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BRK.B Berkshire Hathaway Inc

456.56
-2.52 (-0.55%)
28 Dec 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Berkshire Hathaway Inc NYSE:BRK.B NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -2.52 -0.55% 456.56 461.13 454.48 457.94 3,237,721 01:00:00

Form 4 - Statement of changes in beneficial ownership of securities

12/09/2024 2:26am

Edgar (US Regulatory)


SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jain Ajit

(Last) (First) (Middle)
100 FIRST STAMFORD PLACE
BHRG

(Street)
STAMFORD CT 06902

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BERKSHIRE HATHAWAY INC [ BRK.A ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Vice Chairman
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 466 D
Class B Common Stock 124,308 I By Jain Foundation Inc. (Non-Profit Corporation)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class A Common Stock (1) 09/09/2024 S 200 (1) (1) Class B Common Stock 300,000(1) $695,417.65(2) 61(3)(4) D
Class A Common Stock (1) (1) (1) Class B Common Stock 25,500(1) 17(3)(4) I By Indrima Jain Trusts(5)
Class A Common Stock (1) (1) (1) Class B Common Stock 57,000(1) 38(3)(4) I By Ajit Jain Trusts(6)
Class A Common Stock (1) (1) (1) Class B Common Stock 75,000(1) 50 I By Jain Foundation Inc. (Non-Profit Corporation)(7)
Explanation of Responses:
1. Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock.
2. On September 9th, 2024, the Reporting Person sold 200 shares of Class A Common stock at an average price of 695,417.65 per share. Upon request by Berkshire Hathaway Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person can provide full information regarding the specific pricing of individual sales.
3. These amounts reflect changes from previous filings, where in ordinary estate planning, shares of Class A Common Stock directly or indirectly beneficially owned by the Reporting Person were reallocated as between trusts established by the Reporting Person (and their spouse) and direct ownership of the Reporting Person.
4. Other than the 200 shares sold by the Reporting Person on September 9th, 2024 as reflected herein, no shares of Class A Common Stock were acquired or disposed of from the perspective of shares directly and indirectly beneficially owned by the Reporting Person.
5. Family trusts established by the Reporting Person's spouse for the benefit of the Reporting Person's descendants own 17 shares of Class A Common Stock.
6. Family trusts established by the Reporting Person for the benefit of the Reporting Person's descendants own 38 shares of Class A Common Stock.
7. The non-profit corporation Jain Foundation, Inc. owns 50 shares of Class A Common Stock.
Ajit Jain 09/11/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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