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ETR Entergy Corp

106.935
-0.235 (-0.22%)
Last Updated: 19:36:16
Delayed by 15 minutes
Share Name Share Symbol Market Type
Entergy Corp NYSE:ETR NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.235 -0.22% 106.935 107.53 105.855 106.53 591,372 19:36:16

Statement of Changes in Beneficial Ownership (4)

24/02/2020 10:51pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

FONTAN KIMBERLY A.
2. Issuer Name and Ticker or Trading Symbol

ENTERGY CORP /DE/ [ ETR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP, Chief Accounting Officer
(Last)          (First)          (Middle)

C/O ENTERGY CORPORATION LEGAL DEPARTMENT, 639 LOYOLA AVENUE, 26TH FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

2/21/2020
(Street)

NEW ORLEANS, LA 70113
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/21/2020  M  2500 A$78.08 8077 D  
Common Stock 2/21/2020  S  2400 D$130.27 (1)5677 D  
Common Stock 2/21/2020  S  100 D$131.05 5577 D  
Common Stock 2/21/2020  M  3000 A$89.19 8577 D  
Common Stock 2/21/2020  S  2900 D$130.29 (2)5677 D  
Common Stock 2/21/2020  S  100 D$131.05 5577 D  
Common Stock 2/21/2020  S  1900 D$130.27 (3)3677 D  
Common Stock 2/21/2020  S  100 D$131.05 3577 D  
Common Stock         2103 I By 401(k) 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) $78.08 2/21/2020  M     2500  1/25/2020 1/25/2028 Common Stock 2500 $0 2500 D  
Employee Stock Option (Right to Buy) $89.19 2/21/2020  M     3000  1/31/2020 1/31/2029 Common Stock 3000 $0 6000 D  

Explanation of Responses:
(1) The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.02 to $130.86. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
(2) The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.03 to $130.91. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
(3) The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.05 to $130.86. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
FONTAN KIMBERLY A.
C/O ENTERGY CORPORATION LEGAL DEPARTMENT
639 LOYOLA AVENUE, 26TH FLOOR
NEW ORLEANS, LA 70113


SVP, Chief Accounting Officer

Signatures
/s/ Daniel T. Falstad by power of attorney2/24/2020
**Signature of Reporting PersonDate

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