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ENZ Enzo Biochem Inc

1.045
0.005 (0.48%)
Last Updated: 16:58:59
Delayed by 15 minutes
Share Name Share Symbol Market Type
Enzo Biochem Inc NYSE:ENZ NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.005 0.48% 1.045 1.05 1.03 1.05 7,275 16:58:59

Amended Statement of Changes in Beneficial Ownership (4/a)

27/02/2020 10:00pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

WEINER BARRY W
2. Issuer Name and Ticker or Trading Symbol

ENZO BIOCHEM INC [ ENZ ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
PRESIDENT AND TREASURER
(Last)          (First)          (Middle)

C/O ENZO BIOCHEM, INC., 527 MADISON AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

2/24/2020
(Street)

NEW YORK, NY 10022
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

2/26/2020 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (to acquire Common Stock) $2.20 2/24/2020  A   116900    2/24/2021 (1)2/24/2025 Common Stock 116900 $0 268389 (2)D  

Explanation of Responses:
(1) The Reporting Person was granted 116,900 stock options. The stock options have a five-year term and will vest in two equal installments, one on the first anniversary of the grant date and the other on the second anniversary of the grant date.
(2) Does not include 25,300 Performance Stock Units granted to the Reporting Person on February 24, 2020, which will vest, if at all, based on (i) the achievement of certain average revenue growth and average adjusted EBITDA growth goals on February 24, 2023 and (ii) the continued employment of the Reporting Person through February 24, 2023.

Remarks:
This amendment is being filed to correct the original Form 4, filed on February 26, 2020, which misreported (i) the expiration date/term of the stock options granted to the Reporting Person and (ii) the number of Performance Stock Units granted to the Reporting Person.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
WEINER BARRY W
C/O ENZO BIOCHEM, INC.
527 MADISON AVENUE
NEW YORK, NY 10022
X
PRESIDENT AND TREASURER

Signatures
/s/ Barry W. Weiner2/27/2020
**Signature of Reporting PersonDate

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