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DUK-A Duke Energy Corp New

25.16
0.07 (0.28%)
After Hours
Last Updated: 21:00:05
Delayed by 15 minutes
Name Symbol Market Type
Duke Energy Corp New NYSE:DUK-A NYSE Preference Share
  Price Change % Change Price High Price Low Price Open Price Traded Last Trade
  0.07 0.28% 25.16 25.17 25.03 25.08 41,386 21:00:05

Statement of Changes in Beneficial Ownership (4)

10/02/2022 9:46pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

GOOD LYNN J
2. Issuer Name and Ticker or Trading Symbol

Duke Energy CORP [ DUK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chair, President & CEO
(Last)          (First)          (Middle)

526 S. CHURCH STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

2/8/2022
(Street)

CHARLOTTE, NC 28202
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/8/2022  M  98864 A$104.41 302141 D  
Common Stock 2/8/2022  F  42499 D$104.41 259896 (1)D  
Common Stock         2543 I By 401(k) 
Common Stock         1710 (2)I By Spouse 
Common Stock         52966 I By Irrevocable Trust 
Common Stock         121400 I By Family Trust 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Shares $104.41 2/8/2022  M   98864    2/8/2022  (3)Common Stock 98864.0 $0 98864 D  

Explanation of Responses:
(1) Amount increased due to dividend reinvestment.
(2) Amount held by spouse increased due to dividend reinvestment.
(3) Expiration date not applicable.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
GOOD LYNN J
526 S. CHURCH STREET
CHARLOTTE, NC 28202
X
Chair, President & CEO

Signatures
/s/ David S. Maltz, attorney-in-fact Lynn J. Good2/10/2022
**Signature of Reporting PersonDate

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