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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Carrier Global Corporation | NYSE:CARR | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
1.15 | 1.89% | 62.09 | 62.89 | 61.30 | 62.09 | 3,615,814 | 01:00:00 |
1. Name and Address of Reporting Person * Agrawal Ajay | 2. Issuer Name and Ticker or Trading Symbol CARRIER GLOBAL Corp [ CARR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Senior VP, Strategy & Services |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 8/19/2021 | M | 7916.0000 (1) | A | $15.9800 | 49155.0000 | D | |||
Common Stock | 8/19/2021 | M | 6044.0000 (1) | A | $14.0500 | 55199.0000 | D | |||
Common Stock | 8/19/2021 | M | 4852.0000 (1) | A | $19.2400 | 60051.0000 | D | |||
Common Stock | 8/19/2021 | M | 4426.0000 (1) | A | $18.8100 | 64477.0000 | D | |||
Common Stock | 8/19/2021 | M | 4171.0000 (1) | A | $18.5300 | 68648.0000 | D | |||
Common Stock | 8/19/2021 | D | 1402.0000 | D | $55.1100 | 67246.0000 | D | |||
Common Stock | 8/19/2021 | D | 1510.0000 | D | $55.1100 | 65736.0000 | D | |||
Common Stock | 8/19/2021 | D | 1540.0000 | D | $55.1100 | 64196.0000 | D | |||
Common Stock | 8/19/2021 | D | 1693.0000 | D | $55.1100 | 62503.0000 | D | |||
Common Stock | 8/19/2021 | D | 2295.0000 | D | $55.1100 | 60208.0000 | D | |||
Common Stock | 8/19/2021 | S | 2769.0000 | D | $55.1334 (2) | 57439.0000 | D | |||
Common Stock | 8/19/2021 | S | 2916.0000 | D | $55.1334 (2) | 54523.0000 | D | |||
Common Stock | 8/19/2021 | S | 3159.0000 | D | $55.1334 (2) | 51364.0000 | D | |||
Common Stock | 8/19/2021 | S | 4504.0000 | D | $55.1334 (2) | 46860.0000 | D | |||
Common Stock | 8/19/2021 | S | 5621.0000 | D | $55.1334 (2) | 41239.0000 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $14.0500 | 8/19/2021 | M | 6044.0000 | 1/2/2016 | 1/1/2023 | Common Stock | 6044.0000 | $0.0000 | 0.0000 | D | ||||
Stock Appreciation Right | $18.8100 | 8/19/2021 | M | 4426.0000 | 1/2/2017 | 1/1/2024 | Common Stock | 4426.0000 | $0.0000 | 0.0000 | D | ||||
Stock Appreciation Right | $19.2400 | 8/19/2021 | M | 4852.0000 | 1/3/2018 | 1/1/2025 | Common Stock | 4852.0000 | $0.0000 | 0.0000 | D | ||||
Stock Appreciation Right | $18.5300 | 8/19/2021 | M | 4171.0000 | 1/3/2020 | 1/2/2027 | Common Stock | 4171.0000 | $0.0000 | 0.0000 | D | ||||
Stock Appreciation Right | $15.9800 | 8/19/2021 | M | 7916.0000 | 1/4/2019 | 1/3/2026 | Common Stock | 7916.0000 | $0.0000 | 0.0000 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Agrawal Ajay 13995 PASTEUR BOULEVARD PALM BEACH GARDENS, FL 33418 | Senior VP, Strategy & Services |
Signatures | ||
/s/ William Langston as Attorney-in-Fact | 8/20/2021 | |
**Signature of Reporting Person | Date |
1 Year Carrier Global Chart |
1 Month Carrier Global Chart |
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