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FDS FactSet Research Systems Inc

428.25
4.89 (1.16%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
FactSet Research Systems Inc NYSE:FDS NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  4.89 1.16% 428.25 431.28 425.79 426.30 197,396 01:00:00

Annual Statement of Changes in Beneficial Ownership (5)

19/09/2019 10:01pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[X] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0                       

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Robie Robert J.

2. Issuer Name and Ticker or Trading Symbol

FACTSET RESEARCH SYSTEMS INC [FDS]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP, Head of Trading&Analytics

(Last)          (First)          (Middle)

C/O FACTSET RESEARCH SYSTEMS INC.,  601 MERRITT 7

3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
8/31/2019 
(Street)

NORWALK, CT 06851

(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)

 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person


Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy) $166.1800   3      (1)6/30/2027 Common Stock 11617  9293 (2)D  

Explanation of Responses:
(1) The options granted on June 30, 2017 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
(2) The initial grant of 11,617 were reduced by an option exercise in the amount of 2,324 on March 27, 2019, resulting in securities beneficially owned following the transaction of 9,293. The March 27, 2019 exercise was properly reported in a Form 4 dated March 29, 2019.

Remarks:
Due to administrative oversight by FactSet Research Systems Inc. ("FactSet"), this stock option grant was not reported as part of Mr. Robie's initial holdings in his Form 3 at the time he became a director of FactSet on September 1, 2018, which was filed on September 11, 2018. This Report on Form 5 is being filed to correct FactSet's oversight in that regard.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Robie Robert J.
C/O FACTSET RESEARCH SYSTEMS INC.
601 MERRITT 7
NORWALK, CT 06851


EVP, Head of Trading&Analytics

Signatures
/s/ Robert J. Robie9/19/2019
**Signature of Reporting PersonDate

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