||||
17,740,413 | Verscend Technologies, Inc. (Cotiviti), New Term Loan B-1, 1 Mo. CME Term SOFR + CSA + 4.00%, 0.00% Floor (b) | 9.45% | 08/27/25 | 17,759,395 | ||||
7,971,906 | Zelis Payments Buyer, Inc., New Term Loan B-1, 1 Mo. CME Term SOFR + CSA + 3.50%, 0.00% Floor (b) | 8.95% | 09/30/26 | 7,987,252 | ||||
37,525,230 | ||||||||
Hotels, Resorts & Cruise Lines – 0.2% | ||||||||
875,033 | Four Seasons Holdings, Inc., 2023 Repricing Term Loan, 1 Mo. CME Term SOFR + CSA + 2.50%, 0.50% Floor (b) | 7.93% | 11/30/29 | 877,312 | ||||
Industrial Machinery & Supplies & Components – 0.2% | ||||||||
1,327,077 | Filtration Group Corporation, 2023 Extended Term Loan, 1 Mo. CME Term SOFR + CSA + 4.25%, 0.50% Floor (b) | 9.70% | 10/21/28 | 1,332,465 | ||||
Insurance Brokers – 3.1% | ||||||||
6,486,925 | HUB International Ltd., 2023 Refinancing Term Loan B-5, 3 Mo. CME Term SOFR + 4.25%, 0.75% Floor (b) | 9.58% | 06/20/30 | 6,515,662 | ||||
941,423 | HUB International Ltd., Term Loan B4, 3 Mo. CME Term SOFR + 4.00%, 0.75% Floor (b) | 9.37% | 11/10/29 | 944,276 | ||||
5,349,683 | Ryan Specialty Group, LLC, Term Loan B, 1 Mo. CME Term SOFR + CSA + 3.00%, 0.75% Floor (b) | 8.43% | 09/01/27 | 5,361,398 | ||||
5,164,108 | USI, Inc. (fka Compass Investors Inc.), 2021 New Term Loans, 3 Mo. LIBOR + 3.25%, 0.00% Floor (b) | 8.79% | 12/02/26 | 5,173,791 | ||||
17,995,127 | ||||||||
Integrated Telecommunication Services – 0.1% | ||||||||
451,969 | Altice France S.A., Term Loan B-13, 3 Mo. LIBOR + 4.00%, 0.00% Floor (b) | 9.63% | 08/14/26 | 426,546 | ||||
61,000 | Zayo Group Holdings, Inc., Initial Dollar Term Loan, 1 Mo. CME Term SOFR + CSA + 3.00%, 0.00% Floor (b) | 8.45% | 03/09/27 | 49,041 | ||||
475,587 | ||||||||
Security & Alarm Services – 0.1% | ||||||||
726,880 | Garda World Security Corp., Term Loan B-2, 1 Mo. CME Term SOFR + CSA + 4.25%, 0.00% Floor (b) | 9.67% | 10/30/26 | 727,465 | ||||
Specialized Finance – 0.3% | ||||||||
1,651,014 | WCG Purchaser Corp. (WIRB-Copernicus Group), Term Loan B, 1 Mo. CME Term SOFR + 4.00%, 1.00% Floor (b) | 9.45% | 01/08/27 | 1,638,632 | ||||
Systems Software – 0.3% | ||||||||
1,812,658 | BMC Software Finance, Inc. (Boxer Parent), 2021 Replacement Dollar Term Loan, 1 Mo. CME Term SOFR + CSA + 3.75%, 0.00% Floor (b) | 9.20% | 10/02/25 | 1,814,326 |
Principal Value | Description | Rate (c) | Stated Maturity (d) | Value | ||||
SENIOR FLOATING-RATE LOAN INTERESTS (Continued) | ||||||||
Wireless Telecommunication Services – 0.6% | ||||||||
$3,528,457 | SBA Senior Finance II LLC, Term Loan B, 1 Mo. CME Term SOFR + CSA + 1.75%, 0.00% Floor (b) | 7.19% | 04/11/25 | $3,533,573 | ||||
Total Senior Floating-Rate Loan Interests | 124,749,161 | |||||||
(Cost $127,646,307) | ||||||||
Principal Value | Description | Stated Coupon | Stated Maturity | Value | ||||
FOREIGN CORPORATE BONDS AND NOTES – 9.0% | ||||||||
Application Software – 1.9% | ||||||||
1,721,000 | ION Trading Technologies S.A.R.L. (a) (b) | 5.75% | 05/15/28 | 1,512,005 | ||||
1,162,000 | Open Text Corp. (a) (b) | 6.90% | 12/01/27 | 1,178,390 | ||||
6,881,000 | Open Text Corp. (a) (b) | 3.88% | 02/15/28 | 6,129,902 | ||||
2,108,000 | Open Text Corp. (a) (b) | 3.88% | 12/01/29 | 1,789,769 | ||||
