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Share Name | Share Symbol | Market | Type |
---|---|---|---|
First Trust abrdn Global Opportunity Income Fund | NYSE:FAM | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.06 | -0.95% | 6.27 | 6.2999 | 6.22 | 6.22 | 23,075 | 01:00:00 |
1
|
NAME OF REPORTING PERSON
Karpus Investment Management
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
2,267,028
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
2,505,195
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,505,195
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.64%
|
||
14
|
TYPE OF REPORTING PERSON
IA
|
1
|
NAME OF REPORTING PERSON
George W. Karpus
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC, PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
5,996
*
|
|
8
|
SHARED VOTING POWER
6,746
*
|
||
9
|
SOLE DISPOSITIVE POWER
5,996
*
|
||
10
|
SHARED DISPOSITIVE POWER
6,746
*
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,742
*
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
Item 2.
|
Identity and Background.
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
Item 4.
|
Purpose of Transaction.
|
Item 5.
|
Interest in Securities of the Issuer.
|
A
.
|
Karpus Investment Management
|
|
(a)
|
As of the close of business on
January 23, 2020
,
Karpus Investment Management
beneficially owned
2,505,195
Shares held in the Accounts.
|
|
(b)
|
1. Sole power to vote or direct vote:
2,267,028
|
|
2. Shared power to vote or direct vote:
0
|
|
3. Sole power to dispose or direct the disposition:
2,505,195
|
|
4. Shared power to dispose or direct the disposition:
0
|
|
(c)
|
The transactions in the Shares by
Karpus Investment Management
over the last 60 days are set forth in Schedule B and incorporated herein by reference.
|
B
.
|
George W. Karpus
|
|
(a)
|
As of the close of business on
January 23, 2020
,
George W. Karpus
beneficially owned
5,996
Shares. In addition,
George W. Karpus
may be deemed to beneficially own the
6,746
Shares held in the Karpus Entities.
|
|
(b)
|
1. Sole power to vote or direct vote:
5,996
|
|
2. Shared power to vote or direct vote:
6,746
|
|
3. Sole power to dispose or direct the disposition:
5,996
|
|
4. Shared power to dispose or direct the disposition:
6,746
|
|
(c)
|
Neither
George W. Karpus
nor the Karpus Entities have had any transactions in the Shares for the past 60 days.
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer..
|
Item 7.
|
Materials to be Filed as Exhibits..
|
KARPUS MANAGEMENT, INC.
|
|||
By:
|
/s/ Jodi Hedberg
|
||
Name:
|
Jodi Hedberg
|
||
Title:
|
Chief Compliance Officer
|
Name
|
Position & Present Principal Occupation
|
Business Address
|
Shares Owned
|
George W. Karpus
|
President, CEO, and Chairman of the Board
|
183 Sully’s Trail, Pittsford, New York 14534
|
See Above
|
Kathleen Finnerty Crane
|
Chief Financial Officer
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Dana R. Consler
|
Executive Vice President
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Thomas M. Duffy
|
Vice President
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Sharon L. Thornton
|
Executive Vice President
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Daniel L. Lippincott, CFA
|
Sr. Tax-Sensitive Manager and Director of Investment Personnel
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Nature of the Transaction
|
Securities
Purchased/(Sold)
|
Price Per
Share($)
|
Date of
Purchase / Sale
|
Purchase of Common Stock
|
2,302
|
$10.82
|
11/25/2019
|
Sale of Common Stock
|
(4,900)
|
$11.17
|
12/16/2019
|
Sale of Common Stock
|
(4,575)
|
$11.22
|
12/20/2019
|
Sale of Common Stock
|
(2,300)
|
$11.21
|
1/7/2020
|
Sale of Common Stock
|
(275)
|
$11.26
|
1/13/2020
|
Sale of Common Stock
|
(475)
|
$11.32
|
1/14/2020
|
Sale of Common Stock
|
(49,437)
|
$11.48
|
1/17/2020
|
Sale of Common Stock
|
(31,049)
|
$11.55
|
1/21/2020
|
Sale of Common Stock
|
(33,175)
|
$11.55
|
1/22/2020
|
Sale of Common Stock
|
(100)
|
$11.60
|
1/23/2020
|
Sale of Common Stock
|
(6,670)
|
$11.59
|
1/24/2020
|
|
|
|
|
|
|
|
|
1 Year First Trust abrdn Global... Chart |
1 Month First Trust abrdn Global... Chart |
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