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Name | Symbol | Market | Type |
---|---|---|---|
Global X Emerging Markets Great Consumer ETF | NYSE:EMC | NYSE | Exchange Traded Fund |
Price Change | % Change | Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 29.05 | 0 | 00:00:00 |
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
GOULDEN DAVID I |
2. Issuer Name
and
Ticker or Trading Symbol
EMC CORP [ EMC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) CEO, EMCII |
EMC CORPORATION, 176 SOUTH STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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HOPKINTON, MA 01748 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 9/6/2016 | M | 46977 (1) | A | $19.11 | 929975 | D |
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Common Stock | 9/6/2016 | F | 38626 (2) | D | $28.77 | 891349 | D |
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Common Stock | 9/6/2016 | M | 32000 (1) | A | $19.11 | 923349 | D |
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Common Stock | 9/6/2016 | F | 26311 (2) | D | $28.77 | 897038 | D |
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Common Stock | 9/6/2016 | M | 42609 (1) | A | $15.18 | 939647 | D |
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Common Stock | 9/6/2016 | F | 31952 (2) | D | $28.77 | 907695 | D |
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Common Stock | 9/6/2016 | M | 32000 (1) | A | $15.18 | 939695 | D |
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Common Stock | 9/6/2016 | F | 23997 (2) | D | $28.77 | 915698 | D |
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Common Stock | 9/6/2016 | M | 28000 (1) | A | $15.31 | 943698 | D |
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Common Stock | 9/6/2016 | F | 21064 (2) | D | $28.77 | 922634 | D |
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Common Stock | 9/6/2016 | M | 42000 (1) | A | $15.31 | 964634 | D |
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Common Stock | 9/6/2016 | F | 31596 (2) | D | $28.77 | 933038 | D |
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Common Stock | 9/6/2016 | M | 24000 (1) | A | $20.47 | 957038 | D |
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Common Stock | 9/6/2016 | F | 20334 (2) | D | $28.77 | 936704 | D |
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Common Stock | 9/6/2016 | M | 36000 (1) | A | $20.47 | 972704 | D |
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Common Stock | 9/6/2016 | F | 30501 (2) | D | $28.77 | 942203 | D |
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Common Stock | 9/6/2016 | M | 20539 (1) | A | $25.04 | 962742 | D |
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Common Stock | 9/6/2016 | F | 19130 (2) | D | $28.77 | 943612 | D |
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Common Stock | 9/6/2016 | M | 29525 (1) | A | $25.04 | 973137 | D |
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Common Stock | 9/6/2016 | F | 27499 (2) | D | $28.77 | 945638 | D |
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Common Stock | 9/6/2016 | M | 40216 (1) | A | $26.80 | 985854 | D |
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Common Stock | 9/6/2016 | F | 38758 (2) | D | $28.77 | 947096 | D |
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Common Stock | 9/6/2016 | M | 30530 (1) | A | $26.80 | 977626 | D |
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Common Stock | 9/6/2016 | F | 29424 (2) | D | $28.77 | 948202 | D |
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Common Stock | 9/6/2016 | D | 245674 | D | $0 (3) | 702528 | D |
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Common Stock | 9/6/2016 | F | 119756 (4) | D | $0 | 582772 | D |
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Common Stock | 9/7/2016 | D | 582772 | D | $0 (5) | 0 | D |
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option Right To Buy | $19.11 | 9/6/2016 | M | 46977 | 11/28/2008 (6) | 11/28/2017 | Common Stock | 46977 | (6) | 0 | D |
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Stock Option Right To Buy | $19.11 | 9/6/2016 | M | 32000 | 11/28/2008 (6) | 11/28/2017 | Common Stock | 32000 | (6) | 0 | D |
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Stock Option Right To Buy | $15.18 | 9/6/2016 | M | 42609 | 8/20/2009 (6) | 8/20/2018 | Common Stock | 42609 | (6) | 0 | D |
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Stock Option Right To Buy | $15.18 | 9/6/2016 | M | 32000 | 8/20/2009 (6) | 8/20/2018 | Common Stock | 32000 | (6) | 0 | D |
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Stock Option Right To Buy | $15.31 | 9/6/2016 | M | 28000 | 8/4/2010 (6) | 8/4/2019 | Common Stock | 28000 | (6) | 0 | D |
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Stock Option Right To Buy | $15.31 | 9/6/2016 | M | 42000 | 8/4/2010 (6) | 8/4/2019 | Common Stock | 42000 | (6) | 0 | D |
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Stock Option Right To Buy | $20.47 | 9/6/2016 | M | 24000 | 8/3/2011 (6) | 8/3/2020 | Common Stock | 24000 | (6) | 0 | D |
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Stock Option Right To Buy | $20.47 | 9/6/2016 | M | 36000 | 8/3/2011 (6) | 8/3/2020 | Common Stock | 36000 | (6) | 0 | D |
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Stock Option Right To Buy | $25.04 | 9/6/2016 | M | 20539 | 8/3/2012 (6) | 8/3/2021 | Common Stock | 20539 | (6) | 0 | D |
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Stock Option Right To Buy | $25.04 | 9/6/2016 | M | 29525 | 8/3/2012 (6) | 8/3/2021 | Common Stock | 29525 | (6) | 0 | D |
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Stock Option Right To Buy | $26.80 | 9/6/2016 | M | 40216 | 8/8/2013 (6) (7) | 8/8/2022 | Common Stock | 40216 | (6) | 0 | D |
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Stock Option Right To Buy | $26.80 | 9/6/2016 | M | 30530 | 8/8/2013 (6) (8) | 8/8/2022 | Common Stock | 30530 | (6) | 0 | D |
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Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
GOULDEN DAVID I
EMC CORPORATION 176 SOUTH STREET HOPKINTON, MA 01748 |
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CEO, EMCII |
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Signatures
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/s/Barbara E. Coluci, Attorney In Fact | 9/8/2016 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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