We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Babcock and Wilcox Enterprises Inc | NYSE:BW | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.01 | -0.85% | 1.17 | 1.2193 | 1.13 | 1.20 | 676,955 | 01:00:00 |
FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * B. Riley Financial, Inc. | 2. Issuer Name and Ticker or Trading Symbol Babcock & Wilcox Enterprises, Inc. [ BW ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person | |
Rule 10b5-1(c) Transaction Indication
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $0.01 par value per share | 6/6/2023 | P | 18417 | A | $5.5152 | 419848 | D (4) | |||
Common Stock, $0.01 par value per share | 6/6/2023 | P | 5100 | A | $5.5113 | 43561 | I | By Bryant R. Riley, as UTMA custodian for Abigail Riley (1)(3) | ||
Common Stock, $0.01 par value per share | 6/6/2023 | P | 5615 | A | $5.5139 | 43926 | I | By Bryant R. Riley, as UTMA custodian for Charlie Riley (1)(3) | ||
Common Stock, $0.01 par value per share | 6/6/2023 | P | 5618 | A | $5.5139 | 41935 | I | By Bryant R. Riley, as UTMA custodian for Susan Riley (1)(3) | ||
Common Stock, $0.01 par value per share | 6/6/2023 | P | 5250 | A | $5.512 | 43556 | I | By Bryant R. Riley, as UTMA custodian for Eloise Riley (1)(3) | ||
Common Stock, $0.01 par value per share | 37353 | I | Held in Bryant R. Riley's 401(k) account (1)(3) | |||||||
Common Stock, $0.01 par value per share | 7444465 | I | By B. Riley Securities, Inc. (1)(2)(3) | |||||||
Common Stock, $0.01 par value per share | 19844174 | I | By BRF Investments, LLC (1)(2)(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
B. Riley Financial, Inc. 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES, CA 90025 | X | ||||
B. Riley Securities, Inc. 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES, CA 90025 | X | ||||
BRF Investments, LLC 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES, CA 90025 | X | ||||
RILEY BRYANT R 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES, CA 90025 | X |
Signatures | ||
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer | 6/7/2023 | |
**Signature of Reporting Person | Date | |
B. Riley Securities, Inc., by: /s/ Andrew Moore, Chief Executive Officer | 6/7/2023 | |
**Signature of Reporting Person | Date | |
BRF Investments, LLC, by: /s/ Phillip Ahn, Authorized Signatory | 6/7/2023 | |
**Signature of Reporting Person | Date | |
Bryant R. Riley, by: /s/ Bryant R. Riley | 6/7/2023 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Babcock and Wilcox Enter... Chart |
1 Month Babcock and Wilcox Enter... Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions