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FLC Flaherty and Crumrine Total Return Fund Inc

17.2328
0.0228 (0.13%)
Last Updated: 19:04:09
Delayed by 15 minutes
Share Name Share Symbol Market Type
Flaherty and Crumrine Total Return Fund Inc NYSE:FLC NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.0228 0.13% 17.2328 17.3299 17.12 17.17 25,607 19:04:09

- Statement of Changes in Beneficial Ownership (4)

10/08/2011 5:58pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ETTINGER ROBERT M
2. Issuer Name and Ticker or Trading Symbol

FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC [ FLC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
President
(Last)          (First)          (Middle)

301 E COLORADO BLVD STE 720
3. Date of Earliest Transaction (MM/DD/YYYY)

8/9/2011
(Street)

PASADENA, CA 91101
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   (1) 8/9/2011     P    100   A $15.75   28400   D    
Common Stock   8/9/2011     P    100   A $15.78   28500   D    
Common Stock   8/9/2011     P    900   A $15.80   29400   D    
Common Stock   8/9/2011     P    200   A $15.85   29600   D    
Common Stock   8/9/2011     P    328   A $15.89   29928   D    
Common Stock   8/9/2011     P    100   A $15.82   30028   D    
Common Stock   8/9/2011     P    100   A $15.90   30128   D    
Common Stock   8/9/2011     P    300   A $15.83   30428   D    
Common Stock   8/9/2011     P    100   A $15.95   30528   D    
Common Stock   8/9/2011     P    300   A $15.84   30828   D    
Common Stock   8/9/2011     P    100   A $15.85   30928   D    
Common Stock   8/9/2011     P    200   A $15.98   31128   D    
Common Stock   8/9/2011     P    2644   A $15.999   33772   D    
Common Stock   8/9/2011     P    400   A $15.85   34172   D    
Common Stock   8/9/2011     P    200   A $15.92   34372   D    
Common Stock   8/9/2011     P    1400   A $15.979   35772   D    
Common Stock   8/9/2011     P    2300   A $16   38072   D    
Common Stock   8/9/2011     P    228   A $15.86   38300   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  Mr. Ettinger also indirectly holds an additional 4,198 shares of the Fund through his ownership of 27.5% of Flaherty & Crumrine Incorporated.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
ETTINGER ROBERT M
301 E COLORADO BLVD STE 720
PASADENA, CA 91101


President

Signatures
Robert M. Ettinger 8/9/2011
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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