We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Customisable watchlists with full streaming quotes from leading exchanges, such as LSE, NASDAQ, NYSE, AMEX, Bovespa, BIT and more.
| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| Deutsche Bank Aktiengesellschaft | NYSE:DB | NYSE | Common Stock |
| Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|
| 0.17 | 1.03% | 16.64 | 5,870 | 11:30:06 |
From May 2023 to May 2024
By Ben Glickman
Deutsche Bank subsidiary DWS Investment Management Americas will pay $25 million to settle two charges by the Securities and Exchange Commission.
The SEC said Monday that DWS failed to develop a mutual fund anti-money laundering program and made misstatements regarding its environmental, social and governance investment process.
The company will pay $19 million for the ESG misstatements and $6 million for the anti-mutual fund violation. DWS didn't admit or deny the SEC's findings in its settlements.
The SEC found that DWS made misleading statements about how it was using ESG factors in research and investment recommendations. The company allegedly failed to use policies and procedures to guarantee that its statements about ESG offerings were accurate.
The SEC also alleged that the company caused mutual funds it advised to not implement a legally-required program to prevent money laundering.
Write to Ben Glickman at ben.glickman@wsj.com
(END) Dow Jones Newswires
September 25, 2023 09:39 ET (13:39 GMT)
Copyright (c) 2023 Dow Jones & Company, Inc.
1 Year Deutsche Bank Aktiengese... Chart |
1 Month Deutsche Bank Aktiengese... Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions
Hot Features
Premium
