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CBL CBL and Associates Properties Inc

25.84
0.35 (1.37%)
Last Updated: 20:04:47
Delayed by 15 minutes
Share Name Share Symbol Market Type
CBL and Associates Properties Inc NYSE:CBL NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.35 1.37% 25.84 25.96 25.60 25.67 52,776 20:04:47

Amended Statement of Changes in Beneficial Ownership (4/a)

14/01/2016 9:42pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

LEBOVITZ CHARLES B
2. Issuer Name and Ticker or Trading Symbol

CBL & ASSOCIATES PROPERTIES INC [ CBL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      __ X __ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chairman of the Board
(Last)          (First)          (Middle)

2030 HAMILTON PLACE BLVD., SUITE 500
3. Date of Earliest Transaction (MM/DD/YYYY)

7/16/2015
(Street)

CHATTANOOGA, TN 374216000
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

7/28/2015 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   7/16/2015     J   V 260.4419   (1) A $16.5395   16354.187   I   (2) By Spouse  
Common Stock                  719318.387   D   (3)  
Common Stock                  1035105.764   I   (2) By Corporation  
Common Stock                  17758.0174   I   (2) (4) By Trust  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Units     (5)                    (6) 11/3/2043   Common Stock   756350     756350   D    
Common Units     (5)                    (6) 11/3/2043   Common Stock   15729378     15729378   I   (2) By Corporation  
Common Units     (5)                    (6) 11/3/2043   Common Stock   489071     489071   I   (2) By Partnership  
Common Units     (5)                    (6) 11/23/2043   Common Stock   17081     17081   I   (2) By Trust  

Explanation of Responses:
( 1)  The shares were acquired via the Company's Dividend Reinvestment Plan.
( 2)  The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
( 3)  Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the Operating Partnership), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 16,991,880 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
( 4)  Prior Form 4s filed on behalf of the Reporting Person incorrectly identified an additional 31,707 Common Shares as held by Trust. The 31,707 Common Shares are held by the Reporting Person's grandsons under the UGMA and UTMA with the Reporting Person's son as Custodian and are not directly or indirectly attributable to the Reporting Person.
( 5)  The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.
( 6)  Immediately exercisable.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
LEBOVITZ CHARLES B
2030 HAMILTON PLACE BLVD., SUITE 500
CHATTANOOGA, TN 374216000
X X Chairman of the Board

Signatures
/s/ Charles B. Lebovitz 1/14/2015
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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