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BLL Ball Corp

69.49
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Ball Corp NYSE:BLL NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 69.49 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

19/05/2020 4:28pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MORRISON SCOTT C
2. Issuer Name and Ticker or Trading Symbol

BALL Corp [ BLL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SR. V.P. and C.F.O.
(Last)          (First)          (Middle)

BALL CORPORATION, 10 LONGS PEAK DR.
3. Date of Earliest Transaction (MM/DD/YYYY)

5/15/2020
(Street)

BROOMFIELD, CO 80021-2510
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 5/15/2020  M(1)  30266.00 A$18.85 439403.0049 D  
Common Stock 5/15/2020  F(2)  18447.00 D$62.23 420956.0049 D  
Common Stock         8385.976 I 401(k) Plan (3)
Common Stock         100.00 I By Son 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Appreciation Rights (sars) $18.85 5/15/2020  M (4)    30266.00  1/25/2013 1/25/2022 Common Stock 30266.00 $0.00 60534.00 D  

Explanation of Responses:
(1) Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
(2) Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
(3) Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
(4) Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 6, 2019 10b5-1 Plan.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
MORRISON SCOTT C
BALL CORPORATION
10 LONGS PEAK DR.
BROOMFIELD, CO 80021-2510


SR. V.P. and C.F.O.

Signatures
/s/ Charles E. Baker, attorney-in-fact for Mr. Morrison5/19/2020
**Signature of Reporting PersonDate

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