10,610,066 | ||||||||
Automotive Parts & Equipment – 0.3% | ||||||||
1,971,000 | Clarios Global LP (Power Solutions) (a) (b) | 8.50% | 05/15/27 | 1,994,538 | ||||
Building Products – 0.2% | ||||||||
973,000 | Cemex S.A.B. de C.V. (a) | 5.45% | 11/19/29 | 935,441 | ||||
Data Processing & Outsourced Services – 0.8% | ||||||||
5,748,000 | Paysafe Finance PLC/Paysafe Holdings US Corp. (a) (b) | 4.00% | 06/15/29 | 4,877,552 | ||||
Environmental & Facilities Services – 1.1% | ||||||||
473,000 | GFL Environmental, Inc. (a) (b) | 3.75% | 08/01/25 | 450,783 | ||||
3,000,000 | GFL Environmental, Inc. (a) (b) | 5.13% | 12/15/26 | 2,905,681 | ||||
1,300,000 | GFL Environmental, Inc. (a) (b) | 4.00% | 08/01/28 | 1,161,703 | ||||
1,686,000 | GFL Environmental, Inc. (a) (b) | 4.75% | 06/15/29 | 1,528,960 | ||||
6,047,127 | ||||||||
Integrated Telecommunication Services – 1.4% | ||||||||
1,110,000 | Altice France S.A. (a) (b) | 10.50% | 05/15/27 | 603,291 | ||||
2,511,000 | Altice France S.A. (a) (b) | 5.50% | 01/15/28 | 1,883,994 | ||||
1,000,000 | Altice France S.A. (a) (b) | 5.13% | 01/15/29 | 713,893 | ||||
4,590,000 | Altice France S.A. (a) (b) | 5.13% | 07/15/29 | 3,248,925 | ||||
1,959,000 | Altice France S.A. (a) (b) | 5.50% | 10/15/29 | 1,416,789 | ||||
7,866,892 | ||||||||
Metal, Glass & Plastic Containers – 0.2% | ||||||||
1,404,000 | Trivium Packaging Finance B.V. (a) (b) | 5.50% | 08/15/26 | 1,325,803 | ||||
Restaurants – 2.1% | ||||||||
14,344,000 | 1011778 BC ULC/New Red Finance, Inc. (a) (b) | 4.00% | 10/15/30 | 12,164,446 | ||||
Security & Alarm Services – 0.0% | ||||||||
93,000 | Garda World Security Corp. (a) (b) | 7.75% | 02/15/28 | 92,402 | ||||
Trading Companies & Distributors – 1.0% | ||||||||
2,721,000 | VistaJet Malta Finance PLC/XO Management Holding, Inc. (a) (b) | 7.88% | 05/01/27 | 2,465,267 | ||||
3,858,000 | VistaJet Malta Finance PLC/XO Management Holding, Inc. (a) (b) | 6.38% | 02/01/30 | 3,168,970 | ||||
5,634,237 | ||||||||
Total Foreign Corporate Bonds and Notes | 51,548,504 | |||||||
(Cost $56,069,002) |
Shares | Description | Value | ||
COMMON STOCKS – 0.0% | ||||
Pharmaceuticals – 0.0% | ||||
220,989 | Akorn, Inc. (e) (f) (g) | $149,167 | ||
(Cost $2,534,056) | ||||
MONEY MARKET FUNDS – 0.5% | ||||
2,990,266 | Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio - Institutional Class - 5.21% (b) (h) | 2,990,266 | ||
(Cost $2,990,266) | ||||
Total Investments – 120.4% | 688,707,977 | |||
(Cost $747,115,324) | ||||
Outstanding Loan – (21.9)% | (125,000,000) | |||
Net Other Assets and Liabilities – 1.5% | 8,328,769 | |||
Net Assets – 100.0% | $572,036,746 |
(a) | This security, sold within the terms of a private placement memorandum, is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”), and may be resold in transactions exempt from registration, normally to qualified institutional buyers. Pursuant to procedures adopted by the Fund’s Board of Trustees, this security has been determined to be liquid by First Trust Advisors L.P. (the “Advisor”). Although market instability can result in periods of increased overall market illiquidity, liquidity for each security is determined based on security specific factors and assumptions, which require subjective judgment. At August 31, 2023, securities noted as such amounted to $484,444,985 or 84.7% of net assets. |
