Form 8-K - Current report
17/12/2024 10:19pm
Edgar (US Regulatory)
0001878897false00018788972024-12-132024-12-13
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 13, 2024
(Exact Name of Registrant as Specified in Its Charter)
| | |
Delaware |
(State or Other Jurisdiction of Incorporation) |
| | | | | | | | | | | | | | |
001-41054 | | 87-2176850 |
(Commission File Number) | | (I.R.S. Employer Identification No.) |
| | |
4400 Biscayne Boulevard | Miami | Florida | | 33137 |
(Address of Principal Executive Offices) | | (Zip Code) |
(305) 579-8000
(Registrant’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| | | | | | | | |
☐ | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | |
☐ | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | |
☐ | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | |
☐ | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities Registered Pursuant to 12(b) of the Act:
| | | | | | | | |
Title of each class: | Trading | Name of each exchange |
| Symbol(s) | on which registered: |
Common stock, par value $0.01 per share | DOUG | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| | | | | |
Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements with Certain Officers. |
Retirement of Executive Vice President and Chief Operating Officer
On December 13, 2024, Richard J. Lampen, age 71, notified the Board of Directors of Douglas Elliman Inc, (the "Company”) of his decision to retire voluntarily effective December 13, 2024 as Executive Vice President and Chief Operating Officer of the Company. Mr. Lampen will continue to serve following his retirement as a non-employee member of the Board of Directors of the Company.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | | | |
| DOUGLAS ELLIMAN INC. |
| |
| By: | /s/ J. Bryant Kirkland III |
| | J. Bryant Kirkland III |
| | Executive Vice President, Chief Financial Officer, Treasurer and Secretary |
Date: December 17, 2024
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