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FSK FS KKR Capital Corp

19.399
0.279 (1.46%)
01 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
FS KKR Capital Corp NYSE:FSK NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.279 1.46% 19.399 19.335 19.10 19.10 1,044,213 23:22:51

Statement of Changes in Beneficial Ownership (4)

02/06/2020 9:47pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Pietrzak Daniel
2. Issuer Name and Ticker or Trading Symbol

FS KKR Capital Corp [ FSK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Co-President and CIO
(Last)          (First)          (Middle)

C/O FS KKR CAPITAL CORP., 201 ROUSE BOULEVARD
3. Date of Earliest Transaction (MM/DD/YYYY)

5/29/2020
(Street)

PHILADELPHIA, PA 19112
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 5/29/2020  S(1)(2)  65680 D$3.7019 39648 D  
Common Stock 6/1/2020  S(1)(2)  29648 D$3.7489 10000 D  
Common Stock         40000 (3)I IRA 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) The sales were effected in multiple transactions at prices ranging from (i) $3.69 to $3.72, inclusive, on May 29, 2020 and (ii) $3.741 and $3.755, inclusive, on June 1, 2020. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction.
(2) The reported transaction involves a disposition of 95,328 shares of the issuer by the reporting person to facilitate a re-investment of the proceeds from such disposition into the equity interests of an investment fund that will invest from time to time in shares of the issuer, as previously disclosed by the issuer on May 27, 2020. The reporting person does not exercise investment or voting control over the fund.
(3) Includes 10,000 shares that were previously incorrectly reported as being directly owned by the reporting person when such shares were owned through the reporting person's IRA.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Pietrzak Daniel
C/O FS KKR CAPITAL CORP.
201 ROUSE BOULEVARD
PHILADELPHIA, PA 19112


Co-President and CIO

Signatures
/s/ Stephen S. Sypherd, Attorney-in-Fact6/2/2020
**Signature of Reporting PersonDate

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