(b) | All or a portion of this security serves as collateral on the outstanding loan. |
(c) | Senior Floating-Rate Loan Interests (“Senior Loans”) in which the Fund invests pay interest at rates which are periodically predetermined by reference to a base lending rate plus a premium. These base lending rates are generally (i) the lending rate offered by one or more major European banks, such as the LIBOR, (ii) the SOFR obtained from the U.S. Department of the Treasury’s Office of Financial Research or another major financial institution, (iii) the prime rate offered by one or more United States banks or (iv) the certificate of deposit rate. Certain Senior Loans are subject to a LIBOR or SOFR floor that establishes a minimum LIBOR or SOFR rate. When a range of rates is disclosed, the Fund holds more than one contract within the same tranche with identical LIBOR or SOFR period, spread and floor, but different LIBOR or SOFR reset dates. |
(d) | Senior Loans generally are subject to mandatory and/or optional prepayment. As a result, the actual remaining maturity of Senior Loans may be substantially less than the stated maturities shown. |
(e) | This issuer has filed for protection in bankruptcy court. |
(f) | Security received in a transaction exempt from registration under the 1933 Act. The security may be resold pursuant to an exemption from registration under the 1933 Act, typically to qualified institutional buyers (see Restricted Securities table). |
(g) | Non-income producing security. |
(h) | Rate shown reflects yield as of August 31, 2023. |
Abbreviations throughout the Portfolio of Investments: | |
CME | Chicago Mercantile Exchange |
CSA | Credit Spread Adjustment |
LIBOR | London Interbank Offered Rate |
SOFR | Secured Overnight Financing Rate |
• | Level 1 – Level 1 inputs are quoted prices in active markets for identical investments. |
• | Level 2 – Level 2 inputs are observable inputs, either directly or indirectly. (Quoted prices for similar investments, valuations based on interest rates and yield curves, or valuations derived from observable market data.) |
• | Level 3 – Level 3 inputs are unobservable inputs that may reflect the reporting entity’s own assumptions about the assumptions that market participants would use in pricing the investment. |
Total Value at 8/31/2023 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |
Corporate Bonds and Notes* | $ 509,270,879 | $ — | $ 509,270,879 | $ — |
Senior Floating-Rate Loan Interests* | 124,749,161 | — | 124,749,161 | — |
Foreign Corporate Bonds and Notes* | 51,548,504 | — | 51,548,504 | — |
Common Stocks* | 149,167 | — | 149,167 | — |
Money Market Funds | 2,990,266 | 2,990,266 | — | — |
Total Investments | $ 688,707,977 | $ 2,990,266 | $ 685,717,711 | $— |
* | See Portfolio of Investments for industry breakout. |
Security | Acquisition Date | Shares | Current Price | Carrying Cost | Value | % of Net Assets |
Akorn, Inc. | 10/15/2020 | 220,989 | $0.68 | $2,534,056 | $149,167 | 0.03% |
1 Year First Trust High Yield O... Chart |
1 Month First Trust High Yield O... Chart |
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