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CDE Coeur Mining Inc

4.84
0.05 (1.04%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Coeur Mining Inc NYSE:CDE NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.05 1.04% 4.84 5.08 4.764 4.90 6,442,693 01:00:00

Statement of Changes in Beneficial Ownership (4)

04/12/2019 9:17pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Nault Casey M.
2. Issuer Name and Ticker or Trading Symbol

Coeur Mining, Inc. [ CDE ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP & General Counsel
(Last)          (First)          (Middle)

104 S. MICHIGAN AVE., STE. 900
3. Date of Earliest Transaction (MM/DD/YYYY)

12/3/2019
(Street)

CHICAGO, IL 60603
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 12/3/2019  S(1)  20000 D$7.003 (2)357744 (3)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Incentive Stock Options (right to buy) $19.01           5/7/2013 (4)5/7/2022 Common Stock 8266.0  8266 D  
Non-qualified Stock Options (right to buy) $19.01           5/7/2013 (4)5/7/2022 Common Stock 770.0  770 D  
Incentive Stock Options (right to buy) $23.9           1/22/2014 (4)1/22/2023 Common Stock 4184.0  4184 D  
Non-qualified Stock Options (right to buy) $23.9           1/22/2014 (4)1/22/2023 Common Stock 4987.0  4987 D  

Explanation of Responses:
(1) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person on May 22, 2019 (as disclosed in the Registrant's Current Report on Form 10-Q filed on August 7, 2019).
(2) This transaction was executed in multiple trades at prices ranging from $7.00 to $7.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(3) Includes 104,689 unvested shares of restricted stock.
(4) The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Nault Casey M.
104 S. MICHIGAN AVE., STE. 900
CHICAGO, IL 60603


SVP & General Counsel

Signatures
/s/ Casey M. Nault12/4/2019
**Signature of Reporting PersonDate

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