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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Catalent Inc | NYSE:CTLT | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.15 | 0.27% | 56.00 | 56.37 | 55.75 | 55.75 | 1,637,869 | 01:00:00 |
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Downie William |
2. Issuer Name
and
Ticker or Trading Symbol
Catalent, Inc. [ CTLT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) See Remarks |
C/O CATALENT, INC., 14 SCHOOLHOUSE ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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SOMERSET, NJ 08873 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 3/20/2017 | M (1) | 6202 | A | $18.71 | 34604 (2) | D | |||
Common Stock | 3/20/2017 | F (3) | 5054 | D | $28.76 | 29550 (2) | D | |||
Common Stock | 3/20/2017 | S (4) | 574 | D | $28.60 (5) | 28976 (2) | D | |||
Common Stock | 3/20/2017 | M (1) | 1031 | A | $10.71 | 30007 (2) | D | |||
Common Stock | 3/20/2017 | F (3) | 689 | D | $28.76 | 29318 (2) | D | |||
Common Stock | 3/20/2017 | S (4) | 171 | D | $28.60 (5) | 29147 (2) | D | |||
Common Stock | 3/20/2017 | M (1) | 35000 | A | $10.71 | 64147 (2) | D | |||
Common Stock | 3/20/2017 | F (3) | 23416 | D | $28.53 | 40731 (2) | D | |||
Common Stock | 3/20/2017 | S (4) | 5792 | D | $28.60 (5) | 34939 (2) | D | |||
Common Stock | 3/20/2017 | M (1) | 10122 | A | $20.50 | 45061 (2) | D | |||
Common Stock | 3/20/2017 | F (3) | 8582 | D | $28.76 | 36479 (2) | D | |||
Common Stock | 3/20/2017 | S (4) | 770 | D | $28.60 (5) | 35709 (2) | D | |||
Common Stock | 3/20/2017 | M (1) | 5748 | A | $10.71 | 41457 (2) | D | |||
Common Stock | 3/20/2017 | F (3) | 3837 | D | $28.76 | 37620 (2) | D | |||
Common Stock | 3/20/2017 | S (4) | 955 | D | $28.60 (5) | 36665 (2) | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to purchase Common Stock | $18.71 | 3/20/2017 | M (1) | 6202 | 6/25/2014 (6) | 6/25/2023 | Common Stock | 6202.0 | $0 | 0 | D | ||||
Options to purchase Common Stock | $10.71 | 3/20/2017 | M (1) | 1031 | 10/23/2010 (7) | 10/23/2019 | Common Stock | 1031.0 | $0 | 0 | D | ||||
Options to purchase Common Stock | $10.71 | 3/20/2017 | M (1) | 35000 | 10/23/2010 (8) | 10/23/2019 | Common Stock | 35000.0 | $0 | 0 | D | ||||
Options to purchase Common Stock | $20.5 | 3/20/2017 | M (1) | 10122 | 7/30/2015 (9) | 7/30/2024 | Common Stock | 10122.0 | $0 | 10122 | D | ||||
Options to purchase Common Stock | $10.71 | 3/20/2017 | M (1) | 5748 | 10/23/2010 (10) | 10/23/2019 | Common Stock | 5748.0 | $0 | 29252 | D |
Remarks:
Senior Vice President, Global Sales & Marketing |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Downie William
C/O CATALENT, INC. 14 SCHOOLHOUSE ROAD SOMERSET, NJ 08873 |
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See Remarks |
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Signatures
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/s/ Christine Caputo, by power of attorney | 3/22/2017 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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