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Share Name | Share Symbol | Market | Type |
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Big Lots Inc | NYSE:BIG | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.0546 | -1.53% | 3.5154 | 3.54 | 3.44 | 3.51 | 317,649 | 17:31:25 |
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A.
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Full title of the plan and the address of the plan, if different from that of the issuer named below:
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B.
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Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:
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Page
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REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
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FINANCIAL STATEMENTS:
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Statements of Net Assets Available for Benefits as of December 31, 2016 and 2015
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Statements of Changes in Net Assets Available for Benefits for the Years Ended
December 31, 2016 and 2015
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Notes to Financial Statements
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SUPPLEMENTAL SCHEDULES * :
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Form 5500, Schedule H, line 4a - Schedule of Delinquent Contributions for the year ended
December 31, 2016
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Form 5500, Schedule H, line 4i - Schedule of Assets (Held at End of Year) as of
December 31, 2016
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SIGNATURE
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EXHIBIT:
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23.1
- Consent of Ary Roepcke Mulchaey, P.C.
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2016
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2015
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Assets
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Investments, at fair value (See Note C):
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Big Lots, Inc. common shares
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$
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22,637,774
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$
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19,325,536
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Mutual funds
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145,483,258
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120,080,031
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Common collective trust
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41,095,368
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41,842,815
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Total investments
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209,216,400
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181,248,382
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Receivables:
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Company contributions
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6,075,733
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11,678,971
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Participant contributions
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99,363
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106,783
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Notes from participants, net of allowance for defaulted loans (See Note B)
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8,157,457
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8,301,821
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Total receivables
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14,332,553
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20,087,575
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Other assets:
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Cash
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418
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—
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Fee income receivable
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—
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8,070
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Due from brokers
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4,576
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143,324
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Accrued income
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—
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48
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Total other assets
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4,994
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151,442
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Total assets
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223,553,947
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201,487,399
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Liabilities
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Administrative expenses payable
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106,174
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—
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Due to brokers
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—
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140,594
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Total liabilities
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106,174
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140,594
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Net assets available for benefits
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$
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223,447,773
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$
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201,346,805
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2016
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2015
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Additions to net assets attributed to:
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Investment income:
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Net appreciation (depreciation) in fair value of investments
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$
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11,641,936
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$
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(5,549,267
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)
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Interest & Dividends
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6,456,107
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6,532,451
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Fee income
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11,877
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22,981
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Total investment income
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18,109,920
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1,006,165
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Interest income on notes from participants
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334,301
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357,121
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Contributions:
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Company matching
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6,071,872
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5,789,847
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Participant
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10,752,191
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10,474,351
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Rollover
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6,799,633
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671,500
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Special 2015 transition contribution
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—
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5,891,683
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Total contributions
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23,623,696
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22,827,381
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Total additions
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42,067,917
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24,190,667
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Deductions from net assets attributed to:
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Benefits paid to participants
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19,533,749
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23,871,789
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Administrative expenses
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433,200
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499,840
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Total deductions
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19,966,949
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24,371,629
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Net increase (decrease) in net assets available for benefits
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22,100,968
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(180,962
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Net assets available for benefits:
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Beginning of year
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201,346,805
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201,527,767
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End of year
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$
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223,447,773
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$
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201,346,805
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A.
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PLAN DESCRIPTION
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Years of Service
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Vested percentage
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Less than 2
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—
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At least 2 but less than 3
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25
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At least 3 but less than 4
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50
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At least 4 but less than 5
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75
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5 or more
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100
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B.
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SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
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C.
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FAIR VALUE MEASUREMENTS
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Assets at fair value as of December 31, 2016
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Level 1
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Level 2
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Level 3
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Total
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Mutual funds
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$
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145,483,258
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$
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—
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$
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—
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$
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145,483,258
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Employer common stock
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22,637,774
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—
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—
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22,637,774
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Subtotal
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$
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168,121,032
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$
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—
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$
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—
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168,121,032
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Common collective trust fund measured at net asset value
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41,095,368
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Total
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$
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209,216,400
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Assets at fair value as of December 31, 2015
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Level 1
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Level 2
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Level 3
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Total
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Mutual funds
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$
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120,080,031
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$
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—
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$
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—
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$
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120,080,031
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Employer common stock
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19,325,536
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—
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—
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19,325,536
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Subtotal
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$
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139,405,567
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$
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—
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$
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—
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139,405,567
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Common collective trust fund measured at net asset value
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41,842,815
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Total
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$
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181,248,382
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D.
