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CTLT Catalent Inc

55.85
-0.45 (-0.80%)
After Hours
Last Updated: 21:10:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Catalent Inc NYSE:CTLT NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.45 -0.80% 55.85 56.50 55.78 56.26 1,456,844 21:10:00

Initial Statement of Beneficial Ownership (3)

02/06/2021 3:07pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Hopson Ricky
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/1/2021 

3. Issuer Name and Ticker or Trading Symbol

Catalent, Inc. [CTLT]
(Last)        (First)        (Middle)

CATALENT, INC., 14 SCHOOLHOUSE ROAD
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
VP, Chief Accounting Officer /
(Street)

SOMERSET, NJ 08873      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 12893 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Options to purchase Common Stock  (2)7/24/2027 Common Stock 1550.0 $36.02 D  
Options to purchase Common Stock  (3)7/23/2028 Common Stock 2622.0 $43.88 D  
Options to purchase Common Stock  (4)7/22/2029 Common Stock 3650.0 $54.94 D  
Options to purchase Common Stock  (5)7/30/2030 Common Stock 3055.0 $88.1 D  

Explanation of Responses:
(1) Includes restricted stock units.
(2) The options vest and become exercisable in four equal annual installments beginning on July 24, 2018.
(3) The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.
(4) The options vest and become exercisable in four equal annual installments beginning on July 22, 2020.
(5) The options vest and become exercisable in four equal annual installments beginning on July 30, 2021.

Remarks:
EXHIBIT LIST: EX-24 Hopson Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Hopson Ricky
CATALENT, INC.
14 SCHOOLHOUSE ROAD
SOMERSET, NJ 08873


VP, Chief Accounting Officer

Signatures
/s/ Jose Ibietatorremendia, attorney-in-fact6/2/2021
**Signature of Reporting PersonDate

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