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COO Cooper Companies Inc

331.35
0.00 (0.00%)
30 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Cooper Companies Inc NYSE:COO NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 331.35 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

03/04/2020 9:56pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KOZY WILLIAM A
2. Issuer Name and Ticker or Trading Symbol

COOPER COMPANIES, INC. [ COO ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O THE COOPER COMPANIES, INC., 6101 BOLLINGER CANYON ROAD, SUITE 500
3. Date of Earliest Transaction (MM/DD/YYYY)

4/1/2020
(Street)

SAN RAMON, CA 94583
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 4/1/2020  M  913.00 A (1)4841.00 D  
Common Stock 4/1/2020  D  913.00 D$273.05 3928.00 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock $0.00 4/1/2020  M   913.00    4/1/2020 4/1/2020 Common Stock 913.00  (1)0.00 D  
Restricted Stock Units $0.00 (2)4/1/2020  A   989.00    4/1/2021  (3)Common Stock 989.00 $0.00 989.00 D  

Explanation of Responses:
(1) NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.
(2) RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
(3) RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
KOZY WILLIAM A
C/O THE COOPER COMPANIES, INC.
6101 BOLLINGER CANYON ROAD, SUITE 500
SAN RAMON, CA 94583
X



Signatures
/s/ William A. Kozy4/3/2020
**Signature of Reporting PersonDate

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