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TAX STATUS
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E.
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RISKS AND UNCERTAINTIES
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F.
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PLAN TERMINATION
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G.
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PARTIES-IN-INTEREST
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H.
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RECONCILIATION OF FINANCIAL STATEMENTS TO FORM 5500
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2016
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2015
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Net assets available for benefits per the financial statements
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$
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223,447,773
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$
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201,346,805
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Add: Adjustment from fair value to contract value for fully
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benefit-responsive contract
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—
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(12,394
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Net assets available for benefits per Form 5500
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$
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223,447,773
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$
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201,334,411
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Net Increase in assets per the financial statements
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$
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22,100,968
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Change in adjustment from fair value to contract value for fully benefit-responsive contract
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12,394
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Net income per Form 5500
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$
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22,113,362
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Participant Contributions Transferred Late to Plan
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Total That Constitute Nonexempt Prohibited Transactions
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Total Fully Corrected Under Voluntary Fiduciary Correction Program (VFCP) and Prohibited Transaction Exemption 2002-51
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$
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135,733
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Check Here if Late Participant Loan Repayments are included:
þ
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Contributions Not Corrected
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Contributions Corrected Outside VFCP
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Corrections Pending Correction in VFCP
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$
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135,733
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$
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—
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$
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—
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$
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—
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(a)
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(b) Identity of issue, borrower, lessor or similar party
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(c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value
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(d) Cost **
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(e) Current value
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*
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Big Lots, Inc.
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Common shares: 450,862 shares
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$
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22,637,774
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Common/Collective trust:
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Columbia Trust
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Stable Inc I-0 Fund: 3,812,186 units
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41,095,368
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Mutual funds:
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Vanguard
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Institutional Index Fund: 176,570 shares
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35,990,205
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The Growth Fund of America
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Growth Fund: 394,264 shares
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16,578,810
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American
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Target Date 2030: 1,211,212 shares
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15,188,601
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American
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Balanced Fund: 554,363 shares
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13,753,741
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American
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Target Date 2020: 909,104 shares
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10,436,513
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Baron
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Growth Fund: 151,978 shares
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9,243,284
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PIMCO
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Total Return Fund: 868,253 shares
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8,708,577
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Artisan
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International Fund: 322,121 shares
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8,294,611
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American
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Target Date 2040: 630,534 shares
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8,096,061
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American
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Target Date 2050: 362,944 shares
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4,605,762
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American Century
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Equity Income Fund: 432,176 shares
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3,811,794
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Goldman Sachs
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Small Cap Value Fund: 62,406 shares
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3,747,462
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Washington Mutual
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Investors Fund: 80,638 shares
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3,302,945
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Vanguard
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Inflation Pro Sec: 65,954 shares
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1,680,519
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American
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Target Date 2010: 89,197 shares
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908,030
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PIMCO
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All Asset Fund: 46,863 shares
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522,526
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Calamos
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Market Neutral Fund: 35,774 shares
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460,417
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Vanguard
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VMMR- Fed Mmkt: 153,400 shares
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153,400
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145,483,258
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*
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Notes receivable from participants
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Varying maturity dates with interest rates ranging from 4.25% - 4.50%
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8,157,457
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TOTAL
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$
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217,373,857
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*
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Party-in-interest
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**
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Cost is not applicable for participant-directed investments
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SIGNATURE
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The Plan.
Pursuant to the requirements of the Securities Exchange Act of 1934, the plan administrator has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
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BIG LOTS SAVINGS PLAN
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Dated: June 27, 2017
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By:
/s/ Timothy A. Johnson
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|||
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Timothy A. Johnson
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||
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Executive Vice President, Chief Administrative Officer and Chief Financial Officer
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1 Year Big Lots Chart |
1 Month Big Lots Chart |
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